FDM vs. FNY ETF Comparison

Comparison of First Trust DJ Select MicroCap ETF (FDM) to First Trust Mid Cap Growth AlphaDEX (FNY)

FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$62.14

Average Daily Volume

4,792

Number of Holdings ^*

153

* may have additional holdings in another (foreign) market

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$73.65

Average Daily Volume

18,906

Number of Holdings ^*

216

* may have additional holdings in another (foreign) market

Performance

Period	FDM	FNY
30 Days	0.33%	-1.22%
60 Days	2.65%	-0.23%
90 Days	7.12%	6.79%
12 Months	25.01%	24.96%

0 Overlapping Holdings

	Symbol	Grade	Weight in FDM	Weight in FNY	Overlap

FDM Overweight 153 Positions Relative to FNY

Symbol	Grade	Weight
POWL	B	2.27%
ACMR	D	2.06%
SCSC	A	1.76%
CRAI	A	1.71%
VSEC	A	1.7%
CGEM	B	1.51%
GNK	A	1.5%
CRGY	C	1.49%
SXC	D	1.46%
REX	B	1.43%
BBSI	B	1.35%
MYE	F	1.35%
HAYN	D	1.26%
VVI	D	1.23%
CECO	B	1.22%
DCO	B	1.21%
IDT	C	1.18%
EGY	C	1.15%
CLW	A	1.11%
DXPE	B	1.1%
AMBC	A	1.1%
ZEUS	F	1.08%
UVSP	A	1.04%
BELFB	B	0.98%
UWMC	B	0.98%
BRY	C	0.97%
EZPW	D	0.96%
MLR	A	0.93%
OSBC	B	0.92%
LEU	C	0.92%
ARHS	D	0.91%
HCKT	F	0.9%
WSR	C	0.89%
MBWM	B	0.88%
KE	C	0.88%
CFB	C	0.87%
TTI	F	0.87%
IBCP	B	0.86%
PLOW	D	0.85%
HTBK	D	0.81%
BFST	C	0.8%
GATO	B	0.79%
GSBC	B	0.75%
TITN	F	0.75%
LMB	B	0.75%
SD	F	0.74%
RICK	F	0.73%
DENN	F	0.72%
NPK	A	0.71%
AVNW	F	0.71%
AMAL	B	0.71%
DHIL	C	0.71%
VPG	F	0.7%
HVT	F	0.69%
CCB	B	0.69%
LYTS	B	0.68%
HDSN	F	0.67%
HTBI	B	0.66%
CYH	B	0.66%
CENT	D	0.65%
LQDT	C	0.65%
OSUR	F	0.65%
BHB	B	0.64%
THFF	B	0.64%
SMBC	D	0.64%
BBW	B	0.63%
VYGR	D	0.62%
CWCO	D	0.62%
OLP	A	0.6%
CCBG	D	0.6%
ODC	A	0.59%
KRNY	F	0.58%
NBN	B	0.57%
SIGA	C	0.57%
RMR	D	0.57%
CSV	C	0.57%
GNE	F	0.57%
PAHC	A	0.56%
BOOM	F	0.54%
ARTNA	C	0.54%
GLRE	A	0.54%
NWPX	C	0.53%
OSG	A	0.53%
KODK	D	0.52%
SPFI	B	0.52%
SPOK	F	0.52%
AVD	B	0.51%
ESQ	B	0.5%
MCFT	F	0.5%
MOFG	D	0.49%
LINC	B	0.49%
JOUT	F	0.45%
AMPY	B	0.44%
SOI	B	0.44%
BSRR	B	0.44%
NEWT	C	0.43%
NRIM	B	0.43%
FSBC	D	0.42%
PBPB	F	0.42%
PANL	B	0.41%
HBT	B	0.4%
RM	B	0.39%
WTI	F	0.38%
ONEW	F	0.38%
FET	F	0.37%
LOCO	B	0.37%
NECB	B	0.37%
MVBF	F	0.37%
FSBW	D	0.36%
BCML	B	0.35%
INSE	F	0.35%
CVLY	B	0.34%
TSBK	D	0.33%
OBT	B	0.32%
OMER	D	0.32%
AFCG	B	0.31%
PKOH	B	0.31%
NATH	D	0.3%
EPM	F	0.29%
KFS	B	0.29%
GENC	B	0.29%
IPI	C	0.29%
RLGT	F	0.29%
PLBC	C	0.28%
OVLY	C	0.27%
CMT	D	0.24%
LEGH	D	0.24%
TSQ	B	0.24%
FF	B	0.24%
MEC	B	0.24%
MPX	B	0.23%
STKS	D	0.23%
QUAD	D	0.23%
RNGR	D	0.23%
INTT	F	0.22%
OCN	C	0.22%
LSEA	F	0.21%
HNRG	F	0.21%
ATLC	F	0.21%
EVC	C	0.21%
CMPO	B	0.2%
III	F	0.17%
RCMT	F	0.17%
KLXE	F	0.16%
MNSB	F	0.15%
REI	C	0.14%
HGBL	F	0.13%
BGFV	F	0.13%
ASRT	D	0.13%
TUSK	F	0.12%
CCRD	C	0.12%
TZOO	D	0.09%
CMBM	D	0.07%

FDM Underweight 216 Positions Relative to FNY

Symbol	Grade	Weight
WING	A	-0.83%
NTRA	B	-0.82%
WFRD	B	-0.82%
EME	A	-0.81%
TXRH	B	-0.81%
APP	B	-0.8%
DVA	B	-0.8%
SWAV	A	-0.8%
CVNA	B	-0.79%
TDW	B	-0.79%
CNM	A	-0.79%
SFM	A	-0.79%
MEDP	D	-0.78%
MOD	A	-0.77%
ANF	B	-0.76%
APG	D	-0.76%
ITGR	D	-0.75%
FIX	A	-0.75%
BLD	D	-0.74%
EXP	A	-0.74%
IBP	D	-0.74%
H	D	-0.74%
PSN	D	-0.74%
BFAM	C	-0.73%
ESAB	B	-0.73%
AWI	D	-0.73%
ATI	B	-0.73%
TOST	A	-0.73%
TOL	B	-0.73%
ALSN	D	-0.72%
AZEK	D	-0.72%
FRPT	B	-0.72%
WSM	B	-0.71%
LNW	D	-0.7%
RL	D	-0.69%
XPO	D	-0.69%
CELH	D	-0.69%
AAON	C	-0.68%
HRI	D	-0.68%
WWD	A	-0.68%
AVAV	A	-0.67%
HOOD	C	-0.66%
TTEK	B	-0.66%
IBKR	B	-0.66%
LYFT	C	-0.65%
BPMC	A	-0.64%
CW	A	-0.64%
MOG.A	A	-0.64%
CLH	B	-0.64%
ELF	D	-0.64%
CVLT	A	-0.64%
POST	B	-0.63%
OWL	B	-0.63%
MUSA	D	-0.62%
ARMK	C	-0.61%
ENSG	D	-0.61%
NCLH	F	-0.61%
PEGA	D	-0.6%
BRBR	C	-0.6%
BCO	B	-0.6%
MSA	C	-0.6%
FSS	B	-0.6%
EEFT	C	-0.6%
ITT	A	-0.6%
APPF	B	-0.59%
IOT	B	-0.59%
BWXT	D	-0.59%
ZWS	C	-0.59%
KD	A	-0.58%
WMS	C	-0.58%
VNT	D	-0.57%
KNSL	D	-0.57%
INFA	D	-0.56%
WEX	D	-0.56%
AFRM	D	-0.55%
MKSI	D	-0.55%
FND	D	-0.54%
PRI	D	-0.54%
NEU	D	-0.53%
BRKR	D	-0.53%
KAI	D	-0.51%
GKOS	B	-0.5%
ONTO	B	-0.49%
TNET	F	-0.49%
CBT	B	-0.48%
CASY	A	-0.48%
ATR	A	-0.48%
DUOL	B	-0.48%
HQY	D	-0.47%
INGR	A	-0.47%
COKE	B	-0.47%
AXTA	A	-0.47%
RLI	A	-0.46%
DCI	B	-0.46%
AMR	D	-0.46%
AM	A	-0.46%
CFR	D	-0.45%
GNTX	D	-0.45%
RYAN	D	-0.45%
MARA	C	-0.45%
AIT	C	-0.44%
CRVL	B	-0.44%
PFGC	D	-0.44%
VRNS	D	-0.44%
GOLF	D	-0.44%
CHX	D	-0.44%
AOS	C	-0.44%
GATX	C	-0.44%
PR	B	-0.44%
MORN	D	-0.44%
GPK	C	-0.43%
TREX	D	-0.43%
ALLE	D	-0.43%
SAIA	F	-0.43%
WYNN	D	-0.43%
OLLI	B	-0.43%
SFBS	C	-0.43%
RHP	D	-0.43%
TPX	D	-0.42%
AAL	C	-0.42%
ACA	B	-0.42%
SSD	D	-0.41%
CRL	D	-0.41%
PCOR	F	-0.4%
EVH	F	-0.4%
PGNY	F	-0.4%
NCNO	D	-0.38%
MSTR	D	-0.38%
MAC	D	-0.37%
HCC	B	-0.36%
BMI	A	-0.36%
INSP	D	-0.36%
W	C	-0.35%
ESTC	B	-0.34%
KTB	B	-0.33%
CHDN	B	-0.33%
ITCI	C	-0.33%
CCOI	F	-0.32%
TW	A	-0.32%
FCN	B	-0.32%
SRPT	B	-0.32%
LOPE	B	-0.31%
DOCU	B	-0.31%
IRTC	F	-0.31%
HALO	C	-0.31%
LAMR	B	-0.31%
BOX	F	-0.3%
AXSM	B	-0.3%
STWD	C	-0.3%
WTS	C	-0.3%
CHH	F	-0.3%
COTY	F	-0.3%
SOFI	F	-0.3%
VRRM	A	-0.3%
GWRE	C	-0.3%
HXL	C	-0.29%
CWST	C	-0.29%
FELE	D	-0.29%
EXLS	C	-0.29%
GTLB	F	-0.29%
S	D	-0.29%
EXEL	F	-0.29%
CFLT	C	-0.29%
FOUR	F	-0.28%
FFIV	D	-0.28%
CHE	D	-0.28%
ALKS	F	-0.28%
WDFC	D	-0.28%
OPCH	D	-0.28%
DV	F	-0.27%
PATH	D	-0.27%
IPAR	F	-0.26%
APLS	F	-0.25%
WSC	D	-0.25%
RVMD	B	-0.19%
WEN	B	-0.17%
HAS	B	-0.17%
HAE	B	-0.17%
LNTH	B	-0.17%
IRT	B	-0.16%
EPRT	A	-0.16%
QLYS	F	-0.16%
IONS	F	-0.16%
HLNE	B	-0.16%
NYT	B	-0.16%
OTTR	B	-0.16%
MMSI	B	-0.16%
WMG	B	-0.16%
AES	B	-0.16%
MTSI	B	-0.16%
RPD	F	-0.15%
RBC	C	-0.15%
RARE	F	-0.15%
BCPC	C	-0.15%
CIVI	B	-0.15%
JKHY	D	-0.15%
PLNT	D	-0.15%
MSM	F	-0.15%
INSM	D	-0.15%
ALTR	C	-0.15%
BRX	C	-0.15%
SPSC	B	-0.15%
HRB	B	-0.15%
MTN	F	-0.14%
MTCH	F	-0.14%
PCTY	D	-0.14%
EXAS	F	-0.14%
EGP	D	-0.14%
BL	D	-0.14%
CYTK	D	-0.14%
CNS	D	-0.14%
APLE	F	-0.14%
TENB	F	-0.14%
BRZE	F	-0.14%
SGRY	F	-0.13%
FIVE	F	-0.12%