EFIV vs. CPAI ETF Comparison

Comparison of SPDR S&P 500 ESG ETF (EFIV) to Counterpoint Quantitative Equity ETF (CPAI)

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$55.44

Average Daily Volume

99,873

Number of Holdings ^*

314

* may have additional holdings in another (foreign) market

CPAI

Counterpoint Quantitative Equity ETF

CPAI Description

CPAI employs a quantitative, model-driven strategy that integrates quantitative analysis and machine learning insights to navigate diverse market conditions. The portfolio consists of at least 50 US-listed companies of any capitalization or ADRs. The selection process relies on advanced quantitative models leveraging machine learning technology, considering over 30 variables related to value, long-term reversal, momentum, profitability, investor sentiment, and stock price stability. Additionally, the Adviser backtests variable combinations considered to be supported by economic reasoning or investor behavioral biases. The models continually learn and adapt relationships between input variables and realized historic returns, updating during quarterly portfolio rebalances. Moreover, rebalancing ensures the portfolio aligns with the models' rankings, with adjustments made to limit sector exposure to 35% or less.

Grade (RS Rating)

Last Trade

$32.97

Average Daily Volume

5,566

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	EFIV	CPAI
30 Days	4.00%	7.16%
60 Days	10.39%	13.17%
90 Days	2.68%	5.38%
12 Months	34.67%

1 Overlapping Holdings

	Symbol	Grade	Weight in EFIV	Weight in CPAI	Overlap
	LLY	D	2.0%	2.01%	2.0%

EFIV Overweight 313 Positions Relative to CPAI

Symbol	Grade	Weight
AAPL	C	9.99%
MSFT	D	9.18%
NVDA	B	8.61%
GOOGL	B	2.77%
GOOG	B	2.29%
TSLA	C	2.09%
JPM	C	1.73%
UNH	B	1.55%
XOM	A	1.48%
V	B	1.33%
PG	D	1.18%
MA	A	1.17%
HD	A	1.14%
COST	C	1.13%
WMT	A	1.0%
ABBV	C	0.99%
MRK	F	0.83%
KO	C	0.8%
AMD	C	0.77%
BAC	B	0.77%
CRM	B	0.77%
CVX	B	0.71%
PEP	F	0.67%
ADBE	F	0.66%
LIN	C	0.66%
MCD	A	0.63%
ACN	B	0.63%
CSCO	A	0.62%
GE	B	0.58%
ABT	C	0.56%
QCOM	D	0.55%
CAT	A	0.55%
DHR	D	0.51%
AMGN	D	0.5%
NEE	C	0.5%
DIS	D	0.5%
AMAT	C	0.49%
PFE	D	0.48%
SPGI	C	0.47%
UBER	C	0.46%
CMCSA	B	0.46%
T	B	0.45%
GS	B	0.45%
AXP	A	0.44%
LOW	C	0.44%
UNP	F	0.43%
ETN	B	0.38%
BLK	A	0.38%
TJX	D	0.38%
MS	A	0.37%
SYK	C	0.36%
ELV	F	0.35%
BSX	A	0.35%
PLD	D	0.34%
C	B	0.34%
MU	D	0.34%
MDT	C	0.33%
MMC	D	0.32%
SBUX	B	0.32%
ADP	A	0.32%
REGN	D	0.32%
DE	C	0.31%
NKE	D	0.31%
AMT	D	0.31%
LRCX	D	0.31%
CB	A	0.31%
FI	A	0.3%
BMY	A	0.3%
GILD	A	0.3%
KLAC	B	0.3%
MDLZ	D	0.29%
TMUS	A	0.29%
INTC	D	0.29%
SCHW	D	0.28%
CI	D	0.28%
UPS	D	0.28%
ZTS	C	0.26%
SHW	C	0.26%
ICE	A	0.26%
TT	A	0.25%
EQIX	C	0.24%
CL	D	0.24%
CMG	C	0.23%
CME	A	0.23%
PYPL	A	0.23%
PH	A	0.23%
WM	B	0.22%
AON	A	0.22%
CVS	D	0.22%
TGT	C	0.21%
PNC	C	0.21%
WELL	C	0.21%
MCO	D	0.21%
FCX	B	0.21%
CTAS	C	0.2%
BDX	C	0.2%
USB	C	0.2%
ITW	C	0.2%
ECL	C	0.19%
APD	C	0.19%
CSX	D	0.19%
CARR	A	0.19%
AJG	C	0.18%
NEM	C	0.18%
EMR	B	0.18%
HLT	A	0.17%
ADSK	B	0.17%
MAR	A	0.17%
SLB	D	0.17%
TRV	B	0.16%
MPC	D	0.16%
PSX	D	0.16%
WMB	A	0.16%
NSC	C	0.16%
AFL	A	0.16%
PSA	C	0.16%
DHI	C	0.16%
TFC	D	0.16%
COF	A	0.16%
ROST	D	0.15%
PCAR	D	0.15%
JCI	C	0.15%
GM	D	0.15%
OKE	A	0.15%
SRE	C	0.15%
BK	A	0.15%
URI	C	0.15%
AIG	C	0.14%
MET	A	0.14%
DLR	C	0.14%
ALL	A	0.14%
PWR	A	0.13%
VLO	F	0.13%
PEG	A	0.13%
CMI	A	0.13%
MSCI	B	0.13%
FIS	A	0.13%
GWW	B	0.13%
TEL	D	0.13%
AMP	A	0.13%
AME	C	0.12%
EW	F	0.12%
EXC	C	0.12%
CTVA	A	0.12%
RSG	D	0.12%
GIS	C	0.12%
OTIS	A	0.12%
RCL	B	0.12%
KMI	A	0.12%
IDXX	D	0.12%
ACGL	A	0.12%
PAYX	B	0.12%
PRU	B	0.12%
A	B	0.12%
HES	D	0.11%
CBRE	C	0.11%
KR	C	0.11%
EXR	D	0.11%
VRSK	D	0.11%
SYY	D	0.11%
DOW	B	0.11%
HUM	F	0.11%
CNC	F	0.11%
YUM	C	0.11%
IR	A	0.11%
KDP	C	0.11%
DAL	C	0.1%
EIX	C	0.1%
HIG	A	0.1%
IRM	B	0.1%
OXY	D	0.1%
HPQ	B	0.1%
EA	D	0.1%
DFS	A	0.1%
RMD	C	0.1%
BKR	B	0.1%
ED	C	0.1%
PHM	C	0.09%
NDAQ	C	0.09%
WTW	C	0.09%
ROK	D	0.09%
FANG	D	0.09%
MTD	C	0.09%
TSCO	A	0.09%
CSGP	F	0.09%
KHC	F	0.09%
EBAY	A	0.09%
PPG	D	0.09%
ON	F	0.09%
AVB	C	0.09%
WAB	A	0.09%
TRGP	A	0.09%
LULU	D	0.09%
XYL	C	0.09%
HPE	B	0.08%
VTR	C	0.08%
STT	A	0.08%
DOV	C	0.08%
CAH	B	0.08%
IFF	D	0.08%
FTV	C	0.08%
ETR	A	0.08%
BIIB	F	0.08%
AWK	D	0.08%
HSY	D	0.08%
ADM	F	0.08%
AXON	A	0.08%
FITB	C	0.08%
MTB	A	0.08%
RJF	B	0.07%
WDC	C	0.07%
HUBB	A	0.07%
EL	D	0.07%
ES	D	0.07%
DECK	B	0.07%
TROW	D	0.07%
DVN	F	0.07%
WY	C	0.07%
BR	B	0.07%
SW	C	0.07%
TTWO	D	0.07%
EQR	C	0.07%
LYB	B	0.07%
HAL	D	0.07%
SBAC	C	0.07%
GPN	F	0.07%
SYF	A	0.06%
ULTA	D	0.06%
GPC	D	0.06%
APTV	D	0.06%
BAX	D	0.06%
BBY	C	0.06%
OMC	C	0.06%
BALL	C	0.06%
MKC	C	0.06%
RF	B	0.06%
CBOE	B	0.06%
HBAN	B	0.06%
CPAY	A	0.06%
WAT	B	0.06%
K	B	0.06%
EQT	C	0.06%
ZBH	F	0.06%
MRNA	F	0.06%
DOC	C	0.05%
PNR	C	0.05%
IEX	D	0.05%
AMCR	C	0.05%
EG	A	0.05%
SWK	C	0.05%
TSN	D	0.05%
DGX	D	0.05%
FDS	C	0.05%
AVY	D	0.05%
LVS	B	0.05%
NTRS	B	0.05%
MAS	C	0.05%
CFG	C	0.05%
PFG	A	0.05%
EXPE	B	0.05%
CCL	C	0.05%
HOLX	D	0.05%
ARE	D	0.05%
ALLE	A	0.04%
HST	D	0.04%
CHRW	C	0.04%
JKHY	A	0.04%
SJM	D	0.04%
UDR	C	0.04%
JBHT	D	0.04%
POOL	D	0.04%
KEY	B	0.04%
AKAM	D	0.04%
KIM	C	0.04%
CF	A	0.04%
CAG	D	0.04%
CZR	B	0.03%
WYNN	B	0.03%
MGM	D	0.03%
NCLH	C	0.03%
HRL	F	0.03%
GL	C	0.03%
HAS	A	0.03%
DAY	C	0.03%
LW	D	0.03%
MKTX	B	0.03%
CPB	D	0.03%
TAP	D	0.03%
NWSA	D	0.03%
CRL	F	0.03%
AIZ	B	0.03%
INCY	B	0.03%
LKQ	F	0.03%
TPR	B	0.03%
ALB	D	0.03%
TFX	C	0.03%
REG	C	0.03%
BXP	B	0.03%
IPG	D	0.03%
KMX	F	0.03%
PARA	F	0.02%
BEN	F	0.02%
WBA	F	0.02%
BBWI	F	0.02%
DVA	C	0.02%
RL	B	0.02%
IVZ	A	0.02%
FMC	C	0.02%
BWA	C	0.02%
MHK	C	0.02%
MOS	F	0.02%
FRT	D	0.02%
NWS	D	0.01%

EFIV Underweight 9 Positions Relative to CPAI

Symbol	Grade	Weight
LESL	F	-2.13%
AGL	F	-2.11%
ZIM	D	-2.04%
HTZ	F	-2.02%
FTI	B	-2.01%
CARG	C	-2.0%
CNO	B	-2.0%
THC	D	-1.99%
BRC	C	-1.99%