CVY vs. FTA ETF Comparison

Comparison of Guggenheim Multi-Asset Income ETF (CVY) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

CVY

Guggenheim Multi-Asset Income ETF

CVY Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an equity index called the Zacks Multi-Asset Income Index. The fund invests at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. The Zacks Multi-Asset Income Index is comprised of approximately 149 securities selected, based on investment and other criteria, from a universe of domestic and international companies. The securities comprising the index include stocks of small and medium-sized companies.

Grade (RS Rating)

Last Trade

$27.00

Average Daily Volume

6,664

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.76

Average Daily Volume

38,924

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	CVY	FTA
30 Days	2.36%	3.75%
60 Days	2.14%	4.76%
90 Days	3.14%	5.84%
12 Months	24.40%	25.55%

18 Overlapping Holdings

Symbol	Grade	Weight in CVY	Weight in FTA	Overlap
ADM	D	0.87%	0.77%	0.77%
BAC	A	1.16%	0.59%	0.59%
BG	D	0.89%	0.8%	0.8%
CF	A	1.06%	0.7%	0.7%
CRBG	B	1.04%	0.74%	0.74%
CVS	D	0.91%	0.77%	0.77%
DVN	F	0.85%	0.88%	0.85%
EG	C	0.95%	0.82%	0.82%
EOG	A	1.03%	0.97%	0.97%
HAL	C	0.93%	0.91%	0.91%
KR	B	1.09%	0.72%	0.72%
MPC	D	0.92%	0.85%	0.85%
PSX	C	0.96%	0.87%	0.87%
SYF	B	1.32%	1.14%	1.14%
T	A	0.6%	0.89%	0.6%
VLO	C	0.98%	0.91%	0.91%
VTRS	A	1.08%	0.76%	0.76%
WFC	A	1.31%	0.9%	0.9%

CVY Overweight 110 Positions Relative to FTA

Symbol	Grade	Weight
BBAR	C	1.7%
ARLP	A	1.39%
BSM	B	1.13%
EQH	C	1.12%
JPM	A	1.1%
JPC	A	1.1%
OHI	C	1.07%
SPG	A	1.06%
PDI	D	1.06%
SLG	B	1.04%
M	F	1.0%
MPW	F	1.0%
ECC	D	1.0%
OVV	B	1.0%
CIG	C	1.0%
WES	C	0.99%
MPLX	A	0.96%
ET	A	0.93%
AGNC	C	0.92%
EXR	C	0.91%
LAMR	C	0.9%
PBR	D	0.9%
UNM	A	0.88%
DINO	D	0.88%
CIVI	D	0.84%
GLP	A	0.84%
CIB	B	0.83%
EWBC	A	0.83%
TGNA	B	0.82%
EPD	A	0.82%
BP	D	0.81%
UMC	F	0.78%
APA	D	0.78%
VOYA	B	0.78%
R	B	0.77%
SPH	C	0.77%
JXN	C	0.77%
SLM	A	0.76%
PAA	B	0.75%
PDO	C	0.75%
CTRE	C	0.74%
AXS	A	0.74%
ONB	C	0.72%
CNH	C	0.71%
MGY	A	0.7%
SEE	C	0.68%
WGO	C	0.67%
HP	C	0.67%
E	F	0.67%
NOG	B	0.67%
SUN	B	0.67%
BC	C	0.66%
MTG	C	0.66%
AVT	C	0.64%
BPOP	C	0.63%
PBF	D	0.62%
RPRX	D	0.59%
MUR	D	0.57%
NSA	C	0.57%
ACP	C	0.55%
TTE	F	0.54%
LEA	F	0.54%
STNG	F	0.5%
BBVA	D	0.49%
DSL	C	0.48%
XFLT	A	0.48%
QFIN	A	0.45%
OGN	F	0.44%
HIW	C	0.44%
GEL	D	0.42%
VVR	D	0.41%
OUT	A	0.4%
HEES	C	0.4%
PRDO	B	0.39%
CATY	B	0.39%
IBOC	B	0.38%
CNO	B	0.38%
HWC	B	0.37%
BOKF	B	0.37%
SLVM	B	0.36%
BCH	C	0.36%
KFY	B	0.35%
AGRO	D	0.35%
AKR	B	0.35%
CMRE	C	0.34%
LZB	B	0.34%
SAH	C	0.33%
RDN	D	0.32%
OFG	B	0.32%
FBP	C	0.32%
GSL	F	0.31%
NAVI	F	0.31%
PAG	B	0.31%
RES	D	0.3%
OTTR	C	0.3%
FFC	D	0.29%
LYG	D	0.26%
ING	F	0.26%
BGB	A	0.26%
DLY	A	0.25%
EMD	C	0.22%
NHI	D	0.22%
BCS	A	0.21%
ASC	F	0.2%
ISD	C	0.2%
ARDC	A	0.19%
HIO	B	0.19%
CSR	B	0.15%
EAD	C	0.12%
NBB	D	0.11%

CVY Underweight 168 Positions Relative to FTA

Symbol	Grade	Weight
UAL	A	-1.4%
GM	C	-1.13%
DAL	B	-1.12%
PCAR	B	-1.02%
FOXA	A	-0.98%
TROW	B	-0.97%
STLD	B	-0.96%
CVX	A	-0.96%
CINF	A	-0.96%
RS	B	-0.94%
COP	C	-0.94%
CTRA	B	-0.93%
HPE	B	-0.92%
F	C	-0.92%
AIG	B	-0.91%
CMCSA	B	-0.91%
XOM	B	-0.9%
TOL	B	-0.87%
COF	C	-0.86%
OXY	D	-0.86%
KMI	A	-0.85%
NUE	C	-0.85%
HBAN	A	-0.84%
EQT	B	-0.82%
LNG	A	-0.82%
CFG	B	-0.8%
PHM	D	-0.79%
LEN	D	-0.79%
OC	A	-0.78%
ETR	B	-0.78%
LYB	F	-0.76%
SRE	A	-0.76%
C	A	-0.76%
INTC	C	-0.75%
FDX	B	-0.75%
L	A	-0.74%
XEL	A	-0.74%
FANG	C	-0.74%
SLB	C	-0.73%
ATO	A	-0.73%
CTSH	B	-0.73%
CNP	A	-0.72%
AEE	A	-0.72%
ZBH	C	-0.71%
ALLY	C	-0.71%
CB	C	-0.7%
HIG	B	-0.69%
APTV	F	-0.66%
EXC	C	-0.66%
ON	D	-0.65%
MS	A	-0.65%
VZ	C	-0.64%
DG	F	-0.64%
ED	C	-0.64%
SNA	A	-0.63%
CHTR	C	-0.62%
BKR	A	-0.61%
MTB	A	-0.61%
SWKS	F	-0.6%
IP	A	-0.6%
DHI	F	-0.6%
RF	A	-0.58%
FITB	B	-0.57%
TDY	B	-0.56%
LUV	C	-0.56%
TRV	B	-0.56%
USB	A	-0.56%
STT	B	-0.55%
CNC	D	-0.55%
NI	A	-0.53%
DGX	A	-0.52%
PPL	A	-0.51%
TXT	D	-0.5%
D	C	-0.5%
LNT	A	-0.5%
AFL	B	-0.5%
EQR	C	-0.5%
ULTA	F	-0.5%
TGT	F	-0.5%
EBAY	D	-0.49%
HRL	D	-0.49%
DUK	C	-0.49%
SYY	D	-0.49%
DTE	C	-0.48%
CE	F	-0.48%
BLDR	D	-0.48%
DE	B	-0.48%
AEP	C	-0.47%
STX	C	-0.46%
RJF	A	-0.46%
KHC	F	-0.46%
AKAM	D	-0.45%
BBY	D	-0.45%
BIIB	F	-0.44%
OKE	A	-0.42%
ZM	C	-0.42%
DOW	F	-0.42%
DIS	B	-0.4%
KEY	B	-0.4%
PNC	B	-0.39%
JBHT	C	-0.38%
TSN	B	-0.38%
CSCO	B	-0.38%
NWSA	A	-0.38%
PKG	A	-0.38%
RGA	A	-0.37%
KIM	A	-0.37%
HPQ	B	-0.36%
DRI	B	-0.36%
CSX	C	-0.36%
PRU	A	-0.36%
WEC	A	-0.35%
SSNC	B	-0.35%
CMS	C	-0.34%
FNF	B	-0.34%
NVR	D	-0.33%
DOC	C	-0.33%
CARR	C	-0.33%
PPG	F	-0.33%
HSY	F	-0.33%
JNJ	C	-0.33%
EIX	B	-0.33%
ARE	F	-0.32%
FE	C	-0.32%
GIS	D	-0.31%
GPC	D	-0.31%
MOH	F	-0.31%
KDP	F	-0.31%
HUM	C	-0.31%
WLK	D	-0.3%
ELV	F	-0.27%
PYPL	B	-0.19%
CMI	A	-0.19%
ODFL	C	-0.19%
ACN	B	-0.18%
LHX	C	-0.18%
WRB	A	-0.18%
APD	A	-0.18%
LH	B	-0.18%
IEX	C	-0.18%
J	D	-0.18%
KEYS	A	-0.17%
GD	D	-0.17%
PEP	F	-0.17%
UPS	C	-0.17%
NDSN	B	-0.17%
CTVA	C	-0.17%
MAA	B	-0.17%
LOW	C	-0.17%
HD	B	-0.17%
PFG	D	-0.17%
OMC	C	-0.17%
CLX	A	-0.17%
SBUX	A	-0.17%
CPB	D	-0.16%
WY	F	-0.16%
EXPD	C	-0.16%
LMT	D	-0.16%
DD	C	-0.16%
CI	D	-0.16%
MAS	D	-0.16%
HOLX	D	-0.16%
MDT	D	-0.16%
FTV	C	-0.16%
NKE	F	-0.15%
MDLZ	F	-0.15%
AWK	C	-0.15%
CAG	F	-0.14%