AUSF vs. FEUS ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to FlexShares ESG & Climate US Large Cap Core Index Fund (FEUS)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

FEUS

FlexShares ESG & Climate US Large Cap Core Index Fund

FEUS Description

FlexShares ESG & Climate US Large Cap Core Index Fund is an exchange traded indexed fund launched by Northern Trust Corporation. It is managed by Northern Trust Investments, Incorporated. The fund invests in public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of companies across large market capitalization. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. The fund seeks to track the performance of the Northern Trust ESG & Climate US Large Cap Core Index, by using representative sampling technique. FlexShares ESG & Climate US Large Cap Core Index Fund was formed on September 20, 2021 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$66.92

Average Daily Volume

1,485

Number of Holdings ^*

136

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	FEUS
30 Days	4.22%	2.93%
60 Days	5.67%	4.29%
90 Days	7.18%	6.05%
12 Months	33.52%	31.07%

44 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in FEUS	Overlap
AAPL	C	0.1%	6.68%	0.1%
ADP	B	1.43%	1.03%	1.03%
AFL	B	0.1%	0.11%	0.1%
AKAM	D	0.06%	0.13%	0.06%
AMGN	D	0.07%	0.92%	0.07%
BRK.A	B	1.5%	0.65%	0.65%
BSX	B	1.54%	1.02%	1.02%
C	A	0.53%	0.33%	0.33%
CB	C	0.08%	0.57%	0.08%
CI	F	0.08%	0.84%	0.08%
CL	D	0.07%	0.67%	0.07%
CMCSA	B	0.51%	0.67%	0.51%
CNH	C	0.51%	0.09%	0.09%
CSCO	B	1.41%	0.1%	0.1%
CVS	D	0.49%	0.65%	0.49%
CVX	A	0.09%	0.05%	0.05%
ECL	D	0.07%	0.61%	0.07%
ED	D	0.08%	0.31%	0.08%
FI	A	0.08%	0.32%	0.08%
HIG	B	0.08%	0.32%	0.08%
HPE	B	0.54%	0.27%	0.27%
HPQ	B	0.52%	0.34%	0.34%
HST	C	0.49%	0.11%	0.11%
IBM	C	1.37%	1.12%	1.12%
INTC	D	0.54%	1.01%	0.54%
JNJ	D	1.34%	1.35%	1.34%
KR	B	0.12%	0.38%	0.12%
MA	C	0.08%	1.59%	0.08%
MDLZ	F	0.07%	0.06%	0.06%
MDT	D	0.45%	0.59%	0.45%
MRK	F	1.0%	0.97%	0.97%
OKE	A	0.58%	0.6%	0.58%
PEP	F	0.66%	1.09%	0.66%
PFE	D	0.43%	0.87%	0.43%
PG	A	0.83%	0.8%	0.8%
REGN	F	0.05%	0.61%	0.05%
TJX	A	0.08%	0.21%	0.08%
UNH	C	0.08%	0.11%	0.08%
V	A	1.51%	1.78%	1.51%
VZ	C	1.83%	0.76%	0.76%
WM	A	1.38%	0.71%	0.71%
WMB	A	0.1%	0.64%	0.1%
WMT	A	1.56%	0.84%	0.84%
XOM	B	0.08%	0.09%	0.08%

AUSF Overweight 146 Positions Relative to FEUS

Symbol	Grade	Weight
T	A	1.9%
TMUS	B	1.59%
RSG	A	1.56%
COR	B	1.51%
EA	A	1.43%
MMC	B	1.42%
ICE	C	1.41%
LMT	D	1.4%
RTX	C	1.4%
CME	A	1.39%
JNPR	F	1.36%
LIN	D	1.35%
GD	F	1.33%
EDR	A	1.32%
ACI	C	1.29%
DOX	D	1.25%
KO	D	1.03%
CBOE	B	0.94%
BR	A	0.84%
DTM	B	0.7%
MCD	D	0.7%
KMI	A	0.66%
MO	A	0.65%
UNM	A	0.65%
TPR	B	0.63%
MARA	C	0.62%
IP	B	0.59%
SYF	B	0.58%
FHN	A	0.57%
WBS	A	0.57%
UMBF	B	0.56%
ZION	B	0.56%
FNB	A	0.56%
VTRS	A	0.56%
CMA	A	0.55%
WHR	B	0.55%
ONB	B	0.55%
ABG	B	0.55%
RF	A	0.55%
AL	B	0.55%
CFG	B	0.55%
PB	A	0.55%
COLB	A	0.55%
UBSI	B	0.55%
HBAN	A	0.55%
LAD	A	0.55%
LBRDK	C	0.54%
OZK	B	0.54%
CADE	B	0.54%
PVH	C	0.53%
TAP	C	0.53%
BEN	C	0.53%
GM	B	0.52%
ALLY	C	0.52%
LNC	B	0.52%
PCAR	B	0.52%
AM	A	0.52%
NOV	C	0.52%
BCC	B	0.51%
CIVI	D	0.51%
SLG	B	0.51%
CNC	D	0.5%
CHRD	D	0.5%
CHE	D	0.5%
JXN	C	0.5%
DINO	D	0.49%
NXST	C	0.49%
BG	F	0.49%
AGNC	D	0.49%
STWD	C	0.49%
QGEN	D	0.49%
MOS	F	0.48%
SNX	C	0.48%
X	C	0.48%
CRBG	B	0.48%
BWA	D	0.48%
UGI	A	0.48%
VICI	C	0.48%
RDN	C	0.48%
AVT	C	0.48%
KRC	C	0.47%
EMN	D	0.47%
SON	D	0.47%
HOG	D	0.47%
SOLV	C	0.47%
ADM	D	0.47%
TDG	D	0.47%
M	D	0.47%
RPRX	D	0.47%
GAP	C	0.47%
RNR	C	0.47%
WU	D	0.46%
BBY	D	0.46%
LYB	F	0.46%
CAG	D	0.45%
FMC	D	0.45%
LEA	D	0.44%
KHC	F	0.43%
SWKS	F	0.43%
ARW	D	0.43%
WBA	F	0.43%
DOW	F	0.42%
HII	D	0.42%
OGN	D	0.42%
CE	F	0.29%
YUM	B	0.26%
CACI	D	0.18%
PGR	A	0.18%
TW	A	0.14%
ABBV	D	0.14%
GRMN	B	0.13%
TRV	B	0.12%
COST	B	0.12%
SO	D	0.12%
CHD	B	0.12%
VRSK	A	0.1%
DUK	C	0.1%
ORI	A	0.1%
SNA	A	0.1%
GDDY	A	0.1%
LDOS	C	0.1%
ATR	B	0.09%
PNW	B	0.09%
MCK	B	0.09%
AME	A	0.09%
MSI	B	0.09%
PKG	A	0.09%
WRB	A	0.09%
INGR	B	0.08%
CAH	B	0.08%
HOLX	D	0.08%
BDX	F	0.08%
NOC	D	0.08%
VRSN	F	0.08%
FE	C	0.07%
VRTX	F	0.07%
CTLT	B	0.07%
KMB	D	0.07%
K	A	0.07%
HON	B	0.07%
AJG	B	0.07%
ATO	A	0.07%
DGX	A	0.07%
ROP	B	0.07%
WELL	A	0.07%
L	A	0.07%

AUSF Underweight 92 Positions Relative to FEUS

Symbol	Grade	Weight
NVDA	C	-7.67%
MSFT	F	-6.4%
AMZN	C	-4.53%
GOOGL	C	-2.7%
TSLA	B	-2.69%
GOOG	C	-2.44%
JPM	A	-2.1%
META	D	-1.66%
CRM	B	-1.47%
MS	A	-1.18%
AXP	A	-1.11%
ADBE	C	-1.11%
SPGI	C	-1.01%
UNP	C	-0.93%
TT	A	-0.89%
DIS	B	-0.87%
AMAT	F	-0.86%
DE	A	-0.83%
EQIX	A	-0.81%
NOW	A	-0.8%
NKE	D	-0.8%
PLD	D	-0.79%
PYPL	B	-0.79%
MCO	B	-0.75%
CTAS	B	-0.73%
ACN	C	-0.72%
TGT	F	-0.67%
CSX	B	-0.66%
ELV	F	-0.66%
SHW	A	-0.61%
SLB	C	-0.58%
NSC	B	-0.56%
QCOM	F	-0.55%
WDAY	B	-0.54%
MPC	D	-0.52%
ABNB	C	-0.52%
GILD	C	-0.48%
CMI	A	-0.48%
AVGO	D	-0.48%
MET	A	-0.47%
HD	A	-0.46%
PAYX	C	-0.45%
MSCI	C	-0.44%
NEM	D	-0.44%
LLY	F	-0.42%
PCG	A	-0.41%
JCI	C	-0.41%
LNG	B	-0.4%
SYY	B	-0.36%
EXC	C	-0.36%
DELL	C	-0.34%
ADSK	A	-0.33%
BKNG	A	-0.33%
PEG	A	-0.33%
WAB	B	-0.32%
HUM	C	-0.32%
EBAY	D	-0.29%
TSCO	D	-0.28%
AWK	D	-0.25%
BLK	C	-0.25%
NDAQ	A	-0.25%
BIIB	F	-0.23%
EXPE	B	-0.22%
WY	D	-0.21%
ILMN	D	-0.21%
ES	D	-0.2%
FSLR	F	-0.19%
CLX	B	-0.19%
ZM	B	-0.19%
ULTA	F	-0.18%
EQT	B	-0.17%
LVS	C	-0.17%
WSM	B	-0.15%
OC	A	-0.15%
AVB	B	-0.14%
EL	F	-0.14%
AVY	D	-0.14%
VLO	C	-0.13%
XYL	D	-0.12%
BLD	D	-0.11%
BXP	D	-0.11%
IPG	D	-0.1%
LULU	C	-0.08%
ENPH	F	-0.08%
MTD	D	-0.07%
LOW	D	-0.05%
BMY	B	-0.05%
NEE	D	-0.04%
HUBB	B	-0.03%
PPG	F	-0.03%
MAR	B	-0.03%
EFX	F	-0.02%