SMIZ vs. FYC ETF Comparison

Comparison of Zacks Small/Mid Cap ETF (SMIZ) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

SMIZ

Zacks Small/Mid Cap ETF

SMIZ Description

The fund seeks to generate positive risk-adjusted returns (positive rate of return after adjustment for the amount of risk taken) by, under normal circumstances, investing at least 80% of its net assets (including any borrowings for investment purposes) in equity securities of small and midsize companies listed on U.S. stock exchanges or derivatives linked to such securities.

Grade (RS Rating)

Last Trade

$35.78

Average Daily Volume

15,588

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.91

Average Daily Volume

27,658

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

Performance

Period	SMIZ	FYC
30 Days	6.77%	9.32%
60 Days	8.62%	10.25%
90 Days	10.36%	13.41%
12 Months	37.44%	44.40%

17 Overlapping Holdings

Symbol	Grade	Weight in SMIZ	Weight in FYC	Overlap
ADMA	B	1.05%	0.6%	0.6%
ALX	D	0.79%	0.21%	0.21%
CARG	B	0.38%	0.42%	0.38%
CHCO	B	0.65%	0.39%	0.39%
ICFI	F	0.5%	0.33%	0.33%
IRDM	D	0.49%	0.11%	0.11%
JANX	C	0.44%	0.54%	0.44%
KW	C	0.92%	0.23%	0.23%
LRN	A	0.84%	0.7%	0.7%
MCY	A	1.06%	0.69%	0.69%
NPAB	F	0.8%	0.49%	0.49%
PHR	F	0.19%	0.22%	0.19%
POWL	C	0.4%	0.81%	0.4%
PRM	C	0.79%	0.54%	0.54%
SLVM	B	1.01%	0.58%	0.58%
VCYT	B	0.36%	0.65%	0.36%
VECO	F	0.58%	0.1%	0.1%

SMIZ Overweight 172 Positions Relative to FYC

Symbol	Grade	Weight
EME	A	1.73%
BRBR	A	1.19%
PRA	C	1.12%
PODD	C	1.05%
NTRS	A	1.04%
ENR	B	1.01%
CBSH	B	0.96%
SNV	C	0.96%
COFS	A	0.95%
MUSA	B	0.94%
FISI	B	0.92%
ANET	C	0.91%
NTAP	C	0.9%
DDOG	A	0.9%
FULT	A	0.89%
RYAN	A	0.88%
FLS	B	0.86%
MCK	A	0.84%
LNG	A	0.84%
TROW	B	0.81%
GWRE	A	0.79%
WMB	A	0.78%
ICUI	D	0.76%
CBAN	B	0.76%
TOL	B	0.76%
NRIM	A	0.74%
AXTA	B	0.73%
RMBS	B	0.72%
AYI	B	0.71%
MEDP	D	0.71%
TMHC	C	0.71%
PK	C	0.69%
IBKR	A	0.69%
HHH	B	0.69%
CEG	C	0.68%
ZUO	B	0.68%
NI	A	0.67%
RCL	A	0.65%
BMI	B	0.65%
YEXT	B	0.64%
BSRR	B	0.63%
IR	B	0.62%
SOFI	B	0.62%
VMI	B	0.61%
CINF	A	0.61%
OHI	C	0.6%
FIX	A	0.6%
WTS	B	0.59%
TTWO	A	0.59%
GLW	B	0.57%
HQY	A	0.57%
HUBB	B	0.57%
HIG	B	0.57%
VST	A	0.57%
TWLO	A	0.57%
BMRC	B	0.57%
NCLH	B	0.56%
ALRS	D	0.55%
JHG	B	0.55%
ARVN	F	0.55%
EIX	B	0.54%
KREF	C	0.54%
MATX	C	0.54%
APH	A	0.54%
ANF	F	0.54%
UAL	A	0.53%
PHM	D	0.51%
LDOS	C	0.5%
WING	D	0.5%
ALTR	B	0.5%
MASI	B	0.49%
UNM	A	0.49%
COIN	C	0.49%
ZBRA	B	0.49%
FLR	B	0.48%
PRI	B	0.48%
BAH	F	0.47%
WEAV	C	0.47%
CMTG	F	0.46%
SPT	C	0.46%
ALKS	C	0.46%
RMD	C	0.45%
SIRI	C	0.44%
MHO	D	0.44%
CHRW	B	0.43%
UIS	B	0.43%
NWPX	A	0.43%
TAP	C	0.43%
ITT	A	0.43%
WAB	B	0.43%
DUOL	A	0.42%
TXT	D	0.41%
HCAT	D	0.41%
CSL	C	0.4%
GTLB	B	0.4%
BTU	B	0.39%
TSN	B	0.38%
EXPD	C	0.38%
ILMN	C	0.38%
KRYS	C	0.38%
AGNC	C	0.37%
APPF	B	0.37%
SPSC	D	0.36%
KBH	D	0.36%
THC	D	0.36%
DRI	B	0.36%
HY	D	0.36%
CRS	B	0.36%
HOLX	D	0.36%
FTNT	C	0.35%
GAP	C	0.35%
URBN	C	0.35%
AOSL	C	0.35%
QLYS	B	0.34%
OKTA	C	0.34%
GRBK	D	0.34%
KKR	A	0.34%
CBOE	C	0.33%
DOCU	B	0.33%
ROST	D	0.32%
UI	B	0.32%
RDFN	D	0.32%
ACGL	C	0.32%
OMC	C	0.32%
RIOT	C	0.31%
HAE	C	0.31%
LHX	C	0.3%
HSTM	B	0.3%
CCS	D	0.3%
COOP	B	0.29%
ALLO	F	0.29%
UHS	D	0.28%
FSLY	D	0.28%
RBB	B	0.28%
HRB	D	0.27%
MGM	D	0.27%
PCVX	D	0.26%
WMS	F	0.26%
EPC	F	0.26%
MTG	C	0.26%
EVTC	B	0.25%
GNTY	A	0.24%
AZEK	A	0.24%
INSP	D	0.24%
WASH	C	0.23%
NYT	D	0.23%
EVER	D	0.23%
IRM	C	0.22%
KMPR	A	0.22%
ZM	C	0.22%
OPCH	D	0.21%
BRO	B	0.21%
PARR	F	0.21%
AIZ	A	0.21%
SN	D	0.2%
HL	D	0.2%
CPF	B	0.19%
POST	C	0.19%
TMDX	F	0.19%
EXAS	D	0.19%
STNE	F	0.19%
AXS	A	0.17%
DFH	D	0.17%
CWCO	C	0.16%
BMRN	F	0.16%
AFL	B	0.14%
AEO	F	0.13%
STKS	F	0.12%
COUR	F	0.12%
HRTX	F	0.09%
RUN	F	0.08%
SPCE	D	0.04%

SMIZ Underweight 223 Positions Relative to FYC

Symbol	Grade	Weight
RKLB	A	-1.06%
EAT	A	-0.91%
PAYO	A	-0.82%
PRIM	A	-0.81%
TGTX	B	-0.79%
IESC	C	-0.79%
ROAD	B	-0.76%
IDCC	B	-0.76%
STRL	A	-0.75%
WWW	A	-0.75%
TRUP	B	-0.74%
QCRH	B	-0.73%
ENVA	B	-0.72%
GVA	A	-0.72%
WULF	C	-0.71%
PJT	A	-0.71%
DOCS	C	-0.71%
STEP	C	-0.69%
USLM	A	-0.69%
FTDR	B	-0.69%
ACLX	C	-0.68%
RYTM	C	-0.68%
CNK	C	-0.68%
ATGE	B	-0.67%
LMND	B	-0.67%
ALHC	C	-0.65%
GSHD	A	-0.64%
PRCT	B	-0.64%
TRN	B	-0.64%
AMRX	C	-0.64%
REVG	C	-0.63%
SKYW	C	-0.62%
PBI	B	-0.61%
HNI	B	-0.61%
PTON	A	-0.6%
NHC	C	-0.6%
TBBK	B	-0.6%
CHEF	A	-0.59%
DSGR	C	-0.59%
AGIO	C	-0.59%
CALM	A	-0.58%
KYMR	D	-0.58%
HWKN	B	-0.58%
SKWD	A	-0.58%
MIRM	B	-0.57%
SGBX	F	-0.57%
INTA	B	-0.57%
SYBT	B	-0.57%
DORM	B	-0.57%
CWAN	B	-0.57%
ALKT	B	-0.56%
VCTR	B	-0.55%
NBHC	C	-0.55%
PRK	B	-0.55%
MWA	B	-0.54%
CDE	C	-0.54%
OSW	B	-0.54%
PTGX	D	-0.54%
PTCT	B	-0.54%
PLMR	A	-0.53%
CHWY	B	-0.53%
SATS	D	-0.53%
MNKD	C	-0.53%
CPRX	C	-0.52%
LMAT	A	-0.52%
TGLS	B	-0.51%
CRAI	C	-0.51%
CCOI	B	-0.49%
LFST	B	-0.49%
SMTC	B	-0.49%
PRGS	A	-0.48%
SABR	C	-0.48%
AORT	B	-0.48%
YOU	D	-0.48%
OUT	A	-0.48%
UFPT	C	-0.47%
BCRX	D	-0.47%
LITE	B	-0.47%
FBP	C	-0.47%
CENX	B	-0.46%
VERX	A	-0.45%
WTTR	A	-0.43%
MBIN	F	-0.43%
ASTH	F	-0.43%
NMIH	C	-0.43%
OSCR	D	-0.43%
APOG	C	-0.42%
SITM	B	-0.42%
CAKE	C	-0.42%
NRIX	C	-0.42%
SHAK	C	-0.42%
MGNI	B	-0.42%
RNG	C	-0.41%
BANF	B	-0.41%
GABC	B	-0.41%
CIFR	C	-0.4%
BGC	C	-0.4%
SEMR	C	-0.4%
WT	A	-0.4%
VITL	D	-0.39%
GFF	A	-0.39%
OII	B	-0.39%
GERN	D	-0.39%
HRMY	D	-0.39%
HURN	C	-0.39%
UE	B	-0.38%
KTOS	B	-0.38%
ESE	B	-0.38%
BLBD	D	-0.38%
COLL	F	-0.37%
AZZ	A	-0.36%
KN	B	-0.36%
AAT	B	-0.36%
OSIS	A	-0.35%
BRC	D	-0.34%
AMPH	F	-0.33%
DOCN	C	-0.33%
ESRT	C	-0.33%
IOVA	F	-0.32%
PMT	C	-0.32%
ADUS	D	-0.32%
NHI	D	-0.32%
FLNC	D	-0.32%
CWT	C	-0.32%
ASPN	F	-0.32%
NSA	C	-0.31%
WRBY	A	-0.31%
HLIT	D	-0.3%
KNTK	A	-0.3%
TWST	F	-0.3%
BLFS	C	-0.3%
HEES	C	-0.29%
LGND	C	-0.28%
BKD	F	-0.28%
MGEE	B	-0.28%
DRVN	B	-0.28%
TNL	A	-0.28%
CEIX	A	-0.28%
IIPR	D	-0.27%
LKFN	C	-0.27%
OCUL	D	-0.27%
EPAC	C	-0.27%
AROC	A	-0.27%
NEO	C	-0.26%
SKT	A	-0.26%
WDFC	B	-0.26%
SXI	B	-0.26%
BANC	B	-0.26%
AGYS	A	-0.26%
AGM	B	-0.26%
SWI	C	-0.25%
MAC	B	-0.25%
ARQT	B	-0.25%
ANIP	F	-0.24%
CDP	C	-0.24%
TNDM	D	-0.24%
UMH	B	-0.24%
IAS	C	-0.24%
CPK	A	-0.24%
NXRT	B	-0.24%
FCPT	C	-0.23%
GTX	C	-0.23%
JJSF	C	-0.23%
SXT	C	-0.23%
DNLI	D	-0.23%
CMPR	D	-0.23%
SCS	C	-0.23%
GTY	A	-0.23%
ACVA	B	-0.23%
EPR	C	-0.22%
AESI	B	-0.22%
HLX	B	-0.22%
AIV	C	-0.22%
ELME	D	-0.22%
CDRE	F	-0.21%
HUMA	F	-0.21%
RXST	F	-0.21%
EVH	F	-0.21%
NVAX	F	-0.2%
MYGN	F	-0.2%
SOUN	B	-0.17%
TGI	B	-0.16%
MIR	A	-0.16%
ARDX	F	-0.16%
PAR	A	-0.16%
CBZ	B	-0.14%
SMPL	B	-0.13%
BEAM	D	-0.13%
CLB	B	-0.13%
BL	B	-0.13%
APPN	B	-0.13%
APAM	B	-0.13%
MLNK	C	-0.13%
ACAD	C	-0.13%
CARS	C	-0.13%
CTS	C	-0.13%
WABC	B	-0.13%
PLAY	D	-0.13%
FBRT	D	-0.12%
THR	B	-0.12%
AMC	C	-0.12%
AWR	B	-0.12%
YELP	C	-0.12%
LTC	B	-0.12%
STRA	C	-0.12%
TR	B	-0.12%
WEN	D	-0.12%
TNC	D	-0.11%
PZZA	F	-0.11%
NSSC	D	-0.11%
RRR	F	-0.11%
ARLO	C	-0.11%
FOLD	F	-0.11%
ENVX	F	-0.11%
BXMT	C	-0.11%
JOE	F	-0.1%
GNL	F	-0.1%
AZTA	D	-0.1%
JAMF	F	-0.1%
CLDX	F	-0.09%
XPRO	D	-0.09%
RLAY	F	-0.09%
LPG	F	-0.09%