MIDE vs. HSMV ETF Comparison

Comparison of Xtrackers S&P MidCap 400 ESG ETF (MIDE) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

MIDE

Xtrackers S&P MidCap 400 ESG ETF

MIDE Description

The investment seeks investment results that correspond generally to the performance, before fees and expenses, of the S&P MidCap 400 ESG Index. The index seeks to target 75% of the float market capitalization (i.e., the amount of stock which is available for trading by the general public) of each Global Industry Classification Standard Industry Group (?GICS Industry Group?) within the S&P MidCap 400 Index, using an ESG score as the defining characteristic. The fund will invest at least 80% of its total assets (but typically far more) in component securities of the index. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.91

Average Daily Volume

539

Number of Holdings ^*

265

* may have additional holdings in another (foreign) market

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.50

Average Daily Volume

1,335

Number of Holdings ^*

147

* may have additional holdings in another (foreign) market

Performance

Period	MIDE	HSMV
30 Days	6.74%	4.88%
60 Days	6.99%	5.46%
90 Days	7.54%	6.96%
12 Months	29.73%	27.49%

79 Overlapping Holdings

Symbol	Grade	Weight in MIDE	Weight in HSMV	Overlap
ADC	B	0.37%	1.34%	0.37%
AGCO	D	0.27%	0.31%	0.27%
ALV	C	0.35%	0.29%	0.29%
AM	A	0.25%	1.21%	0.25%
AMG	B	0.27%	0.63%	0.27%
AMH	D	0.57%	1.24%	0.57%
ARW	D	0.29%	0.45%	0.29%
ASH	D	0.19%	0.36%	0.19%
ATR	B	0.55%	2.09%	0.55%
AVT	C	0.23%	0.49%	0.23%
BJ	A	0.57%	0.36%	0.36%
BLKB	B	0.17%	0.41%	0.17%
BRX	A	0.41%	0.48%	0.41%
CBSH	A	0.41%	0.83%	0.41%
CDP	C	0.17%	0.63%	0.17%
CHDN	B	0.5%	0.45%	0.45%
CHH	A	0.16%	0.56%	0.16%
CLH	B	0.63%	0.38%	0.38%
CNO	A	0.2%	0.44%	0.2%
CRI	D	0.09%	0.21%	0.09%
CSL	C	1.02%	0.33%	0.33%
CUBE	D	0.52%	0.24%	0.24%
DCI	B	0.45%	1.33%	0.45%
DLB	B	0.21%	0.85%	0.21%
DTM	B	0.45%	2.06%	0.45%
EGP	F	0.41%	0.63%	0.41%
EHC	B	0.5%	0.9%	0.5%
ELS	C	0.65%	0.81%	0.65%
ESNT	D	0.29%	0.67%	0.29%
EVR	B	0.53%	0.34%	0.34%
EXEL	B	0.49%	0.38%	0.38%
FAF	A	0.32%	0.4%	0.32%
FCN	D	0.34%	0.49%	0.34%
FHI	A	0.15%	1.26%	0.15%
FLS	B	0.37%	0.52%	0.37%
FNB	A	0.29%	0.38%	0.29%
FNF	B	0.76%	0.51%	0.51%
G	B	0.36%	0.35%	0.35%
GATX	A	0.26%	0.56%	0.26%
GPK	C	0.41%	0.36%	0.36%
HRB	D	0.4%	0.26%	0.26%
INGR	B	0.48%	1.65%	0.48%
ITT	A	0.61%	0.38%	0.38%
JAZZ	B	0.38%	0.33%	0.33%
JEF	A	0.58%	0.46%	0.46%
JHG	A	0.27%	0.66%	0.27%
KEX	C	0.36%	0.31%	0.31%
LECO	B	0.58%	0.34%	0.34%
LFUS	F	0.3%	0.24%	0.24%
LII	A	0.95%	0.26%	0.26%
LOPE	B	0.23%	0.74%	0.23%
LSTR	D	0.32%	0.76%	0.32%
MAN	D	0.14%	0.32%	0.14%
MMS	F	0.26%	0.89%	0.26%
MSA	D	0.34%	0.8%	0.34%
MSM	C	0.19%	0.44%	0.19%
MTG	C	0.31%	0.55%	0.31%
NFG	A	0.27%	1.18%	0.27%
NJR	A	0.23%	1.24%	0.23%
NNN	D	0.38%	1.01%	0.38%
OGS	A	0.21%	0.72%	0.21%
OHI	C	0.5%	1.08%	0.5%
ONB	B	0.34%	0.31%	0.31%
ORA	B	0.21%	0.27%	0.21%
PCH	D	0.15%	0.19%	0.15%
POST	C	0.25%	1.56%	0.25%
PRI	A	0.49%	0.78%	0.49%
R	B	0.35%	0.3%	0.3%
REXR	F	0.44%	0.2%	0.2%
RGA	A	0.73%	0.67%	0.67%
RGLD	C	0.45%	0.34%	0.34%
RLI	B	0.36%	1.42%	0.36%
RNR	C	0.65%	0.67%	0.65%
RPM	A	0.84%	0.68%	0.68%
RYN	D	0.2%	0.42%	0.2%
SBRA	C	0.22%	0.55%	0.22%
SCI	B	0.6%	0.62%	0.6%
SEIC	B	0.38%	1.89%	0.38%
SF	B	0.57%	0.72%	0.57%

MIDE Overweight 186 Positions Relative to HSMV

Symbol	Grade	Weight
EME	C	1.12%
WSO	A	0.92%
UTHR	C	0.85%
XPO	B	0.84%
MANH	D	0.84%
OC	A	0.82%
BURL	A	0.81%
WSM	B	0.8%
USFD	A	0.79%
DT	C	0.77%
COHR	B	0.76%
FIX	A	0.76%
THC	D	0.75%
TOL	B	0.75%
PSTG	D	0.74%
EQH	B	0.74%
SFM	A	0.7%
EWBC	A	0.69%
TXRH	C	0.64%
TTEK	F	0.61%
NVT	B	0.61%
JLL	D	0.61%
NBIX	C	0.61%
UNM	A	0.59%
WPC	D	0.59%
DKS	C	0.55%
RRX	B	0.55%
OVV	B	0.54%
CCK	C	0.53%
BLD	D	0.52%
FHN	A	0.52%
FND	C	0.52%
WBS	A	0.5%
AA	B	0.5%
EXP	A	0.5%
LAD	A	0.49%
AYI	B	0.49%
CIEN	B	0.49%
ARMK	B	0.49%
ALLY	C	0.48%
TPX	B	0.47%
WTRG	B	0.47%
FBIN	D	0.45%
WMS	D	0.45%
KNX	B	0.45%
WCC	B	0.45%
PNFP	B	0.45%
AR	B	0.44%
WTFC	A	0.43%
CFR	B	0.43%
MTZ	B	0.42%
TTC	D	0.42%
AXTA	A	0.42%
ZION	B	0.42%
CR	A	0.41%
X	C	0.41%
PLNT	A	0.4%
SNV	B	0.4%
RRC	B	0.4%
HQY	B	0.4%
ONTO	D	0.39%
CVLT	B	0.38%
TREX	C	0.38%
VOYA	B	0.38%
WH	B	0.37%
FYBR	D	0.37%
SSD	D	0.37%
BERY	B	0.37%
RGEN	D	0.37%
WEX	D	0.36%
EXLS	B	0.36%
H	B	0.35%
GTLS	B	0.35%
TMHC	B	0.35%
ESAB	B	0.35%
HALO	F	0.35%
MTSI	B	0.35%
OLED	D	0.35%
ELF	C	0.34%
CMC	B	0.34%
CADE	B	0.34%
LPX	B	0.34%
VNO	B	0.34%
GXO	B	0.34%
DBX	B	0.33%
VMI	B	0.33%
DINO	D	0.33%
KD	B	0.32%
COLB	A	0.32%
CYTK	F	0.32%
STAG	F	0.32%
DAR	C	0.32%
WHR	B	0.31%
GBCI	B	0.31%
DOCS	C	0.31%
CBT	C	0.3%
WFRD	D	0.3%
NOV	C	0.3%
VNT	B	0.29%
KRG	B	0.29%
SIGI	C	0.29%
NOVT	D	0.29%
STWD	C	0.29%
LITE	B	0.29%
WTS	B	0.28%
RMBS	C	0.28%
THO	B	0.28%
PVH	C	0.28%
CNX	A	0.28%
THG	A	0.28%
LEA	D	0.27%
UMBF	B	0.27%
KBH	D	0.27%
CLF	F	0.27%
LNTH	D	0.27%
BC	C	0.26%
CRUS	D	0.26%
VVV	F	0.26%
BDC	B	0.25%
BYD	C	0.25%
ST	F	0.24%
SON	D	0.24%
NXST	C	0.24%
SLM	A	0.24%
UGI	A	0.24%
GAP	B	0.24%
OZK	B	0.24%
AVNT	B	0.23%
CUZ	B	0.23%
VLY	B	0.23%
TKR	D	0.22%
CIVI	D	0.22%
MUR	D	0.22%
HAE	C	0.22%
EEFT	B	0.21%
BCO	D	0.21%
KRC	C	0.21%
WLK	D	0.21%
AN	C	0.21%
M	D	0.2%
ASB	B	0.2%
ASGN	F	0.2%
TCBI	B	0.19%
ENS	D	0.19%
TNL	A	0.18%
POWI	D	0.18%
OPCH	D	0.18%
SR	A	0.18%
ACHC	F	0.18%
HOG	D	0.18%
PII	D	0.17%
TEX	D	0.17%
NVST	B	0.17%
WU	D	0.17%
VAL	D	0.16%
SLAB	D	0.16%
AMED	F	0.15%
ALGM	D	0.15%
NEOG	F	0.15%
BHF	B	0.15%
PK	B	0.15%
SMG	D	0.15%
WEN	D	0.15%
NSP	D	0.14%
VAC	B	0.14%
LIVN	F	0.14%
PAG	B	0.14%
ZI	D	0.14%
AMKR	D	0.14%
SYNA	C	0.14%
COTY	F	0.13%
ENOV	C	0.13%
GT	C	0.13%
TDC	D	0.13%
VC	D	0.12%
RCM	F	0.11%
CPRI	F	0.11%
CNXC	F	0.1%
PPC	C	0.1%
AZTA	D	0.1%
JWN	C	0.1%
CAR	C	0.09%
GEF	A	0.08%
UAA	C	0.08%
UA	B	0.06%
MDY	A	0.04%

MIDE Underweight 68 Positions Relative to HSMV

Symbol	Grade	Weight
ORI	A	-1.76%
IDA	A	-1.65%
OGE	B	-1.59%
CTRE	D	-1.54%
MSGS	A	-1.4%
CACI	D	-1.29%
FLO	D	-1.17%
CHE	D	-1.16%
NWE	A	-1.13%
AFG	A	-1.08%
POR	C	-1.07%
GGG	B	-1.06%
GNTX	C	-0.99%
GLPI	C	-0.99%
NYT	C	-0.95%
BKH	A	-0.9%
FCPT	C	-0.86%
EPR	D	-0.79%
IDCC	B	-0.77%
AVA	A	-0.76%
PBH	A	-0.76%
EFC	C	-0.76%
KBR	F	-0.75%
PECO	A	-0.74%
ENSG	D	-0.73%
AWR	B	-0.72%
SLGN	A	-0.68%
CPK	A	-0.67%
CW	B	-0.67%
AGO	B	-0.67%
EPRT	B	-0.65%
MDU	D	-0.64%
PRGS	A	-0.58%
ACM	B	-0.57%
FELE	B	-0.56%
COLM	B	-0.55%
NMIH	D	-0.55%
RS	B	-0.54%
BCPC	B	-0.53%
CWT	D	-0.51%
EPC	D	-0.49%
BWXT	B	-0.48%
MUSA	A	-0.47%
LANC	C	-0.46%
PFGC	B	-0.45%
FR	D	-0.45%
PB	A	-0.45%
LAMR	D	-0.43%
ENR	B	-0.43%
RDN	C	-0.4%
ABM	B	-0.36%
COOP	B	-0.35%
IOSP	B	-0.35%
SAIC	F	-0.35%
LXP	D	-0.34%
JJSF	B	-0.31%
KFY	B	-0.29%
MTN	C	-0.29%
MIDD	C	-0.28%
EVTC	B	-0.28%
OSK	B	-0.28%
PLXS	B	-0.27%
CASY	A	-0.26%
FSS	B	-0.24%
AIN	C	-0.24%
IRT	A	-0.23%
HXL	D	-0.22%
NSA	D	-0.13%