LCTU vs. FTC ETF Comparison

Comparison of BlackRock U.S. Carbon Transition Readiness ETF (LCTU) to First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC)

LCTU

BlackRock U.S. Carbon Transition Readiness ETF

LCTU Description

The investment seeks long-term capital appreciation by investing in large- and mid-capitalization U.S. equity securities that may be better positioned to benefit from the transition to a low-carbon economy. The fund seeks to outperform the price and yield performance of the Russell 1000 Â®Index by optimizing for LCETR scores criteria based on proprietary BFA research. It seeks to invest at least 80% of its net assets in equity securities of issuers listed in the United States of America. The index is a subset of the Russell 3000 Index, which measures the performance of the broad U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$65.23

Average Daily Volume

34,560

Number of Holdings ^*

289

* may have additional holdings in another (foreign) market

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$146.37

Average Daily Volume

33,503

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	LCTU	FTC
30 Days	3.49%	9.08%
60 Days	4.30%	12.23%
90 Days	6.08%	15.96%
12 Months	31.67%	42.15%

98 Overlapping Holdings

Symbol	Grade	Weight in LCTU	Weight in FTC	Overlap
A	D	0.2%	0.14%	0.14%
AAPL	C	6.76%	0.33%	0.33%
ACGL	D	0.39%	0.74%	0.39%
ADP	B	0.16%	0.18%	0.16%
ADSK	A	0.73%	0.37%	0.37%
AJG	B	0.02%	0.51%	0.02%
ALL	A	0.25%	0.86%	0.25%
ALNY	D	0.06%	0.62%	0.06%
AMGN	D	0.43%	0.31%	0.31%
AMT	D	0.35%	0.41%	0.35%
AMZN	C	3.23%	0.38%	0.38%
AON	A	0.27%	0.18%	0.18%
AVGO	D	1.24%	0.66%	0.66%
AXP	A	0.02%	0.89%	0.02%
BAH	F	0.02%	0.63%	0.02%
BKNG	A	0.69%	0.57%	0.57%
BRK.A	B	1.12%	0.49%	0.49%
BSX	B	0.16%	0.7%	0.16%
CAT	B	0.53%	0.66%	0.53%
CEG	D	0.14%	0.72%	0.14%
CHD	B	0.48%	0.17%	0.17%
CL	D	0.41%	0.43%	0.41%
COIN	C	0.04%	0.52%	0.04%
COST	B	1.42%	0.69%	0.69%
CPNG	D	0.03%	0.86%	0.03%
CRM	B	0.7%	0.2%	0.2%
CRWD	B	0.13%	0.2%	0.13%
CVNA	B	0.01%	1.15%	0.01%
DASH	A	0.04%	1.01%	0.04%
DECK	A	0.18%	0.54%	0.18%
DELL	C	0.05%	0.38%	0.05%
ECL	D	1.04%	0.47%	0.47%
ETN	A	0.7%	0.36%	0.36%
EXPE	B	0.13%	1.03%	0.13%
FSLR	F	0.03%	0.65%	0.03%
FTNT	C	0.18%	0.59%	0.18%
GE	D	0.57%	0.63%	0.57%
GEN	B	0.22%	0.73%	0.22%
GOOGL	C	2.07%	0.17%	0.17%
GRMN	B	0.01%	0.8%	0.01%
GS	A	1.24%	0.99%	0.99%
HLT	A	0.02%	0.53%	0.02%
HOOD	B	0.03%	0.92%	0.03%
HUBB	B	0.41%	0.5%	0.41%
HWM	A	0.03%	0.94%	0.03%
IBM	C	0.28%	0.63%	0.28%
IR	B	0.22%	0.35%	0.22%
ISRG	A	0.22%	0.53%	0.22%
ITW	B	0.13%	0.17%	0.13%
JPM	A	1.45%	0.76%	0.76%
KKR	A	0.59%	0.96%	0.59%
KO	D	1.0%	0.29%	0.29%
LLY	F	1.3%	0.3%	0.3%
LPLA	A	0.2%	0.22%	0.2%
LVS	C	0.11%	0.47%	0.11%
MA	C	1.78%	0.17%	0.17%
MCD	D	0.25%	0.33%	0.25%
META	D	2.24%	0.67%	0.67%
MMC	B	0.5%	0.33%	0.33%
MSCI	C	0.11%	0.17%	0.11%
MSTR	C	0.02%	0.32%	0.02%
MTD	D	0.02%	0.13%	0.02%
MU	D	0.05%	0.16%	0.05%
NDAQ	A	0.4%	0.52%	0.4%
NEE	D	0.13%	0.59%	0.13%
NFLX	A	0.89%	0.57%	0.57%
NOW	A	0.44%	0.77%	0.44%
NRG	B	0.19%	0.84%	0.19%
NVDA	C	6.37%	0.81%	0.81%
O	D	0.28%	0.29%	0.28%
ORCL	B	0.4%	0.73%	0.4%
PANW	C	0.39%	0.38%	0.38%
PEG	A	0.67%	0.65%	0.65%
PG	A	0.24%	0.16%	0.16%
PLTR	B	0.19%	1.32%	0.19%
PWR	A	0.09%	0.9%	0.09%
QCOM	F	0.23%	0.16%	0.16%
RCL	A	0.04%	1.09%	0.04%
RIVN	F	0.05%	0.31%	0.05%
RMD	C	0.03%	0.63%	0.03%
SHW	A	0.07%	0.68%	0.07%
SPG	B	0.19%	0.35%	0.19%
SPGI	C	1.07%	0.48%	0.48%
TJX	A	0.22%	0.5%	0.22%
TMUS	B	0.39%	0.77%	0.39%
TRGP	B	0.17%	1.08%	0.17%
TSLA	B	1.85%	0.4%	0.4%
TT	A	0.76%	0.88%	0.76%
UBER	D	0.42%	0.46%	0.42%
VLTO	D	0.23%	0.45%	0.23%
VRT	B	0.03%	1.01%	0.03%
VRTX	F	0.13%	0.17%	0.13%
VTR	C	0.11%	0.82%	0.11%
WAT	B	0.03%	0.17%	0.03%
WDAY	B	0.16%	0.18%	0.16%
WELL	A	0.06%	0.51%	0.06%
WSM	B	0.23%	0.28%	0.23%
XYL	D	0.44%	0.44%	0.44%

LCTU Overweight 191 Positions Relative to FTC

Symbol	Grade	Weight
MSFT	F	4.7%
GOOG	C	1.69%
ABT	B	1.36%
JNJ	D	1.18%
SRE	A	1.08%
ACN	C	0.98%
HD	A	0.92%
CSCO	B	0.87%
CMI	A	0.84%
COP	C	0.73%
KEY	B	0.72%
COF	B	0.68%
ABBV	D	0.66%
XOM	B	0.65%
PCAR	B	0.62%
PPG	F	0.6%
ADI	D	0.56%
YUM	B	0.56%
ADBE	C	0.55%
J	F	0.54%
BKR	B	0.54%
AMD	F	0.5%
RTX	C	0.5%
INTU	C	0.5%
MRK	F	0.48%
PLD	D	0.43%
SQ	B	0.42%
MTB	A	0.41%
VZ	C	0.39%
TXN	C	0.39%
PEP	F	0.38%
C	A	0.37%
CI	F	0.37%
LRCX	F	0.37%
HOLX	D	0.36%
MKC	D	0.36%
WY	D	0.34%
MDLZ	F	0.34%
MPC	D	0.34%
ES	D	0.33%
ILMN	D	0.33%
VEEV	C	0.32%
TGT	F	0.32%
EBAY	D	0.32%
EXPD	D	0.29%
KMI	A	0.29%
SBUX	A	0.28%
ELV	F	0.27%
RJF	A	0.27%
BBY	D	0.26%
DIS	B	0.26%
JBHT	C	0.25%
MDT	D	0.25%
CVS	D	0.24%
WMT	A	0.24%
CVX	A	0.23%
RGA	A	0.23%
GEV	B	0.23%
CNC	D	0.23%
ETSY	D	0.22%
NKE	D	0.22%
VOYA	B	0.21%
IPG	D	0.21%
INTC	D	0.2%
WHR	B	0.2%
BIIB	F	0.2%
FNB	A	0.19%
OKE	A	0.18%
OKTA	C	0.18%
UNH	C	0.18%
ZM	B	0.18%
NU	C	0.17%
CHRW	C	0.16%
KDP	D	0.16%
ESI	A	0.15%
APD	A	0.15%
SCHW	B	0.15%
AFL	B	0.15%
OLED	D	0.15%
MGM	D	0.14%
HUM	C	0.13%
BXP	D	0.13%
SPOT	B	0.13%
SYY	B	0.13%
FRT	B	0.13%
FMC	D	0.13%
CINF	A	0.13%
AAL	B	0.12%
GLOB	B	0.12%
KRC	C	0.12%
PYPL	B	0.12%
REG	B	0.12%
TTWO	A	0.12%
DVA	B	0.12%
CFG	B	0.12%
HUBS	A	0.11%
ZS	C	0.11%
CTSH	B	0.11%
BMY	B	0.11%
CCK	C	0.1%
AR	B	0.1%
AMAT	F	0.1%
HXL	D	0.1%
PSN	D	0.1%
GILD	C	0.1%
ACM	A	0.1%
AXS	A	0.1%
XRAY	F	0.09%
PFE	D	0.09%
TEAM	A	0.09%
CDNS	B	0.09%
MRVL	B	0.08%
PRU	A	0.08%
VRSK	A	0.08%
RGLD	C	0.08%
EL	F	0.08%
HPQ	B	0.08%
GM	B	0.08%
RL	B	0.08%
FCX	D	0.07%
HPE	B	0.07%
MAN	D	0.06%
EW	C	0.06%
MTZ	B	0.06%
VLO	C	0.06%
ABNB	C	0.06%
FTI	A	0.06%
OMC	C	0.06%
V	A	0.06%
REXR	F	0.06%
AVY	D	0.05%
PFG	D	0.05%
WST	C	0.05%
CMCSA	B	0.05%
RVTY	F	0.05%
DOCU	A	0.05%
UAL	A	0.05%
ED	D	0.04%
KEX	C	0.04%
STLD	B	0.04%
GWRE	A	0.04%
S	B	0.04%
CZR	F	0.04%
AFG	A	0.04%
BG	F	0.04%
HAS	D	0.04%
WFC	A	0.03%
GXO	B	0.03%
DOC	D	0.03%
DXCM	D	0.03%
CTLT	B	0.03%
HON	B	0.03%
KIM	A	0.03%
MRNA	F	0.02%
LOPE	B	0.02%
GAP	C	0.02%
GL	B	0.02%
SMCI	F	0.02%
ARE	D	0.02%
DJT	C	0.02%
VNO	B	0.02%
WDC	D	0.02%
DOX	D	0.01%
CLH	B	0.01%
ENPH	F	0.01%
WH	B	0.01%
MOH	F	0.01%
EWBC	A	0.01%
BWA	D	0.01%
NOV	C	0.01%
LCID	F	0.01%
HST	C	0.01%
ITT	A	0.01%
GFS	C	0.01%
SAIC	F	0.01%
SPR	D	0.01%
AGNC	D	0.0%
INGR	B	0.0%
AM	A	0.0%
DXC	B	0.0%
PII	D	0.0%
TTEK	F	0.0%
FYBR	D	0.0%
PARA	C	0.0%
FBIN	D	0.0%
IEX	B	0.0%
YETI	C	0.0%
PNFP	B	0.0%
SNOW	C	0.0%
MKTX	D	0.0%
TWLO	A	0.0%

LCTU Underweight 88 Positions Relative to FTC

Symbol	Grade	Weight
APP	B	-1.81%
AXON	A	-1.26%
FICO	B	-1.0%
GDDY	A	-0.98%
VST	B	-0.97%
EME	C	-0.96%
UTHR	C	-0.9%
BK	A	-0.9%
WAB	B	-0.9%
CCL	B	-0.88%
HEI	B	-0.88%
URI	B	-0.87%
PGR	A	-0.85%
BURL	A	-0.85%
THC	D	-0.82%
AMP	A	-0.8%
LYV	A	-0.79%
IRM	D	-0.79%
RBLX	C	-0.79%
FCNCA	A	-0.78%
FI	A	-0.78%
NTRS	A	-0.78%
TPL	A	-0.75%
PH	A	-0.74%
MSI	B	-0.73%
PCG	A	-0.71%
HCA	F	-0.71%
CTAS	B	-0.7%
PM	B	-0.7%
BRO	B	-0.7%
LII	A	-0.68%
ANET	C	-0.67%
APO	B	-0.64%
ERIE	D	-0.63%
TDG	D	-0.59%
TTD	B	-0.56%
GWW	B	-0.55%
CASY	A	-0.53%
WSO	A	-0.52%
TYL	B	-0.51%
BR	A	-0.51%
CSL	C	-0.49%
MCO	B	-0.49%
MANH	D	-0.48%
NTAP	C	-0.47%
SO	D	-0.47%
ICE	C	-0.47%
TSCO	D	-0.46%
PSA	D	-0.44%
EFX	F	-0.43%
WMB	A	-0.41%
CPAY	A	-0.39%
MAR	B	-0.38%
APH	A	-0.37%
ARES	A	-0.36%
MO	A	-0.36%
RSG	A	-0.35%
DOV	A	-0.35%
IT	C	-0.35%
ORLY	B	-0.35%
ROL	B	-0.33%
AZO	C	-0.33%
ROST	C	-0.32%
OTIS	C	-0.32%
CBOE	B	-0.32%
VICI	C	-0.31%
BLD	D	-0.3%
EXR	D	-0.3%
MPWR	F	-0.21%
FAST	B	-0.19%
PAYX	C	-0.18%
MKL	A	-0.18%
DLR	B	-0.18%
GPN	B	-0.18%
ESS	B	-0.17%
CMG	B	-0.17%
DKNG	B	-0.17%
SYK	C	-0.17%
WM	A	-0.17%
EQIX	A	-0.16%
AVB	B	-0.16%
SBAC	D	-0.15%
KMB	D	-0.15%
GLPI	C	-0.15%
LIN	D	-0.15%
CCI	D	-0.14%
ZTS	D	-0.14%
KLAC	D	-0.13%