FYT vs. WBIY ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to WBI Power Factor High Dividend ETF (WBIY)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$52.12

Average Daily Volume

12,625

Number of Holdings ^*

252

* may have additional holdings in another (foreign) market

WBIY

WBI Power Factor High Dividend ETF

WBIY Description

The investment seeks long term-capital appreciation while also seeking to protect principal during unfavorable market conditions. The fund will seek to achieve its investment objective by using a broad and flexible investment strategy and may invest directly in different types of instruments, such as: stocks and bonds issued by public and private companies and bonds issued by governments and governmental agencies ("Direct Investments"); and shares of funds that invest directly in such instruments. It is non-diversified.

Grade (RS Rating)

Last Trade

$28.91

Average Daily Volume

11,422

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYT	WBIY
30 Days	-4.40%	-4.66%
60 Days	-2.56%	0.94%
90 Days	-1.70%	1.55%
12 Months	21.84%	18.60%

12 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in WBIY	Overlap
ASB	A	0.27%	0.51%	0.27%
CBRL	F	0.23%	1.66%	0.23%
CVBF	D	0.25%	0.29%	0.25%
CWEN	A	0.27%	0.71%	0.27%
FIBK	A	0.39%	0.46%	0.39%
FULT	A	0.53%	0.29%	0.29%
HOPE	D	0.38%	0.13%	0.13%
KSS	F	0.56%	5.06%	0.56%
NWN	A	0.7%	0.47%	0.47%
PFS	B	0.57%	0.2%	0.2%
SASR	D	0.5%	0.13%	0.13%
SFNC	D	0.37%	0.17%	0.17%

FYT Overweight 240 Positions Relative to WBIY

Symbol	Grade	Weight
CRK	B	0.75%
PRDO	A	0.72%
ARCH	D	0.7%
PRG	B	0.69%
AVA	A	0.69%
PHIN	A	0.68%
FFBC	A	0.68%
CRC	D	0.68%
CNX	B	0.68%
INVA	A	0.67%
REVG	A	0.67%
CALM	D	0.67%
WMK	D	0.67%
TALO	D	0.67%
UVV	A	0.67%
USM	B	0.67%
MODG	B	0.66%
VSH	C	0.66%
HIW	A	0.66%
NMIH	A	0.65%
RC	B	0.65%
SCHL	F	0.65%
EIG	C	0.65%
DNOW	D	0.65%
RLJ	D	0.64%
SNDR	F	0.64%
PINC	D	0.64%
ABR	B	0.64%
IMKTA	F	0.64%
ATSG	F	0.63%
RYI	F	0.63%
HE	F	0.63%
CHGG	F	0.62%
TGNA	D	0.62%
CABO	F	0.62%
GHC	C	0.62%
GDEN	F	0.61%
SPB	C	0.61%
UAA	F	0.61%
LZB	D	0.6%
GEF	D	0.6%
PARR	F	0.59%
LILAK	A	0.58%
GEO	B	0.57%
BZH	D	0.57%
CASH	B	0.57%
JBT	F	0.57%
MLKN	D	0.56%
MSGE	A	0.56%
SR	A	0.55%
INDB	B	0.55%
DIOD	B	0.55%
PEBO	A	0.55%
FRME	A	0.54%
ABM	A	0.54%
ENVA	B	0.54%
SAH	A	0.54%
VBTX	B	0.54%
IBOC	A	0.54%
SLVM	A	0.54%
AAT	A	0.53%
ODP	D	0.53%
FCF	A	0.53%
KOS	F	0.53%
AX	A	0.53%
NWE	A	0.53%
WSFS	A	0.53%
KN	D	0.53%
EFSC	D	0.52%
CXW	C	0.52%
CNO	B	0.52%
DAN	B	0.52%
ALGT	F	0.52%
STBA	B	0.52%
NBHC	D	0.51%
CUBI	D	0.51%
EBC	D	0.51%
BANR	D	0.51%
BNL	D	0.5%
CATY	F	0.5%
OCFC	F	0.5%
HUBG	D	0.5%
WERN	D	0.49%
AMN	D	0.49%
CIM	D	0.49%
MRTN	D	0.49%
NAVI	F	0.49%
HPP	F	0.48%
CTOS	F	0.48%
REZI	D	0.48%
ADNT	D	0.48%
SBH	F	0.47%
HTLD	D	0.46%
CCS	D	0.44%
GES	B	0.44%
TRMK	A	0.42%
APOG	A	0.41%
OFG	A	0.4%
GOGO	B	0.4%
OEC	B	0.4%
PFBC	A	0.4%
SNEX	A	0.4%
HTZ	F	0.4%
TOWN	B	0.39%
SJW	D	0.39%
EPC	B	0.39%
KOP	D	0.39%
BKU	A	0.39%
SRCE	B	0.39%
EQC	D	0.39%
ANDE	B	0.39%
BLMN	D	0.38%
UNF	D	0.38%
FHI	D	0.38%
CENTA	C	0.38%
KMT	F	0.38%
RNST	D	0.38%
BUSE	B	0.38%
NHC	C	0.38%
WAFD	D	0.38%
PNM	C	0.38%
SSTK	D	0.37%
WOR	D	0.37%
TCBK	A	0.37%
WSBC	D	0.37%
PDCO	F	0.37%
NWBI	D	0.37%
VAC	B	0.37%
BKE	D	0.36%
NX	D	0.35%
VSCO	D	0.35%
KLG	A	0.35%
ICUI	F	0.35%
HLF	D	0.35%
MATW	F	0.35%
ECVT	F	0.35%
WGO	D	0.34%
LGIH	F	0.33%
XRX	F	0.32%
VCTR	A	0.32%
BOOT	B	0.31%
JBLU	F	0.31%
HELE	F	0.31%
FOXF	F	0.3%
PRIM	A	0.29%
DEA	B	0.28%
PLXS	A	0.28%
UCBI	B	0.27%
JELD	A	0.27%
GTY	B	0.27%
PLUS	D	0.27%
KALU	A	0.27%
LNN	B	0.27%
FBP	A	0.27%
DFIN	B	0.27%
FHB	A	0.27%
HTLF	A	0.27%
OLPX	F	0.27%
XHR	D	0.26%
MTX	B	0.26%
TCBI	D	0.26%
PSMT	A	0.26%
DEI	B	0.26%
LGND	C	0.26%
BHLB	A	0.26%
HTH	D	0.26%
TRS	B	0.26%
EAT	A	0.26%
NBTB	A	0.26%
CNXN	D	0.26%
LTH	F	0.25%
WD	C	0.25%
MCRI	C	0.25%
AUB	D	0.25%
THS	C	0.25%
CMCO	C	0.25%
OMCL	F	0.25%
VRTS	D	0.25%
SBCF	D	0.25%
JBGS	D	0.25%
NMRK	D	0.24%
BXC	D	0.24%
PCRX	D	0.24%
FBNC	D	0.24%
PATK	D	0.24%
BDC	D	0.24%
OI	F	0.24%
CRI	F	0.23%
ZD	F	0.22%
FWRD	F	0.2%
STRA	A	0.15%
AIR	A	0.15%
OII	D	0.14%
ADV	B	0.14%
PTVE	A	0.14%
OXM	A	0.13%
NVEE	F	0.13%
TTMI	B	0.13%
GO	F	0.13%
STC	A	0.13%
NIC	D	0.13%
DK	F	0.13%
ALEX	C	0.13%
ARI	D	0.13%
HI	F	0.13%
CAKE	D	0.13%
B	D	0.13%
ARCB	F	0.13%
MPW	B	0.13%
CTS	A	0.13%
PGRE	B	0.13%
CPK	A	0.13%
FDP	A	0.13%
NNI	A	0.13%
MWA	A	0.13%
FBK	B	0.13%
VICR	F	0.12%
CMTG	F	0.12%
ENOV	D	0.12%
ADUS	B	0.12%
APAM	D	0.12%
KFRC	D	0.12%
DORM	C	0.12%
CVCO	D	0.12%
KFY	D	0.12%
ROG	C	0.12%
PPBI	D	0.12%
SCL	D	0.12%
COHU	F	0.12%
CBU	D	0.12%
AIN	D	0.12%
GNW	C	0.12%
CSGS	F	0.12%
HNI	C	0.12%
LXP	D	0.12%
SHOO	D	0.12%
IART	F	0.11%
SHEN	F	0.11%
IBTX	F	0.11%
ATUS	D	0.1%

FYT Underweight 38 Positions Relative to WBIY

Symbol	Grade	Weight
F	D	-5.01%
MO	A	-4.95%
D	A	-4.92%
T	B	-4.9%
OKE	B	-4.85%
WHR	F	-4.83%
KMI	A	-4.82%
LYB	C	-4.73%
BMY	F	-4.72%
DOW	B	-4.7%
CAG	A	-4.68%
VZ	C	-4.68%
BBY	D	-4.57%
CFG	A	-2.61%
KEY	C	-2.51%
KHC	B	-2.27%
RF	B	-2.05%
OGN	A	-1.44%
HESM	C	-1.07%
COLB	B	-1.05%
BKH	A	-1.03%
CVI	F	-1.03%
WU	C	-0.98%
VLY	F	-0.96%
JXN	A	-0.86%
PRU	B	-0.83%
OMF	A	-0.83%
USB	C	-0.83%
HBAN	A	-0.82%
TNL	D	-0.82%
FITB	A	-0.78%
PNC	A	-0.76%
SNV	C	-0.74%
ZION	A	-0.73%
FNF	C	-0.7%
VIRT	A	-0.35%
BRY	B	-0.25%
EGBN	F	-0.14%