QQQI vs. OPTZ ETF Comparison

Comparison of NEOS Nasdaq 100 High Income ETF (QQQI) to Optimize Strategy Index ETF (OPTZ)

QQQI

NEOS Nasdaq 100 High Income ETF

QQQI Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing in a portfolio of stocks that make up the Nasdaq-100® Index and a call options strategy, that consists of written (sold) call options on the Nasdaq-100® Index. Under normal circumstances, at least 80% of the fund"s net assets, plus borrowings for investment purposes, will be invested in securities, or derivative instruments linked to securities, of companies that are included in the reference index.

Grade (RS Rating)

Last Trade

$52.08

Average Daily Volume

231,302

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

OPTZ

Optimize Strategy Index ETF

OPTZ Description

OPTZ seeks to track a broad market index consisting of US-listed equities that meet certain market-cap threshold and liquidity requirements. To be included in the fund, eligible large-cap and small-cap companies are evaluated and ranked within their own sector. Large cap companies are ranked based on the ratio of current EPS over the trailing 10-year average EPS, the current P/E ratio, and the 2-year forward EPS growth estimate. Small-cap companies are ranked solely on their P/S ratio. Within these two groups, the top 20% are selected from each sector. The index weights the sectors using the sum of the market capitalization of all constituents in each sector and within each sector each constituent is equally weighted. Reconstitution and rebalancing are done semi-annually.

Grade (RS Rating)

Last Trade

$31.04

Average Daily Volume

7,221

Number of Holdings ^*

321

* may have additional holdings in another (foreign) market

Performance

Period	QQQI	OPTZ
30 Days	3.32%	8.47%
60 Days	4.75%	9.68%
90 Days	6.05%	11.36%
12 Months

34 Overlapping Holdings

Symbol	Grade	Weight in QQQI	Weight in OPTZ	Overlap
AAPL	C	8.58%	1.06%	1.06%
ADBE	C	1.56%	0.11%	0.11%
AMAT	F	1.04%	1.0%	1.0%
AMD	F	1.41%	1.03%	1.03%
AMZN	C	5.13%	0.38%	0.38%
BKR	B	0.3%	0.07%	0.07%
CDNS	B	0.55%	1.21%	0.55%
CEG	D	0.49%	0.07%	0.07%
CMCSA	B	1.07%	0.64%	0.64%
COST	B	2.71%	0.29%	0.29%
CRWD	B	0.49%	1.37%	0.49%
EA	A	0.3%	0.66%	0.3%
HON	B	0.98%	0.15%	0.15%
IDXX	F	0.21%	0.11%	0.11%
INTC	D	0.73%	1.31%	0.73%
ISRG	A	1.28%	0.15%	0.15%
LIN	D	1.33%	0.14%	0.14%
LULU	C	0.23%	0.39%	0.23%
MAR	B	0.56%	0.39%	0.39%
MELI	D	0.23%	0.27%	0.23%
META	D	5.03%	0.65%	0.65%
NFLX	A	2.3%	0.73%	0.73%
NVDA	C	8.91%	1.44%	1.44%
ORLY	B	0.38%	0.34%	0.34%
PCAR	B	0.42%	0.15%	0.15%
PEP	F	1.54%	0.26%	0.26%
ROP	B	0.39%	1.0%	0.39%
ROST	C	0.34%	0.29%	0.29%
SNPS	B	0.48%	1.16%	0.48%
TMUS	B	1.9%	0.72%	0.72%
TSLA	B	3.68%	0.49%	0.49%
VRSK	A	0.25%	0.13%	0.13%
VRTX	F	0.79%	0.13%	0.13%
WDAY	B	0.39%	0.13%	0.13%

QQQI Overweight 67 Positions Relative to OPTZ

Symbol	Grade	Weight
MSFT	F	7.71%
AVGO	D	4.85%
GOOGL	C	2.6%
GOOG	C	2.51%
CSCO	B	1.51%
TXN	C	1.27%
INTU	C	1.27%
QCOM	F	1.15%
AMGN	D	1.04%
PANW	C	0.86%
ADP	B	0.83%
GILD	C	0.79%
SBUX	A	0.79%
MU	D	0.7%
ADI	D	0.7%
PYPL	B	0.62%
MDLZ	F	0.61%
LRCX	F	0.6%
BKNG	A	0.6%
MRVL	B	0.56%
KLAC	D	0.56%
REGN	F	0.54%
PDD	F	0.52%
FTNT	C	0.49%
CSX	B	0.48%
CTAS	B	0.46%
DASH	A	0.45%
ADSK	A	0.44%
MNST	C	0.4%
TTD	B	0.39%
CPRT	A	0.38%
ABNB	C	0.37%
NXPI	D	0.36%
PAYX	C	0.35%
CHTR	C	0.34%
ASML	F	0.34%
AEP	D	0.33%
FAST	B	0.33%
KDP	D	0.32%
ODFL	B	0.32%
CTSH	B	0.28%
KHC	F	0.27%
GEHC	F	0.26%
EXC	C	0.26%
DDOG	A	0.26%
TEAM	A	0.26%
AZN	D	0.25%
XEL	A	0.25%
MCHP	D	0.24%
CCEP	C	0.23%
CSGP	D	0.21%
ON	D	0.2%
DXCM	D	0.19%
TTWO	A	0.19%
FANG	D	0.19%
ZS	C	0.18%
GFS	C	0.17%
WBD	C	0.17%
ANSS	B	0.17%
CDW	F	0.16%
ILMN	D	0.15%
BIIB	F	0.14%
MRNA	F	0.1%
MDB	C	0.09%
DLTR	F	0.09%
ARM	D	0.06%
SMCI	F	0.01%

QQQI Underweight 287 Positions Relative to OPTZ

Symbol	Grade	Weight
APP	B	-2.03%
CRM	B	-1.37%
TTMI	B	-1.36%
DELL	C	-1.29%
GDDY	A	-1.27%
NOW	A	-1.27%
FFIV	B	-1.25%
ANET	C	-1.24%
QLYS	C	-1.22%
BHE	B	-1.2%
ITRI	B	-1.19%
MSI	B	-1.18%
WIX	B	-1.15%
INFN	C	-1.11%
VZIO	A	-1.04%
VRSN	F	-1.03%
BAH	F	-1.02%
IBM	C	-1.02%
FSLR	F	-0.96%
DJT	C	-0.93%
LUMN	C	-0.83%
CRUS	D	-0.8%
IDCC	A	-0.78%
ACLS	F	-0.78%
DIS	B	-0.77%
RNG	B	-0.72%
ZM	B	-0.71%
T	A	-0.64%
EAT	A	-0.55%
CVNA	B	-0.55%
AMC	C	-0.54%
NPAB	B	-0.52%
WWW	B	-0.48%
NCLH	B	-0.48%
RCL	A	-0.47%
COIN	C	-0.42%
HBI	B	-0.42%
WOOF	D	-0.42%
UNFI	A	-0.41%
RL	B	-0.39%
SIG	B	-0.39%
DECK	A	-0.39%
LVS	C	-0.38%
WHR	B	-0.37%
GRMN	B	-0.37%
ANF	C	-0.36%
SBH	C	-0.36%
WYNN	D	-0.36%
BZH	B	-0.35%
LOW	D	-0.35%
PCT	C	-0.34%
FIVE	F	-0.34%
DPZ	C	-0.34%
PVH	C	-0.34%
ALV	C	-0.33%
BURL	A	-0.33%
TAP	C	-0.32%
MCD	D	-0.32%
CHDN	B	-0.32%
APO	B	-0.31%
YETI	C	-0.31%
ENR	B	-0.31%
ETSY	D	-0.3%
CHD	B	-0.3%
ULTA	F	-0.3%
DKS	C	-0.29%
GPC	D	-0.29%
LC	A	-0.28%
LEA	D	-0.28%
TGT	F	-0.28%
LNW	D	-0.28%
DOLE	D	-0.27%
SQ	B	-0.27%
WBA	F	-0.27%
STZ	D	-0.27%
ODP	F	-0.27%
AX	A	-0.26%
DAN	D	-0.26%
CVS	D	-0.26%
APTV	D	-0.25%
CL	D	-0.25%
GS	A	-0.25%
KKR	A	-0.25%
FI	A	-0.25%
AMP	A	-0.25%
CAL	D	-0.25%
BG	F	-0.25%
TROW	B	-0.24%
ARES	A	-0.24%
AXP	A	-0.24%
CROX	D	-0.24%
BLK	C	-0.24%
BHF	B	-0.24%
CINF	A	-0.23%
AGO	B	-0.23%
PRU	A	-0.23%
EWTX	C	-0.23%
AIZ	A	-0.23%
CPAY	A	-0.23%
PRG	C	-0.22%
SIGI	C	-0.22%
GPN	B	-0.22%
WTW	B	-0.22%
COOP	B	-0.22%
LBPH	A	-0.22%
BR	A	-0.22%
V	A	-0.22%
TRV	B	-0.22%
NATL	B	-0.21%
GL	B	-0.21%
PGR	A	-0.21%
AXON	A	-0.21%
VRT	B	-0.21%
AER	B	-0.21%
BFH	B	-0.21%
MSCI	C	-0.21%
BRO	B	-0.21%
ALL	A	-0.21%
LDI	C	-0.2%
ICE	C	-0.2%
STRL	B	-0.2%
MKTX	D	-0.2%
CME	A	-0.2%
SPGI	C	-0.2%
HIG	B	-0.2%
CRS	A	-0.2%
MCO	B	-0.2%
GATO	D	-0.2%
RNR	C	-0.2%
ZIM	C	-0.2%
NAVI	C	-0.19%
ACGL	D	-0.19%
DAL	C	-0.19%
PMT	D	-0.19%
CBOE	B	-0.19%
CB	C	-0.19%
FIX	A	-0.18%
APD	A	-0.18%
VMC	B	-0.18%
EME	C	-0.18%
GTLS	B	-0.18%
PAYC	B	-0.18%
XPO	B	-0.18%
LPX	B	-0.18%
EXP	A	-0.18%
SKYW	B	-0.18%
HQY	B	-0.17%
JBLU	F	-0.17%
AVNT	B	-0.17%
MLM	B	-0.17%
HASI	D	-0.17%
PEN	B	-0.16%
EMN	D	-0.16%
SHW	A	-0.16%
DOCU	A	-0.16%
PCTY	B	-0.16%
PWR	A	-0.16%
AIT	A	-0.16%
ACHR	B	-0.16%
INCY	C	-0.16%
VERA	B	-0.16%
GNRC	B	-0.16%
ECL	D	-0.15%
HUBB	B	-0.15%
ESTC	C	-0.15%
GFF	A	-0.15%
TT	A	-0.15%
ETN	A	-0.15%
PEGA	A	-0.15%
WAB	B	-0.15%
JAZZ	B	-0.15%
PH	A	-0.15%
URI	B	-0.15%
TPC	C	-0.15%
SAIA	B	-0.15%
PODD	C	-0.15%
CLOV	D	-0.15%
PNR	A	-0.15%
PHIN	A	-0.14%
THC	D	-0.14%
STGW	B	-0.14%
COR	B	-0.14%
ZBH	C	-0.14%
MRC	B	-0.14%
DGX	A	-0.14%
WST	C	-0.14%
LECO	B	-0.14%
UTHR	C	-0.14%
CAH	B	-0.14%
LIVN	F	-0.14%
AKRO	B	-0.14%
REVG	B	-0.14%
DVA	B	-0.14%
SYK	C	-0.14%
CAT	B	-0.14%
UNH	C	-0.13%
BV	B	-0.13%
ALGN	D	-0.13%
FDX	B	-0.13%
NBIX	C	-0.13%
SAVA	D	-0.13%
OSK	B	-0.13%
PBI	B	-0.13%
WWD	B	-0.13%
ASH	D	-0.13%
MANH	D	-0.13%
AHCO	F	-0.12%
SHC	F	-0.12%
AOS	F	-0.12%
KRYS	B	-0.12%
MOH	F	-0.12%
RPRX	D	-0.12%
XYL	D	-0.12%
STE	F	-0.12%
RSG	A	-0.12%
ETNB	C	-0.12%
DAWN	F	-0.12%
IQV	D	-0.11%
EFX	F	-0.11%
COGT	D	-0.11%
SRPT	D	-0.11%
BAX	D	-0.11%
DLR	B	-0.11%
SNDX	F	-0.11%
KURA	F	-0.11%
VNO	B	-0.11%
BA	F	-0.11%
TMO	F	-0.11%
UHS	D	-0.11%
DYN	F	-0.11%
UNIT	B	-0.1%
EQIX	A	-0.1%
RHP	B	-0.1%
CGEM	F	-0.1%
WELL	A	-0.1%
SPG	B	-0.1%
LNTH	D	-0.1%
EXPI	C	-0.1%
CBRE	B	-0.1%
OMI	F	-0.1%
HII	D	-0.09%
CPT	B	-0.09%
PEB	D	-0.09%
NEXT	B	-0.09%
ELS	C	-0.09%
PK	B	-0.09%
CE	F	-0.09%
LAMR	D	-0.09%
WY	D	-0.09%
SBRA	C	-0.09%
OGN	D	-0.09%
NMRK	B	-0.09%
REXR	F	-0.08%
NVRI	F	-0.08%
RDFN	D	-0.08%
SBAC	D	-0.08%
EGP	F	-0.08%
TDW	F	-0.08%
ICLR	D	-0.08%
PRIM	A	-0.08%
KNTK	B	-0.07%
WMB	A	-0.07%
BKD	D	-0.07%
AMT	D	-0.07%
TRGP	B	-0.07%
DTM	B	-0.07%
ATO	A	-0.06%
WKC	D	-0.06%
ETR	B	-0.06%
SLB	C	-0.06%
OII	B	-0.06%
WHD	B	-0.06%
FTI	A	-0.06%
SANA	F	-0.06%
NRG	B	-0.06%
EIX	B	-0.05%
VAL	D	-0.05%
DUK	C	-0.05%
DTE	C	-0.05%
APA	D	-0.05%
SO	D	-0.05%
WFRD	D	-0.05%
DK	C	-0.05%
SWX	B	-0.05%
AES	F	-0.04%
NFE	D	-0.04%
HE	C	-0.04%