IQSM vs. SHRT ETF Comparison

Comparison of IQ Candriam ESG U.S. Mid Cap Equity ETF (IQSM) to Gotham Short Strategies ETF (SHRT)

IQSM

IQ Candriam ESG U.S. Mid Cap Equity ETF

IQSM Description

IQ Candriam ESG U.S. Mid Cap Equity ETF is an exchange traded fund launched by New York Life Investment Management LLC. The fund is managed by IndexIQ Advisors LLC. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of mid-cap companies. It invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. The fund seeks to track the performance of the IQ Candriam ESG U.S. Mid Cap Equity Index, by using full replication technique. IQ Candriam ESG U.S. Mid Cap Equity ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$34.29

Average Daily Volume

13,747

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

SHRT

Gotham Short Strategies ETF

SHRT Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing under normal circumstances in long and short positions of equity and equity-related securities (i.e., swaps), primarily of companies traded on U.S. markets. The fund"s sub-adviser, Gotham Asset Management, LLC ("Gotham" or the "Sub-Adviser") seeks to maintain the fund"s net equity exposure, which is the value of the fund"s long positions minus its short positions, at approximately 50% net short.

Grade (RS Rating)

Last Trade

$7.57

Average Daily Volume

2,510

Number of Holdings ^*

200

* may have additional holdings in another (foreign) market

Performance

Period	IQSM	SHRT
30 Days	4.29%	-6.95%
60 Days	5.32%	-8.41%
90 Days	6.64%	-8.30%
12 Months	27.71%	-6.87%

44 Overlapping Holdings

Symbol	Grade	Weight in IQSM	Weight in SHRT	Overlap
AOS	F	0.42%	0.02%	0.02%
APG	B	0.35%	0.02%	0.02%
BLD	D	0.55%	0.29%	0.29%
BPMC	B	0.28%	0.24%	0.24%
CMC	B	0.33%	0.03%	0.03%
COTY	F	0.13%	0.2%	0.13%
CROX	D	0.28%	0.64%	0.28%
CRUS	D	0.26%	1.26%	0.26%
CTLT	C	0.51%	0.75%	0.51%
DTM	A	0.46%	0.04%	0.04%
DVA	C	0.4%	0.01%	0.01%
EHC	B	0.48%	0.01%	0.01%
EME	A	1.12%	0.5%	0.5%
ESI	B	0.3%	0.16%	0.16%
EXEL	B	0.43%	0.46%	0.43%
FCN	F	0.32%	0.09%	0.09%
GTLS	A	0.34%	1.08%	0.34%
H	B	0.33%	0.17%	0.17%
HALO	F	0.32%	0.44%	0.32%
HAS	D	0.39%	0.35%	0.35%
HSIC	C	0.37%	0.02%	0.02%
INGR	C	0.47%	0.73%	0.47%
IPG	D	0.53%	0.1%	0.1%
JAZZ	B	0.36%	0.3%	0.3%
KEX	B	0.36%	0.09%	0.09%
KMX	B	0.59%	0.56%	0.56%
LEVI	F	0.08%	0.22%	0.08%
LKQ	F	0.47%	0.3%	0.3%
MAS	D	0.82%	0.39%	0.39%
MKSI	C	0.33%	0.71%	0.33%
MTZ	B	0.41%	0.8%	0.41%
NBIX	C	0.59%	0.17%	0.17%
NCLH	B	0.54%	0.48%	0.48%
NOV	C	0.3%	0.08%	0.08%
OLED	F	0.35%	0.09%	0.09%
ONTO	F	0.38%	0.26%	0.26%
PEN	B	0.41%	0.09%	0.09%
PNR	A	0.84%	0.1%	0.1%
POST	C	0.25%	0.55%	0.25%
QGEN	D	0.46%	1.01%	0.46%
RGEN	D	0.35%	0.55%	0.35%
TTEK	F	0.52%	0.02%	0.02%
TWLO	A	0.76%	0.29%	0.29%
WBA	F	0.3%	0.92%	0.3%

IQSM Overweight 170 Positions Relative to SHRT

Symbol	Grade	Weight
PKG	A	1.0%
YUMC	C	0.86%
KEY	B	0.85%
BURL	B	0.84%
NTNX	B	0.83%
RPM	A	0.83%
MANH	D	0.82%
OC	A	0.81%
XPO	B	0.81%
GEN	B	0.79%
KIM	A	0.78%
DOCU	B	0.77%
TOL	B	0.76%
EQH	C	0.75%
UTHR	C	0.75%
FIX	A	0.74%
FLEX	B	0.72%
USFD	A	0.72%
GWRE	A	0.72%
RGA	A	0.72%
GGG	B	0.71%
ACM	B	0.7%
SAIA	B	0.69%
EWBC	A	0.69%
FFIV	B	0.68%
DT	D	0.68%
SFM	A	0.68%
POOL	C	0.66%
EPAM	B	0.66%
UDR	B	0.65%
UNM	A	0.65%
RNR	C	0.64%
TPR	B	0.63%
CHRW	B	0.62%
CPT	B	0.61%
ELS	C	0.61%
JLL	D	0.6%
ITT	A	0.6%
AMH	C	0.6%
JKHY	D	0.6%
REG	A	0.59%
HST	C	0.59%
JNPR	D	0.58%
NVT	B	0.58%
FTI	A	0.58%
ALB	B	0.57%
WPC	C	0.57%
PAYC	B	0.56%
RRX	B	0.55%
SJM	D	0.55%
DAY	B	0.55%
BJ	A	0.55%
Z	A	0.55%
LW	C	0.55%
AIZ	A	0.54%
DKS	D	0.54%
CG	B	0.54%
TECH	F	0.54%
INSM	C	0.54%
ATR	B	0.54%
SF	B	0.54%
NWSA	A	0.53%
FND	D	0.51%
CUBE	C	0.51%
PRI	B	0.5%
WTRG	B	0.5%
CRL	D	0.48%
LAD	A	0.48%
AYI	B	0.48%
OHI	C	0.47%
GL	C	0.47%
ALLY	C	0.47%
MKTX	D	0.47%
WAL	B	0.47%
SRPT	F	0.46%
ARMK	B	0.46%
WCC	B	0.46%
PCVX	D	0.46%
GLOB	B	0.46%
EXAS	D	0.45%
ORI	A	0.45%
BRBR	A	0.45%
FBIN	D	0.45%
FN	C	0.44%
DCI	B	0.44%
ROKU	D	0.44%
TFX	F	0.43%
PCTY	C	0.43%
REXR	F	0.43%
AXTA	B	0.43%
WMS	F	0.42%
SNX	D	0.42%
KNX	C	0.42%
RVMD	C	0.42%
RL	C	0.41%
TTC	C	0.41%
ITCI	C	0.41%
BRX	A	0.41%
GPK	C	0.41%
CHE	D	0.4%
FRT	B	0.4%
PLNT	A	0.4%
MOS	F	0.4%
X	B	0.39%
HRB	D	0.39%
VOYA	B	0.39%
NYT	D	0.39%
WH	B	0.37%
TREX	C	0.37%
MEDP	D	0.37%
RHI	C	0.37%
ADC	A	0.36%
ESTC	C	0.36%
AA	A	0.35%
RIVN	F	0.35%
G	B	0.35%
MHK	D	0.35%
ANF	F	0.34%
GNTX	C	0.34%
WEX	D	0.34%
ALV	C	0.34%
BPOP	C	0.33%
BEN	C	0.33%
FR	D	0.33%
AGNC	C	0.33%
RYAN	A	0.33%
LSCC	D	0.33%
CGNX	D	0.33%
GXO	B	0.33%
DINO	D	0.32%
AZEK	A	0.32%
LSTR	D	0.32%
PARA	C	0.32%
HLNE	B	0.32%
FAF	A	0.31%
CFLT	B	0.31%
DAR	C	0.31%
STAG	D	0.31%
MTN	C	0.31%
AXS	A	0.31%
ARW	D	0.3%
MSA	F	0.3%
LFUS	D	0.29%
PVH	C	0.28%
AGCO	D	0.28%
SUM	B	0.28%
STWD	C	0.28%
CHX	C	0.28%
WFRD	D	0.28%
SIGI	C	0.28%
ETSY	D	0.28%
VKTX	F	0.27%
ALTR	B	0.27%
WTS	B	0.27%
CLF	F	0.26%
LEA	F	0.26%
PATH	C	0.26%
AM	A	0.24%
TKR	D	0.23%
FIVE	F	0.23%
ST	F	0.23%
IBP	D	0.23%
DLB	B	0.21%
AN	C	0.21%
GAP	C	0.21%
ACHC	F	0.17%
ZG	A	0.16%
CACC	D	0.13%
NWS	A	0.11%
LCID	F	0.08%

IQSM Underweight 156 Positions Relative to SHRT

Symbol	Grade	Weight
GM	C	-2.09%
TGT	F	-2.05%
THC	D	-1.9%
LRCX	F	-1.84%
LPX	B	-1.65%
FMC	D	-1.45%
BIIB	F	-1.36%
CHWY	B	-1.34%
CVX	A	-1.31%
SWKS	F	-1.21%
TSN	B	-1.15%
ELAN	D	-1.13%
EOG	A	-1.12%
RVTY	F	-1.12%
PPC	C	-1.09%
ZBRA	B	-1.0%
JBHT	C	-0.9%
QRVO	F	-0.88%
LII	A	-0.84%
MATX	C	-0.83%
MU	D	-0.82%
CHTR	C	-0.82%
JCI	B	-0.81%
NOC	D	-0.81%
D	C	-0.8%
KLAC	F	-0.8%
UPS	C	-0.8%
UHS	D	-0.8%
TKO	A	-0.78%
FCX	F	-0.71%
CEG	C	-0.69%
OVV	B	-0.69%
ICUI	D	-0.67%
STX	C	-0.66%
WDC	D	-0.65%
LHX	C	-0.65%
PFE	F	-0.65%
J	D	-0.63%
CL	D	-0.63%
MOH	F	-0.63%
BALL	F	-0.62%
MUR	D	-0.61%
MRO	B	-0.59%
HOLX	D	-0.58%
ENPH	F	-0.57%
EL	F	-0.56%
ANET	C	-0.51%
AVNT	B	-0.5%
CNX	A	-0.5%
ECL	D	-0.5%
AVTR	F	-0.49%
ABBV	F	-0.48%
FSS	B	-0.47%
CLX	A	-0.46%
SCCO	F	-0.45%
TPX	B	-0.44%
GNRC	C	-0.43%
BMRN	F	-0.42%
CCK	D	-0.4%
SLGN	A	-0.38%
LTH	C	-0.37%
VMC	B	-0.36%
NSC	B	-0.35%
DD	C	-0.35%
CF	A	-0.34%
TRU	D	-0.34%
ZTS	D	-0.33%
IQV	F	-0.33%
GD	D	-0.33%
MSGS	A	-0.32%
VMI	B	-0.32%
AMAT	F	-0.31%
CI	D	-0.31%
XRAY	F	-0.31%
HES	B	-0.3%
MMS	F	-0.29%
CTRA	B	-0.27%
SO	C	-0.27%
EMR	B	-0.26%
UI	B	-0.26%
TXRH	B	-0.25%
ASH	F	-0.24%
SYK	B	-0.23%
SKYW	C	-0.23%
WSM	C	-0.23%
ILMN	C	-0.22%
NFG	A	-0.22%
ALLE	C	-0.21%
FLS	B	-0.21%
PSN	D	-0.21%
BAH	F	-0.2%
HIMS	B	-0.2%
EFX	F	-0.2%
MRVL	B	-0.2%
EW	C	-0.19%
TYL	B	-0.19%
CHDN	B	-0.18%
FOXA	A	-0.18%
ALKS	C	-0.17%
GFS	C	-0.16%
GDDY	A	-0.16%
ACIW	B	-0.16%
EMN	C	-0.16%
ADMA	B	-0.15%
APPF	B	-0.15%
KTB	B	-0.15%
VTRS	A	-0.14%
VLTO	C	-0.14%
SHAK	C	-0.14%
RKLB	A	-0.13%
SWX	B	-0.13%
LYFT	C	-0.13%
ISRG	A	-0.12%
INFA	D	-0.12%
TMO	F	-0.12%
PODD	C	-0.11%
GMED	A	-0.11%
CNI	F	-0.11%
IDXX	F	-0.11%
AWI	A	-0.09%
SEM	B	-0.09%
TPL	A	-0.09%
SPOT	B	-0.08%
RGLD	C	-0.08%
PLXS	B	-0.08%
IGT	F	-0.08%
REGN	F	-0.08%
PTC	B	-0.07%
CHD	A	-0.07%
CWAN	B	-0.07%
ABG	C	-0.07%
VRSN	C	-0.07%
ROST	D	-0.06%
PRIM	A	-0.06%
SNDR	B	-0.05%
NXST	C	-0.05%
QTWO	A	-0.05%
FTDR	B	-0.04%
NTRA	A	-0.03%
MPWR	F	-0.03%
UBER	F	-0.03%
PWR	A	-0.02%
TER	F	-0.02%
DNB	B	-0.02%
BFAM	D	-0.02%
MTCH	D	-0.02%
BLDR	D	-0.02%
R	B	-0.01%
RUSHA	C	-0.01%
GEHC	D	-0.01%
IAC	F	-0.01%
SITM	B	-0.01%
DOX	D	-0.01%
ZBH	C	-0.01%
OPCH	D	-0.01%
CRVL	B	-0.0%