FXR vs. FNY ETF Comparison

Comparison of First Trust Industrials AlphaDEX (FXR) to First Trust Mid Cap Growth AlphaDEX (FNY)

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.10

Average Daily Volume

36,957

Number of Holdings ^*

137

* may have additional holdings in another (foreign) market

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$87.07

Average Daily Volume

13,841

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

Performance

Period	FXR	FNY
30 Days	6.49%	6.87%
60 Days	8.60%	8.79%
90 Days	11.06%	10.74%
12 Months	39.01%	41.52%

27 Overlapping Holdings

Symbol	Grade	Weight in FXR	Weight in FNY	Overlap
AAON	B	1.44%	0.69%	0.69%
ALLE	C	0.22%	0.4%	0.22%
ALSN	B	1.1%	0.87%	0.87%
AOS	F	0.37%	0.23%	0.23%
ATI	C	0.38%	0.6%	0.38%
ATR	B	0.49%	0.29%	0.29%
AWI	A	0.82%	0.49%	0.49%
AXTA	B	0.25%	0.31%	0.25%
AYI	B	0.84%	0.5%	0.5%
AZEK	A	0.45%	0.42%	0.42%
BWXT	B	0.83%	0.49%	0.49%
CNM	D	0.43%	0.14%	0.14%
CW	C	0.25%	0.76%	0.25%
DCI	B	0.73%	0.15%	0.15%
EEFT	B	0.72%	0.29%	0.29%
ESAB	C	0.54%	0.33%	0.33%
EXP	B	0.96%	0.59%	0.59%
FCN	F	0.39%	0.24%	0.24%
FIX	A	1.32%	0.82%	0.82%
FLS	B	0.26%	0.49%	0.26%
FOUR	A	1.3%	0.8%	0.8%
GPK	C	0.87%	0.27%	0.27%
ITT	A	0.23%	0.58%	0.23%
KEX	B	0.74%	0.59%	0.59%
SSD	F	0.67%	0.13%	0.13%
TTEK	F	1.02%	0.62%	0.62%
WWD	C	0.23%	0.42%	0.23%

FXR Overweight 110 Positions Relative to FNY

Symbol	Grade	Weight
AXON	A	1.77%
SYF	B	1.52%
WCC	B	1.45%
SNA	A	1.44%
FICO	B	1.4%
MDU	D	1.38%
PCAR	B	1.36%
G	B	1.35%
EME	A	1.35%
GPN	B	1.33%
HWM	A	1.32%
OSK	C	1.3%
OC	A	1.29%
AL	B	1.27%
PWR	A	1.27%
HEI	A	1.24%
AXP	A	1.24%
URI	C	1.23%
TT	A	1.23%
LPX	B	1.22%
CNH	C	1.12%
SON	F	1.08%
LMT	D	1.08%
GTES	A	1.07%
GNRC	C	1.06%
FI	A	1.06%
VNT	C	1.04%
R	B	1.03%
MLM	C	0.99%
SNDR	B	0.97%
FDX	B	0.96%
CTAS	B	0.95%
ADTN	A	0.93%
MSM	C	0.9%
CSL	C	0.9%
CXT	C	0.89%
TXT	D	0.88%
BERY	C	0.88%
BC	C	0.87%
MMM	D	0.87%
VSTS	C	0.86%
TRU	D	0.86%
BAH	F	0.86%
COF	C	0.86%
TDG	D	0.85%
AGCO	D	0.85%
GE	D	0.85%
BLDR	D	0.84%
PKG	A	0.77%
TDY	B	0.76%
ZBRA	B	0.75%
JBHT	C	0.75%
NVT	B	0.74%
DOV	A	0.74%
KNX	C	0.73%
LII	A	0.72%
SLGN	A	0.72%
CSX	C	0.72%
SHW	B	0.71%
CAT	B	0.69%
MIDD	C	0.68%
HII	F	0.67%
DE	B	0.66%
VLTO	C	0.65%
SPR	D	0.65%
EFX	F	0.63%
BLD	D	0.63%
WU	F	0.62%
SAIA	B	0.56%
SQ	A	0.56%
GXO	B	0.52%
CMI	A	0.51%
GWW	B	0.51%
PYPL	B	0.5%
RHI	C	0.5%
LECO	C	0.49%
PNR	A	0.49%
IEX	C	0.48%
J	D	0.48%
GD	D	0.44%
UPS	C	0.44%
SEE	C	0.44%
TTC	C	0.43%
FTV	C	0.43%
CARR	C	0.42%
PPG	F	0.42%
AMCR	C	0.41%
DOW	F	0.37%
WMS	F	0.37%
EMR	B	0.27%
ADP	A	0.25%
PH	A	0.25%
HON	C	0.25%
RPM	A	0.25%
AME	A	0.25%
VMC	B	0.25%
LHX	C	0.24%
WAB	B	0.24%
GGG	B	0.23%
UNP	C	0.22%
KEYS	A	0.22%
MSA	F	0.22%
JKHY	D	0.22%
NDSN	B	0.22%
LSTR	D	0.22%
BALL	F	0.21%
EXPD	C	0.21%
LFUS	D	0.21%
MAS	D	0.21%
FBIN	D	0.19%

FXR Underweight 187 Positions Relative to FNY

Symbol	Grade	Weight
AFRM	A	-1.08%
SOFI	B	-1.0%
SFM	A	-0.91%
AX	B	-0.9%
QTWO	A	-0.86%
NTRA	A	-0.86%
PIPR	A	-0.84%
SFBS	C	-0.82%
CORT	B	-0.81%
RDNT	B	-0.81%
CRS	B	-0.8%
TOST	B	-0.8%
HLNE	B	-0.8%
KTB	B	-0.79%
CSWI	B	-0.79%
ITRI	C	-0.77%
DUOL	A	-0.77%
KNF	B	-0.76%
ACIW	B	-0.76%
COHR	B	-0.76%
MOG.A	B	-0.76%
CVLT	B	-0.76%
EXEL	B	-0.75%
IBKR	A	-0.74%
IOT	A	-0.73%
ENSG	C	-0.71%
EWBC	A	-0.71%
LTH	C	-0.7%
DY	D	-0.7%
AIT	B	-0.68%
DVA	C	-0.68%
MOD	A	-0.67%
EXLS	B	-0.66%
HLI	A	-0.66%
PEGA	B	-0.66%
HIMS	B	-0.65%
GMED	A	-0.65%
COKE	C	-0.65%
TPG	A	-0.65%
PSN	D	-0.64%
TXRH	B	-0.63%
CACI	D	-0.63%
FFIN	B	-0.63%
PODD	C	-0.63%
CRVL	B	-0.62%
SLG	B	-0.62%
FRPT	A	-0.62%
RL	C	-0.61%
MMSI	A	-0.6%
GWRE	A	-0.6%
ITGR	B	-0.59%
AUR	C	-0.59%
ADC	A	-0.58%
ANF	F	-0.58%
EHC	B	-0.58%
BOOT	C	-0.57%
TKO	A	-0.57%
AVAV	C	-0.56%
BCO	F	-0.56%
CRDO	B	-0.56%
BFAM	D	-0.55%
FSS	B	-0.55%
CBT	D	-0.55%
BMI	B	-0.55%
EPRT	B	-0.55%
DOCU	B	-0.54%
HRB	D	-0.54%
NCLH	B	-0.54%
PLNT	A	-0.51%
BRBR	A	-0.51%
KAI	B	-0.5%
IBOC	B	-0.5%
SMG	C	-0.49%
LNTH	D	-0.49%
HOMB	A	-0.48%
PRI	B	-0.48%
ONB	C	-0.48%
WHD	B	-0.47%
S	B	-0.47%
IBP	D	-0.47%
PI	D	-0.46%
FFIV	B	-0.46%
SCI	B	-0.46%
ZETA	D	-0.46%
HASI	D	-0.45%
TW	A	-0.45%
RYAN	A	-0.45%
AXSM	B	-0.44%
BOX	B	-0.44%
CNS	B	-0.44%
CLH	C	-0.43%
BDC	C	-0.43%
DT	D	-0.42%
HALO	F	-0.42%
DKS	D	-0.41%
OHI	C	-0.41%
SBRA	C	-0.41%
NYT	D	-0.4%
WYNN	C	-0.4%
INSM	C	-0.39%
OLLI	D	-0.39%
RNA	C	-0.38%
DTM	A	-0.37%
VRNS	D	-0.37%
CRUS	D	-0.35%
CFR	B	-0.35%
INSP	D	-0.35%
PCTY	C	-0.34%
RVMD	C	-0.34%
MTCH	D	-0.34%
CBSH	B	-0.34%
GME	C	-0.33%
WING	D	-0.33%
RARE	F	-0.33%
WTM	A	-0.32%
ITCI	C	-0.32%
RLI	A	-0.32%
CWST	A	-0.31%
RUN	F	-0.31%
MKTX	D	-0.3%
BRX	A	-0.3%
GKOS	B	-0.3%
MSGS	A	-0.3%
BCPC	B	-0.29%
KRG	B	-0.29%
REG	A	-0.29%
CHDN	B	-0.29%
AES	F	-0.29%
TMDX	F	-0.29%
ORA	B	-0.29%
IRT	A	-0.29%
RHP	B	-0.29%
DBX	B	-0.29%
BLKB	B	-0.28%
BPMC	B	-0.28%
CTRE	C	-0.28%
KNSL	B	-0.28%
CROX	D	-0.28%
LAMR	C	-0.27%
GAP	C	-0.27%
CPT	B	-0.27%
CUBE	C	-0.26%
AGNC	C	-0.26%
EXPO	D	-0.24%
VRRM	F	-0.23%
FND	D	-0.23%
CLSK	C	-0.2%
PAYC	B	-0.19%
GTLS	A	-0.19%
LYFT	C	-0.19%
GH	B	-0.18%
OWL	A	-0.17%
MASI	B	-0.17%
DAY	B	-0.17%
KD	B	-0.17%
MARA	B	-0.16%
CHH	A	-0.16%
TRMB	B	-0.16%
LOPE	C	-0.16%
GATX	A	-0.16%
NTNX	B	-0.16%
AM	A	-0.15%
ESI	B	-0.15%
RGLD	C	-0.15%
MORN	B	-0.15%
CRNX	C	-0.15%
MAIN	A	-0.15%
RBC	A	-0.15%
GOLF	B	-0.15%
IPAR	B	-0.14%
ROIV	C	-0.14%
APPF	B	-0.14%
NEU	D	-0.14%
UDR	B	-0.14%
H	B	-0.14%
LNW	F	-0.14%
NNN	C	-0.13%
ELAN	D	-0.13%
CHE	D	-0.13%
EGP	D	-0.13%
MEDP	D	-0.13%
FR	D	-0.13%
TECH	F	-0.12%
U	C	-0.11%
TDW	F	-0.1%
BRKR	D	-0.1%
LCID	F	-0.09%