FTXR vs. PSCI ETF Comparison

Comparison of First Trust Nasdaq Transportation ETF (FTXR) to PowerShares S&P SmallCap Industrials Portfolio (PSCI)

FTXR

First Trust Nasdaq Transportation ETF

FTXR Description

The First Trust Nasdaq Transportation ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund's fees and expenses, of an index called the Nasdaq US Smart Transportation Index. The Fund seeks to replicate the holdings and weightings of the Nasdaq US Smart Transportation Index so as to generate performance results 95% correlated to that of the Nasdaq US Smart Transportation Index.

Grade (RS Rating)

Last Trade

$35.84

Average Daily Volume

4,485

Number of Holdings ^*

* may have additional holdings in another (foreign) market

PSCI

PowerShares S&P SmallCap Industrials Portfolio

PSCI Description

The PowerShares S&P SmallCap Industrials Portfolio (Fund) is based on the S&P SmallCap 600Â® Capped Industrials Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US industrial companies. These companies are principally engaged in the business of providing industrial products and services, including engineering, heavy machinery, construction, electrical equipment, aerospace and defense and general manufacturing. The Index is a subset of the S&P SmallCap 600Â® Index, which is a float-adjusted, market-capitalization-weighted index reflecting the US small-cap market. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$145.28

Average Daily Volume

5,827

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTXR	PSCI
30 Days	9.38%	10.32%
60 Days	14.33%	12.03%
90 Days	15.43%	12.36%
12 Months	33.30%	40.93%

6 Overlapping Holdings

Symbol	Grade	Weight in FTXR	Weight in PSCI	Overlap
AL	B	1.88%	1.85%	1.85%
FSS	B	0.41%	2.05%	0.41%
MATX	C	0.78%	2.06%	0.78%
RXO	D	0.44%	1.49%	0.44%
SKYW	C	1.15%	1.69%	1.15%
TRN	B	0.56%	1.16%	0.56%

FTXR Overweight 34 Positions Relative to PSCI

Symbol	Grade	Weight
TSLA	B	11.0%
GM	C	7.8%
UPS	C	6.89%
UAL	A	6.83%
F	C	6.75%
UNP	C	6.36%
DAL	B	5.03%
PCAR	B	4.07%
URI	C	3.97%
CSX	C	3.59%
NSC	B	3.56%
FDX	B	3.26%
R	B	2.76%
ODFL	C	2.22%
WAB	B	2.15%
HRI	C	1.92%
APTV	F	1.87%
JBHT	C	1.81%
BWA	D	1.54%
GPC	D	1.47%
XPO	B	1.16%
LKQ	F	1.15%
ALSN	B	1.11%
LUV	C	1.09%
KEX	B	0.73%
EXPD	C	0.73%
GATX	A	0.58%
GNTX	C	0.55%
DORM	B	0.51%
INSW	F	0.5%
OSK	C	0.45%
CHRW	B	0.45%
LSTR	D	0.45%
VC	F	0.39%

FTXR Underweight 86 Positions Relative to PSCI

Symbol	Grade	Weight
MLI	B	-3.99%
RHI	C	-2.88%
CSWI	B	-2.6%
AWI	A	-2.5%
AVAV	C	-2.43%
ALK	B	-2.41%
MOG.A	B	-2.39%
ZWS	B	-2.11%
DY	D	-2.08%
BCC	B	-2.06%
ACA	A	-1.91%
GTES	A	-1.77%
FELE	B	-1.6%
GVA	A	-1.59%
KFY	B	-1.54%
GMS	B	-1.51%
RUSHA	C	-1.46%
VRRM	F	-1.41%
JBT	B	-1.39%
ESE	B	-1.38%
ABM	B	-1.36%
REZI	A	-1.35%
GEO	B	-1.33%
NPO	A	-1.29%
BRC	D	-1.25%
POWL	C	-1.22%
HUBG	A	-1.14%
UNF	B	-1.13%
GFF	A	-1.06%
ARCB	C	-1.06%
EPAC	C	-1.03%
HNI	B	-0.98%
CXW	C	-0.97%
AIN	C	-0.96%
AZZ	A	-0.95%
WERN	C	-0.95%
MYRG	B	-0.92%
SXI	B	-0.92%
AIR	B	-0.88%
KMT	B	-0.87%
HAYW	B	-0.84%
RUN	F	-0.84%
HI	C	-0.83%
ROCK	C	-0.83%
MRCY	C	-0.82%
KAR	B	-0.8%
B	A	-0.79%
ALG	B	-0.75%
GBX	A	-0.75%
APOG	C	-0.71%
JBLU	F	-0.7%
MLKN	F	-0.64%
TNC	D	-0.64%
CSGS	B	-0.59%
AMWD	C	-0.59%
VSTS	C	-0.59%
DNOW	B	-0.58%
TILE	B	-0.56%
SNDR	B	-0.55%
NX	C	-0.54%
VICR	C	-0.52%
LNN	B	-0.51%
NVEE	F	-0.46%
PBI	B	-0.46%
TGI	B	-0.46%
ALGT	B	-0.4%
MRTN	D	-0.39%
DLX	B	-0.39%
PRLB	B	-0.37%
VVI	C	-0.36%
HSII	B	-0.36%
WNC	C	-0.33%
ASTE	C	-0.33%
HCSG	C	-0.33%
DXPE	C	-0.33%
MATW	C	-0.28%
FWRD	D	-0.25%
NVRI	D	-0.22%
IIIN	C	-0.22%
SNCY	C	-0.22%
LQDT	B	-0.21%
KELYA	F	-0.19%
HTLD	C	-0.19%
NPK	B	-0.15%
HTZ	C	-0.15%
TWI	F	-0.14%