FDM vs. RZV ETF Comparison

Comparison of First Trust DJ Select MicroCap ETF (FDM) to Guggenheim S&P Smallcap 600 Pure Value ETF (RZV)

FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$60.22

Average Daily Volume

4,393

Number of Holdings ^*

153

* may have additional holdings in another (foreign) market

RZV

Guggenheim S&P Smallcap 600 Pure Value ETF

RZV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$101.27

Average Daily Volume

8,998

Number of Holdings ^*

133

* may have additional holdings in another (foreign) market

Performance

Period	FDM	RZV
30 Days	-3.25%	-6.22%
60 Days	-1.07%	-4.60%
90 Days	2.19%	-3.16%
12 Months	21.24%	17.07%

7 Overlapping Holdings

Symbol	Grade	Weight in FDM	Weight in RZV	Overlap
CLW	A	1.11%	1.27%	1.11%
DXPE	B	1.1%	1.2%	1.1%
EZPW	A	0.96%	1.45%	0.96%
HVT	D	0.69%	0.27%	0.27%
PAHC	A	0.56%	0.53%	0.53%
SCSC	C	1.76%	1.4%	1.4%
SXC	D	1.46%	0.75%	0.75%

FDM Overweight 146 Positions Relative to RZV

Symbol	Grade	Weight
POWL	B	2.27%
ACMR	D	2.06%
CRAI	A	1.71%
VSEC	A	1.7%
CGEM	A	1.51%
GNK	A	1.5%
CRGY	F	1.49%
REX	B	1.43%
BBSI	A	1.35%
MYE	A	1.35%
HAYN	A	1.26%
VVI	D	1.23%
CECO	B	1.22%
DCO	A	1.21%
IDT	B	1.18%
EGY	B	1.15%
AMBC	C	1.1%
ZEUS	D	1.08%
UVSP	A	1.04%
BELFB	A	0.98%
UWMC	C	0.98%
BRY	B	0.97%
MLR	B	0.93%
OSBC	B	0.92%
LEU	B	0.92%
ARHS	D	0.91%
HCKT	D	0.9%
WSR	C	0.89%
MBWM	B	0.88%
KE	D	0.88%
CFB	C	0.87%
TTI	D	0.87%
IBCP	A	0.86%
PLOW	D	0.85%
HTBK	D	0.81%
BFST	D	0.8%
GATO	B	0.79%
GSBC	B	0.75%
TITN	F	0.75%
LMB	B	0.75%
SD	B	0.74%
RICK	F	0.73%
DENN	F	0.72%
NPK	A	0.71%
AVNW	C	0.71%
AMAL	A	0.71%
DHIL	B	0.71%
VPG	C	0.7%
CCB	B	0.69%
LYTS	A	0.68%
HDSN	F	0.67%
HTBI	B	0.66%
CYH	A	0.66%
CENT	D	0.65%
LQDT	D	0.65%
OSUR	F	0.65%
BHB	A	0.64%
THFF	D	0.64%
SMBC	F	0.64%
BBW	A	0.63%
VYGR	C	0.62%
CWCO	D	0.62%
OLP	A	0.6%
CCBG	D	0.6%
ODC	B	0.59%
KRNY	F	0.58%
NBN	B	0.57%
SIGA	A	0.57%
RMR	A	0.57%
CSV	C	0.57%
GNE	F	0.57%
BOOM	F	0.54%
ARTNA	C	0.54%
GLRE	A	0.54%
NWPX	D	0.53%
OSG	B	0.53%
KODK	D	0.52%
SPFI	B	0.52%
SPOK	C	0.52%
AVD	C	0.51%
ESQ	C	0.5%
MCFT	F	0.5%
MOFG	D	0.49%
LINC	A	0.49%
JOUT	F	0.45%
AMPY	B	0.44%
SOI	A	0.44%
BSRR	A	0.44%
NEWT	F	0.43%
NRIM	B	0.43%
FSBC	F	0.42%
PBPB	F	0.42%
PANL	C	0.41%
HBT	C	0.4%
RM	B	0.39%
WTI	F	0.38%
ONEW	F	0.38%
FET	F	0.37%
LOCO	F	0.37%
NECB	A	0.37%
MVBF	F	0.37%
FSBW	D	0.36%
BCML	D	0.35%
INSE	F	0.35%
CVLY	B	0.34%
TSBK	D	0.33%
OBT	C	0.32%
OMER	D	0.32%
AFCG	A	0.31%
PKOH	B	0.31%
NATH	D	0.3%
EPM	F	0.29%
KFS	A	0.29%
GENC	A	0.29%
IPI	D	0.29%
RLGT	F	0.29%
PLBC	A	0.28%
OVLY	B	0.27%
CMT	D	0.24%
LEGH	D	0.24%
TSQ	B	0.24%
FF	B	0.24%
MEC	B	0.24%
MPX	B	0.23%
STKS	B	0.23%
QUAD	F	0.23%
RNGR	F	0.23%
INTT	F	0.22%
OCN	D	0.22%
LSEA	F	0.21%
HNRG	F	0.21%
ATLC	D	0.21%
EVC	F	0.21%
CMPO	A	0.2%
III	F	0.17%
RCMT	D	0.17%
KLXE	F	0.16%
MNSB	F	0.15%
REI	B	0.14%
HGBL	F	0.13%
BGFV	F	0.13%
ASRT	D	0.13%
TUSK	F	0.12%
CCRD	B	0.12%
TZOO	D	0.09%
CMBM	F	0.07%

FDM Underweight 126 Positions Relative to RZV

Symbol	Grade	Weight
PHIN	A	-1.91%
JBLU	F	-1.8%
FDP	A	-1.72%
KELYA	C	-1.71%
SATS	A	-1.55%
GDOT	B	-1.5%
AAP	C	-1.38%
XRX	F	-1.37%
NVRI	C	-1.34%
GBX	B	-1.33%
BHE	A	-1.33%
KSS	F	-1.33%
MODG	B	-1.33%
GNW	C	-1.3%
JXN	A	-1.26%
KALU	A	-1.13%
NATL	B	-1.12%
FL	F	-1.1%
SNEX	A	-1.08%
HZO	F	-1.08%
AHCO	C	-1.03%
BGS	A	-1.03%
MERC	A	-1.03%
SANM	C	-1.02%
DBI	F	-1.02%
CWK	C	-1.02%
GEO	B	-1.0%
MD	F	-0.98%
ODP	D	-0.98%
UNFI	F	-0.94%
REZI	D	-0.93%
SPTN	F	-0.92%
AMCX	D	-0.9%
MATV	A	-0.89%
MPW	B	-0.87%
CENX	B	-0.86%
AXL	B	-0.86%
SBH	F	-0.85%
OMI	D	-0.85%
OI	F	-0.85%
DAN	B	-0.83%
CAL	D	-0.82%
SAH	A	-0.82%
CHEF	C	-0.78%
SLCA	A	-0.77%
UFCS	A	-0.77%
PRAA	C	-0.75%
PRA	B	-0.75%
PEB	D	-0.71%
DNOW	D	-0.7%
ABM	A	-0.69%
HIBB	A	-0.67%
ALK	B	-0.67%
STC	A	-0.67%
DLX	B	-0.66%
ASIX	F	-0.65%
GIII	C	-0.63%
NWL	C	-0.61%
SCVL	B	-0.6%
RUN	F	-0.6%
CCRN	D	-0.6%
HPP	F	-0.57%
BDN	A	-0.57%
ALGT	F	-0.55%
ASTE	D	-0.54%
NBR	F	-0.53%
UVV	A	-0.53%
HOPE	D	-0.53%
TILE	D	-0.52%
AOSL	D	-0.52%
SFNC	D	-0.5%
JBGS	D	-0.5%
PUMP	B	-0.49%
MCY	A	-0.48%
VTOL	D	-0.48%
HSII	D	-0.46%
WWW	A	-0.46%
VSAT	F	-0.46%
CLDT	F	-0.46%
DXC	F	-0.45%
WNC	F	-0.45%
LNC	D	-0.45%
SLG	B	-0.45%
NAVI	F	-0.43%
VSTO	A	-0.43%
BANC	D	-0.43%
EGBN	F	-0.41%
NUS	F	-0.41%
TTMI	B	-0.4%
MLKN	D	-0.39%
HCSG	F	-0.39%
PDCO	F	-0.38%
NTCT	D	-0.37%
VSCO	D	-0.37%
TALO	D	-0.36%
SVC	F	-0.36%
ECPG	F	-0.36%
SEM	C	-0.35%
SMP	B	-0.35%
PSMT	A	-0.35%
VBTX	B	-0.35%
RNST	D	-0.35%
HBI	F	-0.35%
HUBG	D	-0.34%
NFBK	D	-0.34%
LUMN	F	-0.33%
PFS	B	-0.33%
TWI	F	-0.32%
RC	B	-0.32%
VFC	F	-0.31%
IBTX	F	-0.31%
ATNI	F	-0.3%
DCOM	B	-0.3%
HAFC	B	-0.29%
AVNS	D	-0.28%
HFWA	C	-0.28%
RGP	F	-0.28%
BRKL	F	-0.27%
CNSL	B	-0.27%
BKU	A	-0.27%
FLGT	F	-0.26%
PPBI	D	-0.26%
THS	C	-0.25%
TTEC	F	-0.24%
MEI	F	-0.22%
HAIN	F	-0.21%