ESG vs. SFLR ETF Comparison

Comparison of FlexShares STOXX US ESG Impact Index Fund (ESG) to Innovator Equity Managed Floor ETF (SFLR)

ESG

FlexShares STOXX US ESG Impact Index Fund

ESG Description

The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the STOXX US ESG Impact Index.

Grade (RS Rating)

Last Trade

$140.22

Average Daily Volume

4,414

Number of Holdings ^*

259

* may have additional holdings in another (foreign) market

SFLR

Innovator Equity Managed Floor ETF

SFLR Description

The fund is an actively managed ETF that seeks to provide capital appreciation through participation in the large-capitalization U.S. equity markets while limiting the potential for maximum losses. The Advisor intends to invest in a diversified portfolio of equity securities that are included in the Solactive GBS United States 500 Index, together with put and call option contracts in an effort to reduce the potential for losses associated with the returns of U.S. large capitalization equity market investments. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.06

Average Daily Volume

132,739

Number of Holdings ^*

217

* may have additional holdings in another (foreign) market

Performance

Period	ESG	SFLR
30 Days	3.59%	3.02%
60 Days	3.59%	4.71%
90 Days	6.22%	5.81%
12 Months	27.36%	26.23%

100 Overlapping Holdings

Symbol	Grade	Weight in ESG	Weight in SFLR	Overlap
AAPL	C	4.84%	6.84%	4.84%
ABT	B	0.66%	0.58%	0.58%
ADBE	C	0.76%	0.52%	0.52%
AMD	F	0.74%	0.44%	0.44%
AMT	D	0.37%	0.31%	0.31%
AMZN	C	5.34%	3.8%	3.8%
APO	B	0.35%	0.22%	0.22%
AVGO	D	1.95%	1.61%	1.61%
AVTR	F	0.02%	0.07%	0.02%
BAC	A	1.03%	0.84%	0.84%
BKNG	A	0.55%	0.38%	0.38%
BR	A	0.09%	0.26%	0.09%
BRK.A	B	3.02%	1.42%	1.42%
CAG	D	0.03%	0.08%	0.03%
CI	F	0.3%	0.26%	0.26%
CMS	C	0.05%	0.25%	0.05%
COST	B	1.01%	1.08%	1.01%
CRM	B	0.53%	0.68%	0.53%
CRWD	B	0.26%	0.22%	0.22%
CSCO	B	0.96%	0.82%	0.82%
CTAS	B	0.37%	0.48%	0.37%
CVX	A	1.36%	0.53%	0.53%
DE	A	0.44%	0.27%	0.27%
DIS	B	0.81%	0.41%	0.41%
DOC	D	0.08%	0.26%	0.08%
DOV	A	0.05%	0.33%	0.05%
DOW	F	0.1%	0.2%	0.1%
DOX	D	0.05%	0.06%	0.05%
ED	D	0.05%	0.26%	0.05%
EL	F	0.06%	0.17%	0.06%
ESS	B	0.06%	0.22%	0.06%
ETR	B	0.08%	0.32%	0.08%
EXPD	D	0.03%	0.14%	0.03%
EXPE	B	0.07%	0.15%	0.07%
FCX	D	0.15%	0.21%	0.15%
FDS	B	0.1%	0.09%	0.09%
FDX	B	0.22%	0.23%	0.22%
GEHC	F	0.17%	0.13%	0.13%
GM	B	0.32%	0.23%	0.23%
GS	A	0.92%	0.68%	0.68%
HBAN	A	0.06%	0.29%	0.06%
HD	A	0.99%	1.08%	0.99%
HIG	B	0.14%	0.38%	0.14%
HSY	F	0.1%	0.19%	0.1%
HUBS	A	0.14%	0.07%	0.07%
IBM	C	0.95%	0.59%	0.59%
IEX	B	0.04%	0.14%	0.04%
INTU	C	0.48%	0.52%	0.48%
JBL	B	0.03%	0.04%	0.03%
JNJ	D	1.79%	1.13%	1.13%
JPM	A	3.38%	1.63%	1.63%
K	A	0.09%	0.16%	0.09%
KO	D	1.2%	0.93%	0.93%
LII	A	0.09%	0.12%	0.09%
LLY	F	2.2%	1.39%	1.39%
LNG	B	0.08%	0.19%	0.08%
LNT	A	0.05%	0.21%	0.05%
LOW	D	0.51%	0.55%	0.51%
LRCX	F	0.24%	0.32%	0.24%
MA	C	1.06%	1.03%	1.03%
MCD	D	0.35%	0.75%	0.35%
META	D	5.19%	2.6%	2.6%
MRK	F	1.02%	0.42%	0.42%
MRNA	F	0.04%	0.0%	0.0%
MRO	B	0.05%	0.51%	0.05%
MS	A	0.26%	0.34%	0.26%
MSFT	F	4.72%	6.27%	4.72%
MU	D	0.54%	0.21%	0.21%
NDAQ	A	0.13%	0.27%	0.13%
NKE	D	0.22%	0.21%	0.21%
OKTA	C	0.02%	0.04%	0.02%
ORCL	B	0.74%	0.72%	0.72%
PFG	D	0.08%	0.15%	0.08%
PG	A	1.94%	1.05%	1.05%
PPL	B	0.04%	0.27%	0.04%
PYPL	B	0.29%	0.24%	0.24%
QCOM	F	0.6%	0.38%	0.38%
RF	A	0.06%	0.46%	0.06%
ROST	C	0.2%	0.25%	0.2%
RPRX	D	0.05%	0.13%	0.05%
RSG	A	0.07%	0.35%	0.07%
SMCI	F	0.05%	0.0%	0.0%
SNAP	C	0.04%	0.09%	0.04%
SUI	D	0.05%	0.16%	0.05%
TGT	F	0.29%	0.18%	0.18%
TSLA	B	2.83%	1.95%	1.95%
TT	A	0.38%	0.45%	0.38%
TXN	C	0.62%	0.67%	0.62%
UBER	D	0.49%	0.29%	0.29%
UNH	C	0.91%	1.54%	0.91%
UNP	C	0.58%	0.47%	0.47%
V	A	2.11%	1.18%	1.18%
VLO	C	0.11%	0.18%	0.11%
VRTX	F	0.4%	0.28%	0.28%
WAB	B	0.09%	0.28%	0.09%
WM	A	0.13%	0.38%	0.13%
WMT	A	1.82%	0.97%	0.97%
XOM	B	2.63%	1.01%	1.01%
ZBH	C	0.04%	0.14%	0.04%
ZBRA	B	0.07%	0.1%	0.07%

ESG Overweight 159 Positions Relative to SFLR

Symbol	Grade	Weight
ACN	C	1.12%
BLK	C	0.72%
TJX	A	0.67%
SPGI	C	0.65%
C	A	0.64%
SYK	C	0.56%
INTC	D	0.53%
AMAT	F	0.5%
ADP	B	0.5%
ICE	C	0.44%
ELV	F	0.39%
USB	A	0.39%
BMY	B	0.39%
NOW	A	0.36%
MDLZ	F	0.36%
PFE	D	0.36%
MDT	D	0.36%
ADSK	A	0.33%
ZTS	D	0.32%
WELL	A	0.32%
PANW	C	0.32%
CL	D	0.31%
SLB	C	0.31%
CAT	B	0.31%
VZ	C	0.28%
GILD	C	0.28%
CVS	D	0.28%
MAR	B	0.28%
MMC	B	0.27%
CMG	B	0.27%
AON	A	0.27%
MCK	B	0.26%
CB	C	0.26%
HLT	A	0.25%
TRV	B	0.24%
AFL	B	0.23%
FLUT	A	0.23%
NXPI	D	0.23%
BK	A	0.23%
KMB	D	0.22%
TFC	A	0.21%
SNPS	B	0.21%
BSX	B	0.21%
DUK	C	0.21%
KR	B	0.2%
MET	A	0.2%
CBRE	B	0.2%
AEP	D	0.2%
SBUX	A	0.19%
LULU	C	0.19%
NEM	D	0.19%
GIS	D	0.18%
CEG	D	0.18%
DFS	B	0.18%
VICI	C	0.17%
CMI	A	0.17%
GWW	B	0.17%
IT	C	0.17%
ECL	D	0.17%
HPQ	B	0.17%
OTIS	C	0.16%
AJG	B	0.16%
SHW	A	0.15%
KLAC	D	0.15%
WTW	B	0.15%
PEG	A	0.14%
SRE	A	0.14%
MCO	B	0.13%
EA	A	0.13%
EW	C	0.13%
AWK	D	0.13%
EIX	B	0.13%
IRM	D	0.13%
CDNS	B	0.13%
VRSK	A	0.13%
ROK	B	0.13%
ITW	B	0.13%
HPE	B	0.12%
IQV	D	0.12%
DD	D	0.12%
EMR	A	0.12%
TSCO	D	0.12%
YUM	B	0.12%
MSCI	C	0.12%
WY	D	0.11%
WDC	D	0.11%
BDX	F	0.11%
DECK	A	0.11%
CLX	B	0.1%
XYL	D	0.1%
OMC	C	0.1%
EBAY	D	0.1%
BKR	B	0.1%
CTSH	B	0.1%
FTV	C	0.1%
PSA	D	0.09%
BBY	D	0.09%
AZO	C	0.09%
KHC	F	0.09%
CAH	B	0.09%
D	C	0.08%
FITB	A	0.08%
NU	C	0.08%
CCEP	C	0.08%
NTAP	C	0.08%
WSM	B	0.08%
AIG	B	0.08%
ADM	D	0.08%
CCL	B	0.08%
ALL	A	0.08%
VTR	C	0.07%
STZ	D	0.07%
GEN	B	0.07%
XPO	B	0.07%
BALL	D	0.07%
PNR	A	0.07%
STT	A	0.07%
NVT	B	0.06%
HOLX	D	0.06%
IPG	D	0.06%
MKC	D	0.06%
GLW	B	0.06%
A	D	0.06%
IDXX	F	0.06%
ACM	A	0.06%
KDP	D	0.06%
CTVA	C	0.06%
XEL	A	0.06%
KEY	B	0.05%
BURL	A	0.05%
FANG	D	0.05%
ARE	D	0.05%
APTV	D	0.04%
DLTR	F	0.04%
SWK	D	0.04%
DPZ	C	0.04%
WST	C	0.04%
BAX	D	0.04%
NI	A	0.04%
LVS	C	0.04%
AES	F	0.04%
NDSN	B	0.04%
NRG	B	0.04%
OC	A	0.03%
LECO	B	0.03%
BG	F	0.03%
STX	D	0.03%
TSN	B	0.03%
MAS	D	0.03%
AKAM	D	0.03%
HST	C	0.02%
SJM	D	0.02%
DKS	C	0.02%
LKQ	D	0.02%
FFIV	B	0.02%
TFX	F	0.02%
RNR	C	0.02%
PSTG	D	0.02%
DG	F	0.02%

ESG Underweight 117 Positions Relative to SFLR

Symbol	Grade	Weight
NVDA	C	-7.0%
GOOGL	C	-2.08%
GOOG	C	-1.83%
ABBV	D	-0.7%
T	A	-0.64%
LIN	D	-0.61%
GE	D	-0.59%
PEP	F	-0.55%
ISRG	A	-0.53%
TMUS	B	-0.52%
CMCSA	B	-0.51%
MMM	D	-0.51%
LMT	D	-0.49%
KMI	A	-0.49%
TMO	F	-0.47%
AXP	A	-0.46%
DHR	F	-0.41%
TDG	D	-0.4%
KKR	A	-0.39%
AMGN	D	-0.38%
CFG	B	-0.36%
BX	A	-0.35%
PRU	A	-0.35%
PLTR	B	-0.34%
COP	C	-0.32%
URI	B	-0.31%
ES	D	-0.3%
BRO	B	-0.29%
CPB	D	-0.28%
L	A	-0.28%
INVH	D	-0.28%
BXP	D	-0.26%
AME	A	-0.26%
COR	B	-0.26%
HCA	F	-0.25%
DTE	C	-0.25%
CSL	C	-0.24%
LEN	D	-0.24%
TTD	B	-0.23%
WRB	A	-0.23%
SPOT	B	-0.23%
CHD	B	-0.22%
HEI	B	-0.22%
MRVL	B	-0.22%
MKL	A	-0.21%
ACGL	D	-0.21%
MAA	B	-0.21%
SBAC	D	-0.19%
ON	D	-0.19%
LYB	F	-0.18%
MSTR	C	-0.18%
LYV	A	-0.18%
SNOW	C	-0.18%
IBKR	A	-0.18%
CNP	B	-0.17%
ARES	A	-0.17%
REGN	F	-0.17%
EVRG	A	-0.16%
DASH	A	-0.16%
SQ	B	-0.16%
ZM	B	-0.16%
WDAY	B	-0.16%
MELI	D	-0.16%
SSNC	B	-0.14%
AEE	A	-0.14%
PPG	F	-0.13%
VRT	B	-0.13%
DRI	B	-0.13%
HEI	B	-0.13%
LUV	C	-0.13%
CDW	F	-0.13%
DKNG	B	-0.12%
RBLX	C	-0.12%
DDOG	A	-0.12%
F	C	-0.12%
VEEV	C	-0.12%
TROW	B	-0.12%
FCNCA	A	-0.11%
COIN	C	-0.11%
TER	D	-0.11%
ZS	C	-0.11%
ALNY	D	-0.1%
DAL	C	-0.1%
HUBB	B	-0.09%
NET	B	-0.09%
DELL	C	-0.09%
TW	A	-0.09%
HUM	C	-0.09%
GEV	B	-0.09%
TRU	D	-0.09%
ENTG	D	-0.08%
OWL	A	-0.08%
NUE	C	-0.08%
MGM	D	-0.08%
TRMB	B	-0.08%
CVNA	B	-0.07%
ILMN	D	-0.07%
SIRI	C	-0.06%
LPLA	A	-0.06%
TEAM	A	-0.06%
IOT	A	-0.05%
OXY	D	-0.05%
BSY	D	-0.05%
PINS	D	-0.04%
MDB	C	-0.04%
ENPH	F	-0.04%
CE	F	-0.04%
CPNG	D	-0.04%
BLDR	D	-0.04%
CELH	F	-0.03%
RKT	F	-0.03%
AGR	B	-0.02%
GFS	C	-0.02%
SCCO	F	-0.02%
WMG	C	-0.02%
BMRN	D	-0.0%
DXCM	D	-0.0%