CSB vs. AUSF ETF Comparison

Comparison of Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF (CSB) to Global X Adaptive U.S. Factor ETF (AUSF)

CSB

Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF

CSB Description

CSB's take on the US small-cap space mirrors that of its large-cap sibling, CDL. To qualify for this fund, a company must be among the 500 largest US companies under 3 billion USD in market cap and must have positive earnings for the four most recent quarters. The index selects the 100 highest dividend-yielding stocks from this group and weights them by inverse volatility, giving overweight to low-vol stocks. The index applies 20% country cap and 25% sector cap with semi-annual reconstitution starting each March. The funds closest peers are sibling funds: CSA, which has the same exposure but without the dividend yield screen, and CSF with a cash toggle feature during downturns.

Grade (RS Rating)

Last Trade

$62.85

Average Daily Volume

12,585

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.07

Average Daily Volume

36,827

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	CSB	AUSF
30 Days	6.62%	2.63%
60 Days	7.76%	4.88%
90 Days	8.24%	5.86%
12 Months	28.46%	31.88%

11 Overlapping Holdings

Symbol	Grade	Weight in CSB	Weight in AUSF	Overlap
AVT	C	1.15%	0.48%	0.48%
COLB	B	0.75%	0.57%	0.57%
DTM	A	2.12%	0.67%	0.67%
LNC	C	0.88%	0.54%	0.54%
M	F	0.59%	0.48%	0.48%
OGN	F	0.45%	0.44%	0.44%
OZK	B	0.82%	0.53%	0.53%
SON	F	1.2%	0.47%	0.47%
UBSI	B	1.03%	0.56%	0.56%
UGI	C	0.84%	0.46%	0.46%
WU	F	1.07%	0.44%	0.44%

CSB Overweight 86 Positions Relative to AUSF

Symbol	Grade	Weight
IDA	A	1.75%
FHI	B	1.69%
SR	A	1.53%
PNM	B	1.5%
NJR	A	1.48%
NFG	A	1.46%
KNTK	A	1.43%
NWE	B	1.41%
BKH	A	1.4%
POR	C	1.38%
FLO	D	1.37%
OGS	A	1.37%
CALM	A	1.36%
AWR	B	1.36%
PINC	B	1.33%
AVA	A	1.26%
WEN	D	1.25%
TGNA	B	1.23%
GEF	A	1.22%
ENR	B	1.21%
FHB	B	1.2%
SWX	B	1.2%
KMT	B	1.14%
WMG	D	1.12%
SJW	F	1.12%
ASB	B	1.12%
SXT	C	1.11%
NWBI	B	1.11%
MSM	C	1.1%
BANR	B	1.1%
HNI	B	1.07%
FFBC	B	1.07%
KTB	B	1.05%
TNL	A	1.05%
APAM	B	1.04%
BOH	B	1.03%
FRME	B	1.01%
CVBF	A	1.01%
SNV	C	1.0%
WSBC	B	0.99%
WKC	C	0.99%
AROC	A	0.99%
FULT	A	0.99%
CAKE	C	0.97%
AUB	B	0.95%
NOG	B	0.94%
SFNC	C	0.94%
MC	C	0.93%
BKE	B	0.93%
CCOI	B	0.92%
MAN	F	0.91%
OTTR	C	0.91%
INDB	B	0.9%
SEE	C	0.88%
NAVI	F	0.87%
TRN	B	0.87%
FIBK	B	0.86%
VAC	C	0.85%
PFS	B	0.85%
CWEN	C	0.84%
CRI	F	0.84%
UPBD	B	0.83%
CRGY	B	0.82%
PDCO	F	0.8%
HP	C	0.79%
IPAR	B	0.78%
INSW	F	0.77%
CRC	A	0.77%
HEES	C	0.76%
CABO	B	0.72%
AESI	B	0.72%
VLY	B	0.72%
STRA	C	0.71%
NSP	F	0.68%
LCII	C	0.67%
PTVE	B	0.66%
PII	F	0.65%
AEO	F	0.65%
PTEN	C	0.63%
LEVI	F	0.6%
CVI	F	0.6%
JWN	D	0.6%
AAP	D	0.55%
MLKN	F	0.55%
KSS	F	0.46%
CC	C	0.44%

CSB Underweight 179 Positions Relative to AUSF

Symbol	Grade	Weight
T	A	-1.81%
VZ	C	-1.72%
TMUS	B	-1.58%
RSG	A	-1.53%
COR	B	-1.52%
V	A	-1.5%
WMT	A	-1.5%
BSX	A	-1.49%
BRK.A	B	-1.46%
ADP	A	-1.45%
LMT	D	-1.45%
GD	D	-1.45%
JNPR	D	-1.44%
RTX	D	-1.42%
MMC	B	-1.41%
CSCO	B	-1.41%
ICE	C	-1.39%
WM	B	-1.39%
EA	A	-1.37%
CME	B	-1.36%
DOX	D	-1.36%
LIN	C	-1.34%
IBM	C	-1.32%
JNJ	C	-1.31%
ACI	C	-1.29%
EDR	A	-1.27%
KO	D	-1.01%
MRK	D	-0.99%
CBOE	C	-0.88%
BR	A	-0.83%
PG	C	-0.79%
MCD	D	-0.71%
PEP	F	-0.67%
MARA	B	-0.67%
UNM	A	-0.63%
KMI	A	-0.63%
MO	A	-0.62%
LBRDK	C	-0.59%
IP	A	-0.57%
TPR	B	-0.57%
UMBF	B	-0.57%
ONB	C	-0.57%
SYF	B	-0.57%
ZION	B	-0.56%
FNB	A	-0.56%
FHN	A	-0.56%
WBS	A	-0.56%
PB	B	-0.55%
HBAN	A	-0.55%
JXN	C	-0.55%
CMA	B	-0.55%
PVH	C	-0.55%
ABG	C	-0.55%
CADE	B	-0.55%
RF	A	-0.54%
WHR	B	-0.54%
OKE	A	-0.54%
VTRS	A	-0.54%
CFG	B	-0.54%
AL	B	-0.54%
LAD	A	-0.54%
PCAR	B	-0.54%
HPE	B	-0.54%
C	A	-0.53%
GM	C	-0.53%
INTC	C	-0.53%
TAP	C	-0.53%
BEN	C	-0.52%
HPQ	B	-0.52%
NOV	C	-0.52%
ALLY	C	-0.52%
BCC	B	-0.51%
CMCSA	B	-0.51%
AM	A	-0.51%
QGEN	D	-0.5%
BWA	D	-0.5%
HST	C	-0.5%
CHE	D	-0.5%
RDN	D	-0.49%
X	B	-0.49%
CIVI	D	-0.49%
SLG	B	-0.49%
GAP	C	-0.49%
SOLV	D	-0.48%
MOS	F	-0.48%
SNX	D	-0.48%
NXST	C	-0.48%
CNC	D	-0.48%
TDG	D	-0.48%
CHRD	D	-0.48%
WBA	F	-0.47%
BBY	D	-0.47%
KRC	B	-0.47%
STWD	C	-0.47%
AGNC	C	-0.47%
CRBG	B	-0.47%
DINO	D	-0.47%
BG	D	-0.47%
VICI	C	-0.46%
RPRX	D	-0.46%
CVS	D	-0.46%
LYB	F	-0.46%
MDT	D	-0.46%
RNR	C	-0.46%
CNH	C	-0.45%
LEA	F	-0.45%
HOG	D	-0.45%
EMN	C	-0.45%
CAG	F	-0.45%
FMC	D	-0.44%
KHC	F	-0.44%
PFE	F	-0.44%
SWKS	F	-0.44%
ADM	D	-0.44%
HII	F	-0.44%
ARW	D	-0.43%
DOW	F	-0.42%
CE	F	-0.29%
YUM	D	-0.26%
CACI	D	-0.22%
PGR	A	-0.18%
ABBV	F	-0.14%
LDOS	C	-0.13%
GRMN	B	-0.13%
TW	A	-0.13%
SO	C	-0.12%
KR	B	-0.12%
COST	A	-0.11%
TRV	B	-0.11%
CHD	A	-0.11%
VRSK	A	-0.1%
AAPL	C	-0.1%
WMB	A	-0.1%
GDDY	A	-0.1%
SNA	A	-0.1%
AFL	B	-0.1%
MCK	A	-0.09%
CVX	A	-0.09%
NOC	D	-0.09%
ATR	B	-0.09%
PKG	A	-0.09%
AME	A	-0.09%
MSI	B	-0.09%
WRB	A	-0.09%
DUK	C	-0.09%
ORI	A	-0.09%
AMGN	F	-0.08%
UNH	B	-0.08%
CI	D	-0.08%
CAH	B	-0.08%
INGR	C	-0.08%
HOLX	D	-0.08%
HIG	B	-0.08%
CB	C	-0.08%
XOM	B	-0.08%
ED	C	-0.08%
BDX	F	-0.08%
MA	B	-0.08%
VRSN	C	-0.08%
PNW	A	-0.08%
FE	C	-0.07%
MDLZ	F	-0.07%
KMB	C	-0.07%
CTLT	C	-0.07%
K	A	-0.07%
CL	D	-0.07%
AJG	A	-0.07%
ATO	A	-0.07%
L	A	-0.07%
DGX	A	-0.07%
WELL	A	-0.07%
ECL	D	-0.07%
ROP	B	-0.07%
VRTX	D	-0.07%
TJX	A	-0.07%
HON	C	-0.07%
FI	A	-0.07%
REGN	F	-0.06%
AKAM	D	-0.06%