VMAX vs. FNK ETF Comparison

Comparison of Hartford US Value ETF (VMAX) to First Trust Mid Cap Value AlphaDEX Fund (FNK)

VMAX

Hartford US Value ETF

VMAX Description

The fund generally invests at least 80% of its assets in securities of the index and in depositary receipts representing securities of the index.

Grade (RS Rating)

Last Trade

$51.92

Average Daily Volume

Number of Holdings ^*

148

* may have additional holdings in another (foreign) market

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$57.37

Average Daily Volume

9,876

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

Performance

Period	VMAX	FNK
30 Days	3.35%	7.85%
60 Days	4.23%	5.62%
90 Days	5.95%	5.60%
12 Months		27.99%

28 Overlapping Holdings

Symbol	Grade	Weight in VMAX	Weight in FNK	Overlap
APA	D	0.91%	0.66%	0.66%
AVT	C	0.65%	0.56%	0.56%
AXS	A	0.31%	0.47%	0.31%
BCC	B	1.05%	0.58%	0.58%
BPOP	B	0.32%	0.14%	0.14%
CHRD	D	0.58%	0.72%	0.58%
CMC	B	0.57%	0.78%	0.57%
COLB	A	0.12%	0.51%	0.12%
DINO	D	0.14%	0.7%	0.14%
ESNT	D	0.05%	0.63%	0.05%
FHN	A	0.1%	0.57%	0.1%
JXN	C	1.02%	0.8%	0.8%
LNC	B	1.59%	0.64%	0.64%
M	D	0.17%	0.56%	0.17%
MGY	A	0.5%	0.65%	0.5%
MLI	C	0.4%	0.35%	0.35%
MTG	C	0.54%	0.7%	0.54%
NFG	A	1.18%	0.59%	0.59%
OGN	D	0.68%	0.34%	0.34%
OVV	B	0.08%	0.85%	0.08%
OZK	B	0.29%	0.65%	0.29%
R	B	0.39%	0.64%	0.39%
RDN	C	0.27%	0.71%	0.27%
RHI	B	0.34%	0.16%	0.16%
SM	B	0.02%	0.81%	0.02%
TEX	D	0.51%	0.71%	0.51%
UFPI	B	0.22%	0.28%	0.22%
UNM	A	0.36%	0.71%	0.36%

VMAX Overweight 120 Positions Relative to FNK

Symbol	Grade	Weight
EOG	A	2.03%
HPQ	B	1.93%
C	A	1.89%
MTB	A	1.87%
WFC	A	1.82%
CVS	D	1.76%
STLD	B	1.51%
NRG	B	1.5%
T	A	1.49%
USB	A	1.46%
VLO	C	1.42%
SYF	B	1.39%
META	D	1.36%
MA	C	1.35%
JPM	A	1.34%
MPC	D	1.32%
STT	A	1.31%
BBY	D	1.29%
PNC	B	1.29%
BAC	A	1.26%
GAP	C	1.25%
MCO	B	1.24%
BK	A	1.22%
TGT	F	1.21%
GOOGL	C	1.2%
KR	B	1.18%
FDX	B	1.16%
RF	A	1.13%
LAMR	D	1.12%
ELV	F	1.12%
VZ	C	1.1%
PYPL	B	1.09%
TROW	B	1.05%
JHG	A	1.03%
CINF	A	1.01%
NVDA	C	0.99%
HPE	B	0.98%
ETR	B	0.96%
JNJ	D	0.96%
BLDR	D	0.93%
BRK.A	B	0.92%
DUK	C	0.92%
XOM	B	0.91%
SHW	A	0.88%
SO	D	0.86%
GILD	C	0.85%
IRM	D	0.85%
COP	C	0.83%
FITB	A	0.83%
DVN	F	0.81%
UNH	C	0.8%
VICI	C	0.78%
DELL	C	0.77%
CVX	A	0.75%
HCA	F	0.71%
HBAN	A	0.7%
CAT	B	0.7%
ACI	C	0.68%
NEE	D	0.68%
WMT	A	0.68%
RS	B	0.66%
QCOM	F	0.66%
CB	C	0.66%
MO	A	0.65%
V	A	0.65%
AMT	D	0.63%
COF	B	0.62%
HUM	C	0.61%
LOW	D	0.58%
CTAS	B	0.52%
SPG	B	0.5%
EQIX	A	0.49%
GWW	B	0.47%
SW	A	0.47%
GS	A	0.47%
CBT	C	0.47%
PSX	C	0.46%
ITW	B	0.43%
TMUS	B	0.43%
NTAP	C	0.42%
PRU	A	0.39%
AAPL	C	0.34%
HD	A	0.32%
NUE	C	0.3%
CSCO	B	0.27%
AXP	A	0.27%
JKHY	D	0.27%
SBAC	D	0.27%
MKL	A	0.26%
DTE	C	0.26%
TJX	A	0.25%
MRK	F	0.24%
LNTH	D	0.23%
MSCI	C	0.23%
PHM	D	0.22%
CFG	B	0.21%
MS	A	0.2%
CRBG	B	0.2%
XEL	A	0.18%
LLY	F	0.18%
AMAT	F	0.16%
NXPI	D	0.16%
CTSH	B	0.14%
CMI	A	0.14%
CMCSA	B	0.13%
PGR	A	0.12%
HRB	D	0.11%
EXC	C	0.11%
DKS	C	0.11%
WY	D	0.11%
AEP	D	0.08%
IBM	C	0.07%
CCI	D	0.07%
WFRD	D	0.05%
CHX	C	0.04%
EG	C	0.03%
FANG	D	0.03%
FCNCA	A	0.01%
BKNG	A	0.01%
WSM	B	0.01%

VMAX Underweight 195 Positions Relative to FNK

Symbol	Grade	Weight
CNX	A	-0.87%
MTDR	B	-0.86%
AGO	B	-0.84%
NOG	A	-0.84%
HP	B	-0.8%
OSK	B	-0.79%
TAP	C	-0.78%
PTEN	C	-0.78%
AL	B	-0.77%
HCC	B	-0.76%
ATKR	C	-0.75%
AMG	B	-0.75%
CIVI	D	-0.74%
AMR	C	-0.74%
PBF	D	-0.73%
PVH	C	-0.72%
NOV	C	-0.72%
URBN	C	-0.72%
UGI	A	-0.71%
MUR	D	-0.71%
NFE	D	-0.71%
TMHC	B	-0.71%
RNR	C	-0.69%
LAD	A	-0.68%
CADE	B	-0.68%
BWA	D	-0.68%
LBRT	D	-0.67%
G	B	-0.66%
DAR	C	-0.66%
RUSHA	C	-0.66%
TPH	D	-0.66%
DDS	B	-0.65%
MHO	D	-0.65%
LBRDK	C	-0.65%
CNO	A	-0.64%
RRC	B	-0.64%
MTH	D	-0.63%
MATX	C	-0.63%
BEN	C	-0.63%
LEA	D	-0.63%
HOG	D	-0.62%
FMC	D	-0.61%
GPI	A	-0.61%
JAZZ	B	-0.61%
COOP	B	-0.61%
EVRG	A	-0.6%
BKH	A	-0.6%
PNW	B	-0.6%
ADTN	A	-0.6%
SR	A	-0.59%
HRI	B	-0.59%
OTTR	C	-0.59%
GBDC	C	-0.59%
AAP	C	-0.59%
ASO	F	-0.58%
BBWI	D	-0.57%
HST	C	-0.57%
KRC	C	-0.57%
SOLV	C	-0.56%
MOS	F	-0.56%
WBS	A	-0.56%
POR	C	-0.56%
DXC	B	-0.55%
MDU	D	-0.55%
SUM	B	-0.54%
ZION	B	-0.54%
CNXC	F	-0.53%
SIG	B	-0.53%
KBH	D	-0.52%
WCC	B	-0.52%
FNB	A	-0.51%
ALK	C	-0.51%
OMF	A	-0.51%
CLF	F	-0.51%
UHS	D	-0.5%
ARW	D	-0.5%
SANM	B	-0.49%
VLY	B	-0.49%
GMS	B	-0.48%
AMKR	D	-0.48%
BYD	C	-0.48%
ABG	B	-0.47%
SWX	B	-0.46%
OGE	B	-0.46%
BERY	B	-0.46%
JBL	B	-0.46%
OGS	A	-0.45%
GL	B	-0.45%
WHR	B	-0.45%
INGR	B	-0.44%
RIG	D	-0.44%
NXST	C	-0.43%
PAG	B	-0.43%
THO	B	-0.43%
SNX	C	-0.42%
POST	C	-0.41%
ENS	D	-0.41%
BC	C	-0.41%
LKQ	D	-0.41%
SJM	D	-0.4%
SON	D	-0.4%
AN	C	-0.4%
EMN	D	-0.4%
WU	D	-0.39%
ASH	D	-0.38%
OLN	D	-0.37%
BECN	B	-0.36%
AEO	F	-0.35%
PII	D	-0.35%
WTFC	A	-0.35%
SEIC	B	-0.34%
UBSI	B	-0.33%
CMA	A	-0.33%
HGV	B	-0.33%
PB	A	-0.33%
IDA	A	-0.33%
CRC	B	-0.32%
ACA	A	-0.32%
BOKF	B	-0.32%
ABCB	B	-0.32%
HII	D	-0.32%
AIZ	A	-0.32%
VNT	B	-0.32%
AR	B	-0.32%
HWC	B	-0.32%
SLM	A	-0.31%
ORI	A	-0.31%
LPX	B	-0.31%
PNM	F	-0.31%
SLGN	A	-0.3%
KNX	B	-0.3%
CUZ	B	-0.3%
MIDD	C	-0.29%
COLM	B	-0.29%
JWN	C	-0.29%
KFY	B	-0.29%
WTRG	B	-0.29%
CRL	C	-0.28%
MSM	C	-0.28%
AGCO	D	-0.28%
FIVE	F	-0.28%
ALKS	B	-0.28%
ASGN	F	-0.27%
REYN	D	-0.26%
TKR	D	-0.26%
WPC	D	-0.26%
TNET	D	-0.26%
SKX	D	-0.26%
MMS	F	-0.25%
IPG	D	-0.25%
DIOD	D	-0.24%
UHAL	D	-0.24%
PNFP	B	-0.18%
UMBF	B	-0.17%
EPAM	C	-0.17%
JEF	A	-0.17%
TPR	B	-0.17%
SSB	B	-0.16%
FLR	B	-0.16%
AUB	B	-0.16%
GXO	B	-0.16%
UCB	A	-0.16%
AVNT	B	-0.15%
FELE	B	-0.15%
HSIC	B	-0.15%
WTS	B	-0.15%
SKY	A	-0.15%
PRGO	B	-0.15%
NJR	A	-0.15%
VOYA	B	-0.15%
WAL	B	-0.15%
ALIT	C	-0.15%
AFG	A	-0.15%
DNB	B	-0.15%
SEM	B	-0.15%
BJ	A	-0.15%
MUSA	A	-0.15%
PFGC	B	-0.15%
RYN	D	-0.14%
FUL	F	-0.14%
WD	D	-0.14%
TTC	D	-0.14%
MGM	D	-0.14%
STWD	C	-0.14%
SEE	C	-0.14%
MAT	D	-0.14%
LSTR	D	-0.14%
FAF	A	-0.14%
IVZ	B	-0.14%
CZR	F	-0.13%
IAC	D	-0.13%
LFUS	F	-0.13%
FBIN	D	-0.12%
NSP	D	-0.12%
OPCH	D	-0.1%