SUSA vs. FXR ETF Comparison

Comparison of iShares MSCI USA ESG Select ETF (SUSA) to First Trust Industrials AlphaDEX (FXR)

SUSA

iShares MSCI USA ESG Select ETF

SUSA Description

iShares MSCI USA ESG Select ETF (the Fund), formerly iShares MSCI USA ESG Select Social Index Fund, is an exchange-traded fund (ETF). The Fund seeks investment results that correspond generally to the price and yield performance of the MSCI USA ESG Select Index (the Index). The Index is designed to measure the equity performance of large capitalization companies that have positive environmental, social and governance (ESG) characteristics relative to their industry and sector peers and in relation to the broader market, while exhibiting risk and return characteristics similar to the MSCI USA Index. The Fund generally invests at least 90% of its assets in securities of the Index and in depositary receipts representing securities of the Index. BlackRock Fund Advisors (BFA) serves as the investment adviser to the Fund.

Grade (RS Rating)

Last Trade

$124.71

Average Daily Volume

60,399

Number of Holdings ^*

175

* may have additional holdings in another (foreign) market

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.15

Average Daily Volume

33,507

Number of Holdings ^*

137

* may have additional holdings in another (foreign) market

Performance

Period	SUSA	FXR
30 Days	4.04%	7.85%
60 Days	4.55%	9.12%
90 Days	6.30%	12.26%
12 Months	32.95%	40.52%

22 Overlapping Holdings

Symbol	Grade	Weight in SUSA	Weight in FXR	Overlap
ADP	B	1.29%	0.25%	0.25%
AXON	A	0.48%	1.77%	0.48%
AXP	A	1.02%	1.24%	1.02%
BALL	D	0.14%	0.21%	0.14%
CARR	D	0.21%	0.42%	0.21%
CAT	B	0.13%	0.69%	0.13%
CMI	A	0.67%	0.51%	0.51%
CNH	C	0.17%	1.12%	0.17%
EXPD	D	0.77%	0.21%	0.21%
FBIN	D	0.11%	0.19%	0.11%
GE	D	0.59%	0.85%	0.59%
GWW	B	0.78%	0.51%	0.51%
KEYS	A	0.34%	0.22%	0.22%
LII	A	0.44%	0.72%	0.44%
MMM	D	0.77%	0.87%	0.77%
OC	A	0.11%	1.29%	0.11%
PNR	A	0.92%	0.49%	0.49%
PPG	F	0.09%	0.42%	0.09%
PWR	A	0.12%	1.27%	0.12%
SYF	B	0.19%	1.52%	0.19%
TT	A	1.5%	1.23%	1.23%
VLTO	D	0.47%	0.65%	0.47%

SUSA Overweight 153 Positions Relative to FXR

Symbol	Grade	Weight
NVDA	C	5.47%
AAPL	C	4.77%
MSFT	F	4.66%
GOOGL	C	2.0%
GOOG	C	1.91%
TSLA	B	1.8%
HD	A	1.68%
KO	D	1.62%
AVGO	D	1.56%
OKE	A	1.53%
K	A	1.38%
LLY	F	1.31%
ECL	D	1.3%
TXN	C	1.28%
CRH	A	1.19%
CRM	B	1.18%
GILD	C	1.14%
MS	A	1.12%
INTU	C	1.06%
ADBE	C	1.02%
V	A	0.99%
MA	C	0.95%
NOW	A	0.91%
LNG	B	0.85%
ADSK	A	0.84%
PEP	F	0.81%
AMAT	F	0.81%
ZTS	D	0.8%
PRU	A	0.8%
TRGP	B	0.78%
IBM	C	0.76%
DECK	A	0.74%
GIS	D	0.74%
CSCO	B	0.73%
LOW	D	0.72%
EA	A	0.72%
CDNS	B	0.71%
PGR	A	0.69%
ACN	C	0.67%
BK	A	0.67%
AMGN	D	0.66%
HPE	B	0.65%
FERG	B	0.63%
DIS	B	0.62%
DHR	F	0.6%
SPGI	C	0.59%
EQIX	A	0.58%
CCI	D	0.58%
CLX	B	0.58%
COST	B	0.57%
CHRW	C	0.57%
AMD	F	0.55%
MCO	B	0.54%
BR	A	0.54%
ELV	F	0.52%
XYL	D	0.51%
MRK	F	0.51%
WDAY	B	0.51%
BKR	B	0.51%
VZ	C	0.5%
LKQ	D	0.49%
NFLX	A	0.49%
LRCX	F	0.46%
PG	A	0.46%
TRV	B	0.45%
DGX	A	0.45%
BG	F	0.45%
NXPI	D	0.44%
IDXX	F	0.44%
WSM	B	0.42%
CBRE	B	0.42%
KMB	D	0.41%
HBAN	A	0.41%
WAT	B	0.4%
ES	D	0.4%
INTC	D	0.39%
BBY	D	0.39%
GDDY	A	0.39%
BKNG	A	0.38%
A	D	0.37%
AMT	D	0.36%
VRTX	F	0.35%
EW	C	0.34%
SLB	C	0.34%
TWLO	A	0.31%
ANET	C	0.31%
PANW	C	0.31%
JCI	C	0.3%
QCOM	F	0.29%
WELL	A	0.29%
MMC	B	0.29%
SNPS	B	0.29%
PNC	B	0.29%
VLO	C	0.28%
STE	F	0.28%
DVA	B	0.27%
ED	D	0.27%
TGT	F	0.27%
FIS	C	0.27%
NDAQ	A	0.26%
MU	D	0.26%
TSCO	D	0.25%
TRMB	B	0.25%
ANSS	B	0.24%
WST	C	0.23%
ACGL	D	0.23%
HCA	F	0.23%
ZBH	C	0.22%
CHD	B	0.22%
HPQ	B	0.21%
IRM	D	0.21%
TEAM	A	0.2%
COO	D	0.2%
KR	B	0.2%
HUBS	A	0.19%
HOLX	D	0.19%
MELI	D	0.19%
MRVL	B	0.19%
LH	C	0.18%
NEM	D	0.18%
MOH	F	0.18%
NTRS	A	0.18%
FDS	B	0.16%
IFF	D	0.15%
RCL	A	0.14%
ALNY	D	0.14%
STT	A	0.13%
FSLR	F	0.13%
KDP	D	0.13%
PTC	A	0.13%
MDB	C	0.13%
MTD	D	0.12%
MKC	D	0.12%
TFC	A	0.11%
SOLV	C	0.11%
IPG	D	0.11%
LULU	C	0.11%
NI	A	0.11%
NUE	C	0.11%
APTV	D	0.1%
WDC	D	0.1%
DXCM	D	0.1%
STX	D	0.1%
IT	C	0.1%
RIVN	F	0.09%
LIN	D	0.09%
SNOW	C	0.09%
REGN	F	0.08%
BIIB	F	0.08%
AVTR	F	0.08%
HUM	C	0.08%
KHC	F	0.08%
AKAM	D	0.08%

SUSA Underweight 115 Positions Relative to FXR

Symbol	Grade	Weight
WCC	B	-1.45%
AAON	B	-1.44%
SNA	A	-1.44%
FICO	B	-1.4%
MDU	D	-1.38%
PCAR	B	-1.36%
G	B	-1.35%
EME	C	-1.35%
GPN	B	-1.33%
FIX	A	-1.32%
HWM	A	-1.32%
OSK	B	-1.3%
FOUR	B	-1.3%
AL	B	-1.27%
HEI	B	-1.24%
URI	B	-1.23%
LPX	B	-1.22%
ALSN	B	-1.1%
SON	D	-1.08%
LMT	D	-1.08%
GTES	A	-1.07%
GNRC	B	-1.06%
FI	A	-1.06%
VNT	B	-1.04%
R	B	-1.03%
TTEK	F	-1.02%
MLM	B	-0.99%
SNDR	B	-0.97%
EXP	A	-0.96%
FDX	B	-0.96%
CTAS	B	-0.95%
ADTN	A	-0.93%
MSM	C	-0.9%
CSL	C	-0.9%
CXT	B	-0.89%
TXT	D	-0.88%
BERY	B	-0.88%
GPK	C	-0.87%
BC	C	-0.87%
VSTS	C	-0.86%
TRU	D	-0.86%
BAH	F	-0.86%
COF	B	-0.86%
TDG	D	-0.85%
AGCO	D	-0.85%
AYI	B	-0.84%
BLDR	D	-0.84%
BWXT	B	-0.83%
AWI	A	-0.82%
PKG	A	-0.77%
TDY	B	-0.76%
ZBRA	B	-0.75%
JBHT	C	-0.75%
NVT	B	-0.74%
DOV	A	-0.74%
KEX	C	-0.74%
KNX	B	-0.73%
DCI	B	-0.73%
SLGN	A	-0.72%
EEFT	B	-0.72%
CSX	B	-0.72%
SHW	A	-0.71%
MIDD	C	-0.68%
HII	D	-0.67%
SSD	D	-0.67%
DE	A	-0.66%
SPR	D	-0.65%
EFX	F	-0.63%
BLD	D	-0.63%
WU	D	-0.62%
SAIA	B	-0.56%
SQ	B	-0.56%
ESAB	B	-0.54%
GXO	B	-0.52%
PYPL	B	-0.5%
RHI	B	-0.5%
LECO	B	-0.49%
ATR	B	-0.49%
IEX	B	-0.48%
J	F	-0.48%
AZEK	A	-0.45%
GD	F	-0.44%
UPS	C	-0.44%
SEE	C	-0.44%
CNM	D	-0.43%
TTC	D	-0.43%
FTV	C	-0.43%
AMCR	D	-0.41%
FCN	D	-0.39%
ATI	D	-0.38%
AOS	F	-0.37%
DOW	F	-0.37%
WMS	D	-0.37%
EMR	A	-0.27%
FLS	B	-0.26%
CW	B	-0.25%
PH	A	-0.25%
HON	B	-0.25%
AXTA	A	-0.25%
RPM	A	-0.25%
AME	A	-0.25%
VMC	B	-0.25%
LHX	C	-0.24%
WAB	B	-0.24%
WWD	B	-0.23%
ITT	A	-0.23%
GGG	B	-0.23%
UNP	C	-0.22%
ALLE	D	-0.22%
MSA	D	-0.22%
JKHY	D	-0.22%
NDSN	B	-0.22%
LSTR	D	-0.22%
LFUS	F	-0.21%
MAS	D	-0.21%