SHRT vs. SAEF ETF Comparison

Comparison of Gotham Short Strategies ETF (SHRT) to Schwab Ariel ESG ETF (SAEF)

SHRT

Gotham Short Strategies ETF

SHRT Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing under normal circumstances in long and short positions of equity and equity-related securities (i.e., swaps), primarily of companies traded on U.S. markets. The fund"s sub-adviser, Gotham Asset Management, LLC ("Gotham" or the "Sub-Adviser") seeks to maintain the fund"s net equity exposure, which is the value of the fund"s long positions minus its short positions, at approximately 50% net short.

Grade (RS Rating)

Last Trade

$8.11

Average Daily Volume

1,828

Number of Holdings ^*

197

* may have additional holdings in another (foreign) market

SAEF

Schwab Ariel ESG ETF

SAEF Description

Schwab Ariel ESG ETF is an exchange traded fund launched and managed by Charles Schwab Investment Management, Inc. The fund is co-managed by Ariel Investments, LLC. It invests in the public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of diverse market cap companies, within the market capitalization range of the Russell 2500 Index. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It employs fundamental and quantitative analysis with bottom-up stock picking approach to create its portfolio. It employs proprietary research to create its portfolio. Schwab Ariel ESG ETF was formed on November 16, 2021 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$26.69

Average Daily Volume

2,194

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SHRT	SAEF
30 Days	-3.51%	1.84%
60 Days	-1.82%	2.14%
90 Days	-3.11%	9.35%
12 Months		38.53%

12 Overlapping Holdings

Symbol	Grade	Weight in SHRT	Weight in SAEF	Overlap
ADTN	B	0.0%	1.45%	0.0%
AXTA	A	1.09%	1.48%	1.09%
BWA	D	1.02%	1.08%	1.02%
DNB	B	0.0%	1.2%	0.0%
IPG	F	0.1%	1.25%	0.1%
KMX	F	0.42%	1.04%	0.42%
LFUS	D	0.01%	1.69%	0.01%
MAT	A	0.05%	1.57%	0.05%
MHK	D	0.04%	0.83%	0.04%
MIDD	F	1.42%	1.06%	1.06%
MSGS	A	0.38%	1.27%	0.38%
REYN	F	0.0%	0.91%	0.0%

SHRT Overweight 185 Positions Relative to SAEF

Symbol	Grade	Weight
LPX	D	1.96%
TGT	D	1.89%
NRG	B	1.7%
MU	C	1.58%
FMC	B	1.51%
THC	C	1.5%
DVN	F	1.47%
D	B	1.43%
LRCX	F	1.43%
CHWY	D	1.41%
AMAT	F	1.38%
MTZ	A	1.36%
CRUS	F	1.3%
CCL	A	1.26%
SWKS	F	1.24%
QRVO	F	1.21%
DAR	B	1.14%
MMM	D	1.12%
BDX	C	1.1%
ELAN	D	1.06%
MUR	F	1.06%
TMO	D	1.01%
TSN	D	0.98%
RVTY	C	0.92%
LEA	F	0.91%
PPC	A	0.9%
UHS	D	0.88%
MRO	C	0.87%
QGEN	D	0.85%
ALNY	C	0.85%
DOV	B	0.85%
RGEN	D	0.83%
H	D	0.83%
RMD	A	0.83%
CNC	D	0.83%
ALKS	F	0.82%
IDXX	F	0.8%
SWK	D	0.8%
WDAY	F	0.79%
APTV	F	0.77%
CCK	B	0.73%
MKSI	F	0.73%
SMG	A	0.73%
PEGA	A	0.71%
J	D	0.7%
MO	A	0.69%
CTLT	D	0.69%
KLAC	F	0.67%
CHTR	B	0.66%
ENPH	F	0.66%
GRMN	A	0.66%
WDC	C	0.63%
AVTR	F	0.62%
ICUI	C	0.59%
NWSA	A	0.59%
CL	F	0.58%
RBA	A	0.56%
XRAY	F	0.55%
BIIB	F	0.55%
BALL	F	0.53%
POST	D	0.53%
TKO	D	0.52%
HOLX	A	0.51%
INGR	C	0.51%
MATX	A	0.47%
ADMA	B	0.46%
DG	F	0.45%
LYB	F	0.45%
EL	F	0.45%
HALO	B	0.44%
RRX	A	0.43%
WFG	C	0.42%
GM	B	0.4%
GFS	F	0.4%
SPOT	A	0.38%
SEE	A	0.37%
AVNT	D	0.36%
JBHT	A	0.35%
ABBV	A	0.35%
MOH	D	0.33%
MMS	D	0.32%
PPL	C	0.32%
IP	A	0.32%
ISRG	B	0.31%
UI	A	0.3%
FSS	F	0.3%
NFG	C	0.29%
FCX	D	0.29%
IQV	F	0.28%
SLGN	A	0.27%
ONTO	F	0.27%
ASH	F	0.27%
GPK	D	0.26%
QLYS	F	0.26%
GPI	C	0.26%
LTH	D	0.26%
JAZZ	D	0.26%
COP	D	0.25%
GOLF	D	0.22%
MPWR	F	0.22%
MRVL	A	0.19%
BMRN	F	0.19%
GAP	D	0.18%
TWLO	A	0.17%
OXY	F	0.17%
DRI	C	0.17%
SGBX	F	0.17%
COTY	F	0.16%
COR	A	0.16%
TPX	F	0.16%
ON	D	0.15%
IGT	F	0.14%
ROST	F	0.14%
ARW	D	0.14%
LEVI	F	0.14%
SWX	C	0.13%
HOG	F	0.13%
CI	D	0.12%
MSA	F	0.12%
NBIX	C	0.12%
WSM	F	0.11%
NSC	B	0.11%
VZ	D	0.11%
OVV	F	0.1%
TAP	D	0.1%
WBA	C	0.1%
AZEK	C	0.1%
TFX	F	0.1%
CSX	F	0.09%
PNR	B	0.09%
MMSI	B	0.09%
WAT	A	0.09%
IAC	F	0.09%
CMC	A	0.09%
SYY	D	0.08%
RKLB	A	0.08%
QCOM	D	0.08%
CVLT	B	0.08%
SM	F	0.08%
SCCO	B	0.07%
CWAN	B	0.07%
NTRA	B	0.07%
EFX	D	0.07%
STE	D	0.07%
ETSY	D	0.06%
STZ	F	0.06%
MTD	D	0.06%
GDDY	A	0.06%
SNDR	A	0.05%
TPL	A	0.05%
OGN	D	0.05%
VRNS	D	0.05%
KWR	D	0.05%
TTC	F	0.05%
AVY	D	0.05%
WING	F	0.05%
UNP	D	0.05%
ALGN	F	0.04%
A	D	0.04%
BCPC	C	0.03%
RBC	D	0.03%
SITM	B	0.03%
COKE	D	0.03%
POOL	B	0.03%
SSNC	D	0.02%
ACIW	C	0.02%
NEU	D	0.02%
TER	F	0.02%
COLM	C	0.02%
AVT	B	0.02%
ZTS	D	0.02%
BFAM	C	0.02%
FLNC	B	0.01%
MEDP	F	0.01%
U	C	0.01%
AOS	F	0.01%
PLNT	D	0.01%
MDLZ	D	0.01%
VMI	A	0.01%
BMI	D	0.01%
VFC	A	0.0%
VRSN	F	0.0%
ESI	A	0.0%
ACLX	B	0.0%
ALGM	F	0.0%

SHRT Underweight 46 Positions Relative to SAEF

Symbol	Grade	Weight
OSW	A	-4.31%
BCO	D	-3.61%
LIND	D	-3.51%
NCLH	A	-3.48%
FI	A	-3.15%
NVT	D	-3.04%
KKR	B	-2.85%
GS	B	-2.5%
ZBRA	A	-2.43%
REZI	C	-2.32%
FICO	B	-2.29%
GNRC	A	-2.24%
PBH	A	-2.18%
NTRS	B	-2.17%
FAF	D	-2.05%
GNTX	B	-1.97%
CRL	F	-1.93%
JLL	B	-1.93%
MTB	B	-1.83%
CBRE	A	-1.77%
MSI	B	-1.64%
KN	C	-1.63%
KMT	B	-1.61%
KEYS	C	-1.59%
ATGE	A	-1.56%
ZBH	C	-1.41%
ST	F	-1.41%
MANU	B	-1.39%
AFL	D	-1.27%
LH	A	-1.25%
SNA	A	-1.2%
SSD	F	-1.19%
MAS	D	-1.15%
BRC	D	-1.11%
PGR	D	-0.99%
PDCO	F	-0.99%
MSGE	C	-0.97%
KFY	C	-0.96%
HCKT	D	-0.94%
LESL	F	-0.94%
BIO	A	-0.93%
SJM	F	-0.75%
SRCL	A	-0.75%
PARA	C	-0.61%
NVST	A	-0.53%
PHIN	C	-0.26%