SGLC vs. FTA ETF Comparison

Comparison of The RBB Fund, Inc. SGI U.S. Large Cap Core ETF (SGLC) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

SGLC

The RBB Fund, Inc. SGI U.S. Large Cap Core ETF

SGLC Description

The fund is an actively-managed ETF and seeks to achieve its objective by investing under normal circumstances at least 80% of the net assets of the portfolio (including borrowings for investment purposes) in securities of companies within the Russell 1000® Index and S&P 500® Index. The fund"s investments will generally consist primarily of common stocks, but may also include preferred stocks, warrants to acquire common stock, and securities convertible into common stock. The fund purchases equity securities traded in the United States on registered exchanges or the over-the-counter market.

Grade (RS Rating)

Last Trade

$36.40

Average Daily Volume

9,569

Number of Holdings ^*

115

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	SGLC	FTA
30 Days	2.36%	4.88%
60 Days	2.87%	5.23%
90 Days	3.52%	6.80%
12 Months	28.50%	26.69%

38 Overlapping Holdings

Symbol	Grade	Weight in SGLC	Weight in FTA	Overlap
AEP	D	0.21%	0.47%	0.21%
AIG	B	0.19%	0.91%	0.19%
BAC	A	1.45%	0.59%	0.59%
C	A	0.2%	0.76%	0.2%
CI	F	0.21%	0.16%	0.16%
CMCSA	B	0.27%	0.91%	0.27%
CMI	A	0.21%	0.19%	0.19%
CNC	D	0.2%	0.55%	0.2%
COP	C	0.18%	0.94%	0.18%
CSX	B	0.22%	0.36%	0.22%
CTSH	B	0.2%	0.73%	0.2%
DHI	D	0.26%	0.6%	0.26%
DIS	B	0.22%	0.4%	0.22%
EG	C	0.21%	0.82%	0.21%
ELV	F	0.6%	0.27%	0.27%
EOG	A	0.22%	0.97%	0.22%
EXC	C	0.35%	0.66%	0.35%
F	C	0.17%	0.92%	0.17%
FANG	D	0.2%	0.74%	0.2%
FDX	B	0.19%	0.75%	0.19%
GM	B	0.19%	1.13%	0.19%
HD	A	0.7%	0.17%	0.17%
HIG	B	0.25%	0.69%	0.25%
HUM	C	0.89%	0.31%	0.31%
KR	B	1.83%	0.72%	0.72%
LEN	D	0.74%	0.79%	0.74%
LYB	F	0.45%	0.76%	0.45%
NVR	D	0.2%	0.33%	0.2%
OC	A	0.85%	0.78%	0.78%
PCAR	B	0.18%	1.02%	0.18%
PHM	D	0.24%	0.79%	0.24%
PRU	A	0.19%	0.36%	0.19%
SRE	A	0.6%	0.76%	0.6%
SYF	B	0.21%	1.14%	0.21%
SYY	B	0.42%	0.49%	0.42%
T	A	0.0%	0.89%	0.0%
TGT	F	0.19%	0.5%	0.19%
ZM	B	0.18%	0.42%	0.18%

SGLC Overweight 77 Positions Relative to FTA

Symbol	Grade	Weight
MSFT	F	6.36%
NVDA	C	5.56%
AMZN	C	4.87%
GOOGL	C	4.72%
META	D	4.48%
AAPL	C	4.24%
MA	C	3.57%
ALL	A	3.4%
QCOM	F	3.22%
VEEV	C	2.75%
PGR	A	2.64%
COST	B	2.48%
SPG	B	2.32%
REGN	F	2.16%
LLY	F	2.1%
AMAT	F	1.99%
UTHR	C	1.89%
ADP	B	1.88%
PPC	C	1.79%
UNP	C	1.4%
NBIX	C	1.07%
BRK.A	B	0.79%
CL	D	0.74%
ANET	C	0.71%
AFG	A	0.58%
SPOT	B	0.56%
NOW	A	0.51%
ADBE	C	0.49%
KO	D	0.49%
ACGL	D	0.46%
AVGO	D	0.4%
TDG	D	0.4%
TT	A	0.38%
INTU	C	0.36%
ROST	C	0.35%
WM	A	0.33%
APP	B	0.31%
AMD	F	0.27%
HCA	F	0.26%
UHS	D	0.26%
CAT	B	0.25%
UNM	A	0.25%
ABBV	D	0.25%
CBRE	B	0.24%
ORCL	B	0.24%
KLAC	D	0.24%
WMT	A	0.24%
NEM	D	0.24%
CRM	B	0.23%
AXP	A	0.23%
LDOS	C	0.22%
MET	A	0.22%
VRTX	F	0.22%
LPX	B	0.22%
IBKR	A	0.22%
WING	D	0.22%
AMP	A	0.22%
NFLX	A	0.22%
FCX	D	0.21%
MPWR	F	0.21%
ADSK	A	0.21%
TJX	A	0.21%
ISRG	A	0.2%
BPOP	B	0.2%
BKNG	A	0.2%
TXRH	C	0.2%
AMKR	D	0.19%
BBWI	D	0.19%
GWW	B	0.19%
HST	C	0.19%
WDAY	B	0.19%
APH	A	0.19%
JPM	A	0.19%
MTDR	B	0.18%
CHRD	D	0.17%
MEDP	D	0.17%
OVV	B	0.17%

SGLC Underweight 148 Positions Relative to FTA

Symbol	Grade	Weight
UAL	A	-1.4%
DAL	C	-1.12%
FOXA	B	-0.98%
TROW	B	-0.97%
STLD	B	-0.96%
CVX	A	-0.96%
CINF	A	-0.96%
RS	B	-0.94%
CTRA	B	-0.93%
HPE	B	-0.92%
HAL	C	-0.91%
VLO	C	-0.91%
XOM	B	-0.9%
WFC	A	-0.9%
DVN	F	-0.88%
PSX	C	-0.87%
TOL	B	-0.87%
COF	B	-0.86%
OXY	D	-0.86%
KMI	A	-0.85%
MPC	D	-0.85%
NUE	C	-0.85%
HBAN	A	-0.84%
EQT	B	-0.82%
LNG	B	-0.82%
CFG	B	-0.8%
BG	F	-0.8%
ETR	B	-0.78%
CVS	D	-0.77%
ADM	D	-0.77%
VTRS	A	-0.76%
INTC	D	-0.75%
CRBG	B	-0.74%
L	A	-0.74%
XEL	A	-0.74%
SLB	C	-0.73%
ATO	A	-0.73%
CNP	B	-0.72%
AEE	A	-0.72%
ZBH	C	-0.71%
ALLY	C	-0.71%
CB	C	-0.7%
CF	B	-0.7%
APTV	D	-0.66%
ON	D	-0.65%
MS	A	-0.65%
VZ	C	-0.64%
DG	F	-0.64%
ED	D	-0.64%
SNA	A	-0.63%
CHTR	C	-0.62%
BKR	B	-0.61%
MTB	A	-0.61%
SWKS	F	-0.6%
IP	B	-0.6%
RF	A	-0.58%
FITB	A	-0.57%
TDY	B	-0.56%
LUV	C	-0.56%
TRV	B	-0.56%
USB	A	-0.56%
STT	A	-0.55%
NI	A	-0.53%
DGX	A	-0.52%
PPL	B	-0.51%
TXT	D	-0.5%
D	C	-0.5%
LNT	A	-0.5%
AFL	B	-0.5%
EQR	B	-0.5%
ULTA	F	-0.5%
EBAY	D	-0.49%
HRL	D	-0.49%
DUK	C	-0.49%
DTE	C	-0.48%
CE	F	-0.48%
BLDR	D	-0.48%
DE	A	-0.48%
STX	D	-0.46%
RJF	A	-0.46%
KHC	F	-0.46%
AKAM	D	-0.45%
BBY	D	-0.45%
BIIB	F	-0.44%
OKE	A	-0.42%
DOW	F	-0.42%
KEY	B	-0.4%
PNC	B	-0.39%
JBHT	C	-0.38%
TSN	B	-0.38%
CSCO	B	-0.38%
NWSA	B	-0.38%
PKG	A	-0.38%
RGA	A	-0.37%
KIM	A	-0.37%
HPQ	B	-0.36%
DRI	B	-0.36%
WEC	A	-0.35%
SSNC	B	-0.35%
CMS	C	-0.34%
FNF	B	-0.34%
DOC	D	-0.33%
CARR	D	-0.33%
PPG	F	-0.33%
HSY	F	-0.33%
JNJ	D	-0.33%
EIX	B	-0.33%
ARE	D	-0.32%
FE	C	-0.32%
GIS	D	-0.31%
GPC	D	-0.31%
MOH	F	-0.31%
KDP	D	-0.31%
WLK	D	-0.3%
PYPL	B	-0.19%
ODFL	B	-0.19%
ACN	C	-0.18%
LHX	C	-0.18%
WRB	A	-0.18%
APD	A	-0.18%
LH	C	-0.18%
IEX	B	-0.18%
J	F	-0.18%
KEYS	A	-0.17%
GD	F	-0.17%
PEP	F	-0.17%
UPS	C	-0.17%
NDSN	B	-0.17%
CTVA	C	-0.17%
MAA	B	-0.17%
LOW	D	-0.17%
PFG	D	-0.17%
OMC	C	-0.17%
CLX	B	-0.17%
SBUX	A	-0.17%
CPB	D	-0.16%
WY	D	-0.16%
EXPD	D	-0.16%
LMT	D	-0.16%
DD	D	-0.16%
MAS	D	-0.16%
HOLX	D	-0.16%
MDT	D	-0.16%
FTV	C	-0.16%
NKE	D	-0.15%
MDLZ	F	-0.15%
AWK	D	-0.15%
CAG	D	-0.14%