SDVY vs. SVAL ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to iShares US Small Cap Value Factor ETF (SVAL)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$36.20

Average Daily Volume

1,043,040

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SVAL

iShares US Small Cap Value Factor ETF

SVAL Description

The investment seeks to track the investment results of the Russell 2000 Focused Value Select Index composed of U.S. small-capitalization stocks with prominent value characteristics. The index measures the performance of small-capitalization U.S. companies with prominent value factor characteristics, as determined by the index provider. The fund generally will invest at least 80% of its assets in the component securities and other instruments of the index and may invest up to 20% of its assets in certain futures, options and swap contracts, cash and cash equivalents.

Grade (RS Rating)

Last Trade

$31.95

Average Daily Volume

22,365

Number of Holdings ^*

228

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	SVAL
30 Days	0.11%	0.98%
60 Days	0.25%	-2.78%
90 Days	5.62%	-5.03%
12 Months	32.02%	21.01%

19 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in SVAL	Overlap
BCC	D	1.0%	0.46%	0.46%
CADE	B	1.11%	0.0%	0.0%
CALM	B	1.26%	0.64%	0.64%
CCS	F	0.91%	0.47%	0.47%
CRC	B	1.03%	0.33%	0.33%
EBC	C	1.04%	0.92%	0.92%
ESNT	F	1.0%	0.45%	0.45%
FBP	D	0.98%	0.0%	0.0%
KBH	D	0.94%	0.6%	0.6%
MATX	A	1.04%	0.62%	0.62%
MGY	C	1.02%	0.39%	0.39%
MLI	A	1.2%	0.77%	0.77%
MTH	D	0.93%	0.53%	0.53%
PRDO	B	1.04%	0.0%	0.0%
RDN	F	1.03%	0.49%	0.49%
SM	F	1.05%	0.38%	0.38%
UFPI	C	0.98%	0.42%	0.42%
VSH	F	1.02%	0.24%	0.24%
WGO	D	1.02%	0.33%	0.33%

SDVY Overweight 75 Positions Relative to SVAL

Symbol	Grade	Weight
EWBC	A	1.25%
TPL	A	1.24%
SNA	A	1.23%
CRBG	B	1.2%
J	D	1.19%
STLD	A	1.18%
JXN	B	1.18%
SNV	B	1.16%
RL	B	1.15%
SYF	B	1.15%
ZION	B	1.14%
EQH	B	1.14%
WTFC	B	1.12%
UNM	A	1.12%
AGCO	C	1.11%
LECO	B	1.11%
TEX	F	1.1%
RS	C	1.1%
VOYA	B	1.1%
HBAN	B	1.1%
CINF	B	1.1%
OC	B	1.09%
RHI	C	1.09%
CR	B	1.09%
EDR	A	1.09%
CMC	A	1.08%
FIX	B	1.08%
OZK	B	1.08%
RF	B	1.08%
DELL	A	1.08%
FITB	B	1.07%
ALLY	F	1.07%
CMA	A	1.07%
IBOC	B	1.06%
ITT	C	1.06%
CFG	A	1.06%
BEN	B	1.05%
EME	A	1.05%
SLM	C	1.05%
LSTR	D	1.05%
NTAP	D	1.04%
MTG	D	1.04%
OMC	B	1.04%
WMS	F	1.04%
CF	B	1.04%
TOL	C	1.03%
BKE	C	1.03%
G	C	1.03%
EXPD	D	1.02%
EG	F	1.02%
GRMN	A	1.02%
SLVM	B	1.02%
IEX	A	1.02%
KTB	A	1.02%
RGA	C	1.01%
GGG	D	1.01%
IPG	F	1.01%
DKS	F	1.0%
AFG	D	0.99%
SHOO	D	0.99%
WTTR	D	0.97%
PHM	D	0.96%
WLK	F	0.96%
NSP	F	0.96%
AOS	F	0.96%
LEA	F	0.96%
AMKR	F	0.95%
PHIN	C	0.95%
AESI	F	0.94%
WHD	B	0.94%
IBP	F	0.94%
BPOP	F	0.93%
WSM	F	0.93%
DINO	F	0.92%
CRI	F	0.87%

SDVY Underweight 209 Positions Relative to SVAL

Symbol	Grade	Weight
LC	A	-0.82%
SKYW	A	-0.8%
HTLF	A	-0.72%
GBCI	A	-0.65%
MHO	D	-0.64%
UMBF	A	-0.63%
TILE	A	-0.63%
AX	B	-0.63%
FBK	B	-0.62%
TTMI	A	-0.62%
AKR	B	-0.61%
PATK	F	-0.6%
JAKK	A	-0.6%
ARIS	C	-0.59%
QCRH	B	-0.58%
UVSP	B	-0.57%
TMHC	A	-0.57%
ABCB	B	-0.57%
SASR	A	-0.56%
HSII	A	-0.55%
CTBI	B	-0.54%
FBNC	D	-0.53%
KFY	C	-0.53%
GABC	A	-0.53%
HBNC	A	-0.53%
DCOM	B	-0.53%
INVA	C	-0.53%
CNX	B	-0.53%
NIC	B	-0.52%
CCB	A	-0.52%
TPH	D	-0.52%
NMIH	D	-0.51%
FMBH	D	-0.51%
UNFI	A	-0.51%
PFC	A	-0.51%
CNO	A	-0.51%
GHC	A	-0.51%
HOPE	D	-0.5%
HWC	A	-0.5%
GMS	A	-0.5%
EFSC	B	-0.5%
SRCE	C	-0.5%
TOWN	D	-0.5%
UVE	C	-0.5%
LOB	D	-0.49%
ASB	A	-0.49%
FCF	D	-0.48%
NTB	C	-0.48%
CNOB	D	-0.48%
UBSI	A	-0.48%
BY	B	-0.48%
TMP	A	-0.47%
PRG	C	-0.47%
AVNT	D	-0.47%
WAFD	D	-0.47%
STGW	D	-0.47%
ONB	A	-0.47%
VSTO	A	-0.47%
CFFN	A	-0.47%
FRME	C	-0.47%
MBIN	F	-0.47%
ESGR	C	-0.47%
BXC	A	-0.47%
TCBK	C	-0.47%
SPNT	D	-0.46%
WASH	B	-0.46%
HOMB	B	-0.46%
TCBI	B	-0.46%
BUSE	D	-0.45%
THFF	B	-0.45%
STEL	B	-0.45%
SIG	C	-0.45%
BNL	D	-0.44%
CXW	C	-0.44%
LZB	D	-0.44%
BZH	D	-0.44%
SEI	B	-0.44%
BRKL	A	-0.44%
FIBK	B	-0.44%
HCC	A	-0.44%
FDP	A	-0.44%
BANC	B	-0.44%
NFBK	C	-0.44%
REZI	C	-0.44%
ACT	D	-0.44%
PGC	A	-0.44%
OSBC	B	-0.43%
PEBO	B	-0.43%
ALE	A	-0.43%
EGY	F	-0.43%
MCS	A	-0.43%
EGBN	A	-0.43%
CVBF	B	-0.42%
FOR	F	-0.42%
JBGS	C	-0.42%
AEO	F	-0.42%
DEA	C	-0.42%
FFIC	B	-0.42%
AMWD	D	-0.42%
HTBK	D	-0.41%
CVLG	D	-0.41%
WKC	D	-0.41%
SBSI	D	-0.4%
KELYA	D	-0.39%
HUBG	D	-0.39%
VLY	A	-0.39%
AOSL	D	-0.39%
NWE	D	-0.39%
CEIX	A	-0.38%
SCS	F	-0.38%
STNG	F	-0.38%
HTH	D	-0.38%
OBK	D	-0.38%
NX	C	-0.37%
CAL	F	-0.37%
LPG	F	-0.36%
SXC	A	-0.36%
ARCB	F	-0.36%
RMR	D	-0.35%
MNRO	A	-0.35%
ABG	C	-0.35%
WERN	A	-0.34%
LCII	D	-0.34%
SPTN	D	-0.34%
APLE	C	-0.34%
INSW	F	-0.34%
MD	A	-0.34%
METC	F	-0.33%
ETD	F	-0.33%
ARKO	C	-0.33%
GEF	B	-0.33%
NOG	F	-0.32%
RLJ	F	-0.32%
MLKN	F	-0.32%
ASIX	C	-0.32%
ANDE	F	-0.31%
REPX	F	-0.3%
ARCH	B	-0.3%
ATSG	A	-0.29%
WNC	F	-0.29%
IIIN	F	-0.29%
HP	C	-0.28%
LXU	B	-0.28%
AMR	F	-0.28%
FLGT	C	-0.28%
RYI	C	-0.27%
HPK	F	-0.27%
REI	F	-0.27%
THRY	F	-0.27%
HTLD	F	-0.26%
MUR	F	-0.25%
CLW	F	-0.25%
ODP	C	-0.24%
HNRG	B	-0.24%
MTUS	F	-0.23%
BRY	F	-0.22%
WS	A	-0.22%
WOR	F	-0.22%
TALO	D	-0.22%
DK	F	-0.2%
PTEN	F	-0.2%
OIS	D	-0.2%
ATKR	F	-0.2%
HDSN	F	-0.2%
DAN	F	-0.19%
CMT	F	-0.19%
RGP	F	-0.19%
TBI	F	-0.18%
XRX	F	-0.18%
CVI	F	-0.17%
TH	F	-0.17%
TWI	F	-0.17%
BOOM	F	-0.15%
PARR	F	-0.15%
JRVR	F	-0.14%
CVGI	F	-0.13%
DTC	F	-0.09%
MED	D	-0.09%
CATY	A	-0.0%
CASH	A	-0.0%
GDOT	C	-0.0%
PPBI	B	-0.0%
WABC	B	-0.0%
TRST	D	-0.0%
SBCF	B	-0.0%
EIG	C	-0.0%
HMN	A	-0.0%
INDB	B	-0.0%
NWBI	C	-0.0%
RNST	B	-0.0%
FFBC	A	-0.0%
BHLB	B	-0.0%
WSFS	D	-0.0%
OFG	C	-0.0%
PFBC	B	-0.0%
SFNC	A	-0.0%
STBA	D	-0.0%
NBTB	D	-0.0%
HAFC	A	-0.0%
HFWA	A	-0.0%
FULT	B	-0.0%
VBTX	B	-0.0%
NBHC	A	-0.0%
BANR	A	-0.0%
STC	D	-0.0%
TRMK	B	-0.0%
CPF	C	-0.0%
PFS	B	-0.0%
AUB	C	-0.0%