RZV vs. QABA ETF Comparison

Comparison of Guggenheim S&P Smallcap 600 Pure Value ETF (RZV) to First Trust NASDAQ ABA Community Bank Index Fund (QABA)

RZV

Guggenheim S&P Smallcap 600 Pure Value ETF

RZV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$100.64

Average Daily Volume

8,985

Number of Holdings ^*

135

* may have additional holdings in another (foreign) market

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.75

Average Daily Volume

24,608

Number of Holdings ^*

123

* may have additional holdings in another (foreign) market

Performance

Period	RZV	QABA
30 Days	-5.84%	-3.08%
60 Days	-1.28%	0.60%
90 Days	-2.91%	-7.78%
12 Months	17.10%	15.27%

11 Overlapping Holdings

Symbol	Grade	Weight in RZV	Weight in QABA	Overlap
BRKL	F	0.29%	0.52%	0.29%
DCOM	B	0.29%	0.47%	0.29%
EGBN	F	0.45%	0.41%	0.41%
HAFC	C	0.28%	0.29%	0.28%
HFWA	F	0.28%	0.4%	0.28%
HOPE	B	0.57%	0.82%	0.57%
IBTX	F	0.33%	1.03%	0.33%
NFBK	D	0.33%	0.24%	0.24%
PPBI	D	0.25%	1.34%	0.25%
SFNC	D	0.51%	1.46%	0.51%
VBTX	A	0.34%	0.7%	0.34%

RZV Overweight 124 Positions Relative to QABA

Symbol	Grade	Weight
JBLU	F	2.19%
PHIN	A	1.78%
KELYA	D	1.72%
FDP	A	1.72%
XRX	F	1.62%
AAP	B	1.44%
EZPW	A	1.44%
GDOT	D	1.43%
SATS	B	1.43%
GBX	A	1.35%
SCSC	C	1.35%
NVRI	C	1.32%
BHE	A	1.28%
MODG	B	1.27%
GNW	D	1.27%
KSS	C	1.26%
CLW	B	1.25%
DXPE	B	1.22%
JXN	A	1.17%
NATL	B	1.16%
FL	D	1.13%
HZO	F	1.12%
KALU	A	1.09%
GEO	B	1.0%
CWK	C	0.99%
MERC	A	0.98%
BGS	B	0.98%
MD	D	0.97%
UNFI	F	0.96%
SNEX	B	0.96%
AHCO	C	0.96%
ODP	C	0.95%
SANM	B	0.94%
DBI	D	0.93%
SPTN	F	0.93%
MPW	C	0.92%
REZI	C	0.9%
AMCX	D	0.89%
MATV	A	0.86%
OI	D	0.85%
KAMN	A	0.84%
CENX	A	0.84%
SBH	C	0.83%
OMI	C	0.82%
DAN	C	0.81%
AXL	B	0.81%
UFCS	D	0.78%
SXC	D	0.77%
CAL	C	0.77%
PRAA	C	0.74%
CHEF	C	0.74%
PRA	B	0.74%
DNOW	B	0.71%
ABM	B	0.69%
PEB	C	0.69%
ALK	A	0.68%
ASIX	F	0.67%
SAH	B	0.66%
STC	B	0.64%
SLCA	A	0.63%
DLX	B	0.62%
ALGT	F	0.61%
CCRN	F	0.6%
GIII	C	0.6%
RUN	F	0.58%
HPP	F	0.57%
MDC	A	0.57%
SCVL	A	0.57%
HIBB	A	0.55%
UVV	A	0.53%
NBR	F	0.53%
BDN	A	0.53%
NWL	C	0.53%
ASTE	A	0.53%
TILE	B	0.5%
JBGS	D	0.48%
MCY	B	0.48%
AOSL	D	0.47%
WNC	D	0.47%
PUMP	B	0.46%
CLDT	D	0.46%
HSII	C	0.45%
NAVI	F	0.45%
VTOL	C	0.45%
DXC	F	0.44%
VSAT	F	0.44%
LNC	D	0.44%
HCSG	F	0.43%
SLG	A	0.43%
BANC	C	0.43%
NUS	F	0.43%
ATNI	F	0.42%
PAHC	B	0.41%
WWW	B	0.41%
VSTO	A	0.4%
HBI	F	0.38%
PDCO	D	0.38%
MLKN	C	0.37%
TTMI	B	0.37%
SVC	D	0.36%
LUMN	F	0.36%
NTCT	D	0.36%
ECPG	F	0.36%
VSCO	D	0.36%
SMP	D	0.35%
RNST	C	0.35%
TALO	B	0.34%
PSMT	B	0.34%
SEM	C	0.33%
TWI	F	0.32%
HUBG	D	0.32%
PFS	C	0.31%
RC	C	0.31%
VFC	F	0.3%
AVNS	F	0.28%
RGP	F	0.28%
CNSL	C	0.27%
HVT	C	0.27%
FLGT	F	0.26%
BKU	B	0.26%
THS	F	0.25%
TTEC	F	0.25%
MEI	F	0.22%
HAIN	F	0.2%

RZV Underweight 112 Positions Relative to QABA

Symbol	Grade	Weight
CBSH	A	-4.42%
WTFC	B	-3.79%
OZK	A	-3.22%
UBSI	D	-2.88%
FFIN	C	-2.69%
UMBF	A	-2.52%
HWC	A	-2.45%
IBOC	A	-2.16%
TFSL	D	-2.13%
ABCB	B	-2.04%
UCBI	C	-1.93%
BANF	B	-1.88%
TCBI	D	-1.76%
FHB	A	-1.73%
FIBK	B	-1.7%
WSFS	B	-1.67%
CATY	F	-1.57%
FULT	B	-1.56%
CVBF	D	-1.47%
INDB	B	-1.37%
FFBC	A	-1.33%
TOWN	B	-1.29%
FRME	A	-1.27%
SBCF	D	-1.26%
TBBK	F	-1.14%
WAFD	B	-1.14%
CLBK	C	-1.09%
MBIN	C	-1.07%
WSBC	D	-1.06%
NBTB	B	-1.05%
TRMK	A	-1.04%
LKFN	D	-1.01%
BANR	C	-0.98%
HTLF	A	-0.95%
CHCO	A	-0.95%
EFSC	D	-0.91%
FBNC	D	-0.87%
NWBI	D	-0.86%
SYBT	B	-0.83%
CASH	A	-0.8%
WABC	B	-0.79%
BUSE	C	-0.79%
SRCE	D	-0.77%
STBA	B	-0.74%
TCBK	D	-0.72%
PFBC	A	-0.66%
PEBO	A	-0.64%
QCRH	D	-0.61%
GABC	D	-0.61%
SASR	D	-0.61%
OCFC	C	-0.56%
SBSI	F	-0.53%
RBCAA	B	-0.53%
BFC	D	-0.5%
FBMS	F	-0.49%
CTBI	A	-0.48%
FMBH	B	-0.47%
CNOB	F	-0.46%
PFC	B	-0.45%
CFFN	F	-0.44%
AMAL	B	-0.43%
OSBC	B	-0.4%
GSBC	A	-0.39%
FCBC	B	-0.38%
CFB	C	-0.38%
MBWM	C	-0.37%
HBT	D	-0.37%
CASS	D	-0.36%
UVSP	B	-0.36%
CCB	B	-0.34%
BFST	D	-0.34%
IBCP	B	-0.33%
TRST	D	-0.33%
HBNC	D	-0.33%
MSBI	F	-0.32%
HTBK	F	-0.31%
FMNB	D	-0.29%
SMBC	F	-0.29%
PGC	F	-0.28%
CAC	D	-0.28%
WASH	C	-0.28%
HONE	B	-0.28%
CCBG	D	-0.28%
SPFI	B	-0.27%
THFF	B	-0.27%
HTBI	B	-0.27%
NBN	C	-0.26%
BHRB	B	-0.25%
CCNE	D	-0.25%
ESQ	B	-0.24%
AROW	C	-0.24%
HIFS	B	-0.23%
KRNY	F	-0.23%
SHBI	D	-0.22%
FFIC	F	-0.22%
MOFG	F	-0.21%
BWB	A	-0.21%
MPB	C	-0.21%
RBB	A	-0.21%
NEWT	D	-0.17%
FRST	F	-0.17%
FISI	D	-0.17%
PFIS	D	-0.17%
BMRC	D	-0.16%
NRIM	B	-0.16%
CARE	D	-0.16%
WSBF	C	-0.15%
FLIC	D	-0.15%
NECB	B	-0.14%
OVLY	C	-0.13%
CZFS	F	-0.13%
BLFY	D	-0.13%