RAFE vs. SUSA ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to iShares MSCI USA ESG Select ETF (SUSA)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.82

Average Daily Volume

12,485

Number of Holdings ^*

238

* may have additional holdings in another (foreign) market

SUSA

iShares MSCI USA ESG Select ETF

SUSA Description

iShares MSCI USA ESG Select ETF (the Fund), formerly iShares MSCI USA ESG Select Social Index Fund, is an exchange-traded fund (ETF). The Fund seeks investment results that correspond generally to the price and yield performance of the MSCI USA ESG Select Index (the Index). The Index is designed to measure the equity performance of large capitalization companies that have positive environmental, social and governance (ESG) characteristics relative to their industry and sector peers and in relation to the broader market, while exhibiting risk and return characteristics similar to the MSCI USA Index. The Fund generally invests at least 90% of its assets in securities of the Index and in depositary receipts representing securities of the Index. BlackRock Fund Advisors (BFA) serves as the investment adviser to the Fund.

Grade (RS Rating)

Last Trade

$124.71

Average Daily Volume

60,399

Number of Holdings ^*

175

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	SUSA
30 Days	1.92%	4.04%
60 Days	3.06%	4.55%
90 Days	4.90%	6.30%
12 Months	24.12%	32.95%

94 Overlapping Holdings

Symbol	Grade	Weight in RAFE	Weight in SUSA	Overlap
A	D	0.15%	0.37%	0.15%
AAPL	C	6.52%	4.77%	4.77%
ACN	C	0.97%	0.67%	0.67%
ADBE	C	0.63%	1.02%	0.63%
ADP	B	0.45%	1.29%	0.45%
AKAM	D	0.07%	0.08%	0.07%
AMAT	F	0.81%	0.81%	0.81%
AMD	F	0.06%	0.55%	0.06%
AMGN	D	1.08%	0.66%	0.66%
AMT	D	0.19%	0.36%	0.19%
ANET	C	0.02%	0.31%	0.02%
AVGO	D	1.26%	1.56%	1.26%
AXP	A	0.63%	1.02%	0.63%
BALL	D	0.16%	0.14%	0.14%
BBY	D	0.5%	0.39%	0.39%
BIIB	F	0.27%	0.08%	0.08%
BK	A	0.19%	0.67%	0.19%
CARR	D	0.37%	0.21%	0.21%
CBRE	B	0.37%	0.42%	0.37%
CCI	D	0.27%	0.58%	0.27%
CDNS	B	0.13%	0.71%	0.13%
CHD	B	0.07%	0.22%	0.07%
CMI	A	0.21%	0.67%	0.21%
CRM	B	0.58%	1.18%	0.58%
CSCO	B	2.94%	0.73%	0.73%
DGX	A	0.07%	0.45%	0.07%
DHR	F	0.46%	0.6%	0.46%
DIS	B	1.2%	0.62%	0.62%
DVA	B	0.17%	0.27%	0.17%
EA	A	0.31%	0.72%	0.31%
ECL	D	0.26%	1.3%	0.26%
ELV	F	0.89%	0.52%	0.52%
EQIX	A	0.24%	0.58%	0.24%
EW	C	0.16%	0.34%	0.16%
FIS	C	0.36%	0.27%	0.27%
GILD	C	0.99%	1.14%	0.99%
GIS	D	0.32%	0.74%	0.32%
GWW	B	0.17%	0.78%	0.17%
HCA	F	0.09%	0.23%	0.09%
HD	A	1.77%	1.68%	1.68%
HOLX	D	0.11%	0.19%	0.11%
HPE	B	0.7%	0.65%	0.65%
HPQ	B	0.72%	0.21%	0.21%
HUM	C	0.41%	0.08%	0.08%
IBM	C	1.81%	0.76%	0.76%
IFF	D	0.12%	0.15%	0.12%
INTC	D	2.85%	0.39%	0.39%
IRM	D	0.19%	0.21%	0.19%
JCI	C	0.55%	0.3%	0.3%
K	A	0.18%	1.38%	0.18%
KDP	D	0.14%	0.13%	0.13%
KEYS	A	0.1%	0.34%	0.1%
KHC	F	0.2%	0.08%	0.08%
KMB	D	0.3%	0.41%	0.3%
KO	D	0.98%	1.62%	0.98%
LH	C	0.19%	0.18%	0.18%
LIN	D	1.12%	0.09%	0.09%
LKQ	D	0.09%	0.49%	0.09%
LLY	F	0.67%	1.31%	0.67%
LOW	D	1.14%	0.72%	0.72%
LRCX	F	0.5%	0.46%	0.46%
MA	C	0.79%	0.95%	0.79%
MCO	B	0.16%	0.54%	0.16%
MMM	D	1.07%	0.77%	0.77%
MRK	F	1.69%	0.51%	0.51%
MRVL	B	0.13%	0.19%	0.13%
MSFT	F	5.72%	4.66%	4.66%
MU	D	0.95%	0.26%	0.26%
NDAQ	A	0.07%	0.26%	0.07%
NEM	D	0.46%	0.18%	0.18%
NFLX	A	0.09%	0.49%	0.09%
NTRS	A	0.07%	0.18%	0.07%
NVDA	C	1.12%	5.47%	1.12%
OC	A	0.22%	0.11%	0.11%
PEP	F	0.28%	0.81%	0.28%
PG	A	2.84%	0.46%	0.46%
PGR	A	0.25%	0.69%	0.25%
PPG	F	0.2%	0.09%	0.09%
PRU	A	0.51%	0.8%	0.51%
QCOM	F	1.6%	0.29%	0.29%
SNPS	B	0.08%	0.29%	0.08%
SOLV	C	0.09%	0.11%	0.09%
SPGI	C	0.1%	0.59%	0.1%
STT	A	0.26%	0.13%	0.13%
TGT	F	1.18%	0.27%	0.27%
TSCO	D	0.11%	0.25%	0.11%
TSLA	B	0.49%	1.8%	0.49%
TXN	C	0.83%	1.28%	0.83%
V	A	1.09%	0.99%	0.99%
VZ	C	1.69%	0.5%	0.5%
WAT	B	0.11%	0.4%	0.11%
WDC	D	0.37%	0.1%	0.1%
WELL	A	0.33%	0.29%	0.29%
ZTS	D	0.14%	0.8%	0.14%

RAFE Overweight 144 Positions Relative to SUSA

Symbol	Grade	Weight
JPM	A	4.09%
C	A	3.25%
JNJ	D	3.18%
WFC	A	2.82%
T	A	2.41%
PFE	D	2.32%
GM	B	2.16%
BMY	B	1.97%
ORCL	B	1.68%
CMCSA	B	1.55%
ABBV	D	1.53%
CI	F	1.3%
META	D	1.2%
ABT	B	1.18%
F	C	1.14%
GS	A	0.98%
BAC	A	0.86%
BLK	C	0.71%
MET	A	0.7%
PYPL	B	0.62%
DD	D	0.59%
ALL	A	0.58%
UNH	C	0.58%
UPS	C	0.54%
DE	A	0.54%
DOW	F	0.5%
TJX	A	0.49%
NKE	D	0.48%
TMUS	B	0.46%
FDX	B	0.45%
WM	A	0.44%
IP	B	0.43%
MCK	B	0.43%
APD	A	0.42%
EBAY	D	0.41%
CVS	D	0.4%
ADI	D	0.37%
CL	D	0.37%
ADM	D	0.33%
BDX	F	0.32%
ITW	B	0.31%
NTAP	C	0.29%
MDLZ	F	0.29%
CAH	B	0.29%
MAR	B	0.28%
FI	A	0.28%
HIG	B	0.27%
GEHC	F	0.27%
WY	D	0.26%
EIX	B	0.25%
AMP	A	0.25%
SYY	B	0.24%
VTR	C	0.23%
MSI	B	0.21%
KLAC	D	0.21%
LUMN	C	0.21%
WHR	B	0.21%
JLL	D	0.21%
PFG	D	0.2%
PARA	C	0.2%
JNPR	F	0.19%
FOXA	B	0.19%
MOS	F	0.19%
BAX	D	0.18%
CTSH	B	0.18%
VFC	C	0.18%
TPR	B	0.16%
CF	B	0.16%
AVB	B	0.16%
EQR	B	0.16%
PKG	A	0.15%
ARW	D	0.15%
DG	F	0.15%
HLT	A	0.15%
SHW	A	0.15%
AWK	D	0.14%
ISRG	A	0.14%
OMC	C	0.14%
KSS	F	0.14%
FAST	B	0.13%
FITB	A	0.13%
CNC	D	0.13%
COR	B	0.13%
DELL	C	0.13%
OTIS	C	0.12%
TROW	B	0.12%
EL	F	0.12%
SYK	C	0.12%
PAYX	C	0.11%
HST	C	0.11%
SWK	D	0.11%
BSX	B	0.11%
GAP	C	0.11%
PVH	C	0.11%
ON	D	0.1%
WAB	B	0.09%
WBA	F	0.09%
VTRS	A	0.09%
AVT	C	0.09%
SJM	D	0.09%
USFD	A	0.09%
TER	D	0.09%
CDW	F	0.09%
ILMN	D	0.08%
GPC	D	0.08%
PLD	D	0.08%
LNC	B	0.08%
DOX	D	0.08%
LEA	D	0.08%
DXC	B	0.07%
KIM	A	0.07%
HUN	F	0.07%
CAG	D	0.07%
TSN	B	0.07%
MAA	B	0.07%
NWSA	B	0.07%
DOV	A	0.06%
KD	B	0.06%
HSY	F	0.06%
HSIC	B	0.06%
EQH	B	0.06%
GT	C	0.06%
MCHP	D	0.06%
ESS	B	0.05%
MHK	D	0.05%
XRX	F	0.05%
HAS	D	0.05%
CTVA	C	0.05%
FL	F	0.05%
CPB	D	0.05%
ORLY	B	0.05%
ROK	B	0.05%
AAP	C	0.04%
OGN	D	0.04%
WU	D	0.04%
GEN	B	0.04%
AGCO	D	0.04%
NWL	B	0.04%
FLEX	A	0.04%
RSG	A	0.04%
MAN	D	0.03%
M	D	0.03%
O	D	0.02%
HRL	D	0.01%

RAFE Underweight 81 Positions Relative to SUSA

Symbol	Grade	Weight
GOOGL	C	-2.0%
GOOG	C	-1.91%
OKE	A	-1.53%
TT	A	-1.5%
CRH	A	-1.19%
MS	A	-1.12%
INTU	C	-1.06%
PNR	A	-0.92%
NOW	A	-0.91%
LNG	B	-0.85%
ADSK	A	-0.84%
TRGP	B	-0.78%
EXPD	D	-0.77%
DECK	A	-0.74%
FERG	B	-0.63%
GE	D	-0.59%
CLX	B	-0.58%
COST	B	-0.57%
CHRW	C	-0.57%
BR	A	-0.54%
XYL	D	-0.51%
WDAY	B	-0.51%
BKR	B	-0.51%
AXON	A	-0.48%
VLTO	D	-0.47%
TRV	B	-0.45%
BG	F	-0.45%
NXPI	D	-0.44%
IDXX	F	-0.44%
LII	A	-0.44%
WSM	B	-0.42%
HBAN	A	-0.41%
ES	D	-0.4%
GDDY	A	-0.39%
BKNG	A	-0.38%
VRTX	F	-0.35%
SLB	C	-0.34%
TWLO	A	-0.31%
PANW	C	-0.31%
MMC	B	-0.29%
PNC	B	-0.29%
VLO	C	-0.28%
STE	F	-0.28%
ED	D	-0.27%
TRMB	B	-0.25%
ANSS	B	-0.24%
WST	C	-0.23%
ACGL	D	-0.23%
ZBH	C	-0.22%
TEAM	A	-0.2%
COO	D	-0.2%
KR	B	-0.2%
HUBS	A	-0.19%
SYF	B	-0.19%
MELI	D	-0.19%
MOH	F	-0.18%
CNH	C	-0.17%
FDS	B	-0.16%
RCL	A	-0.14%
ALNY	D	-0.14%
CAT	B	-0.13%
FSLR	F	-0.13%
PTC	A	-0.13%
MDB	C	-0.13%
MTD	D	-0.12%
PWR	A	-0.12%
MKC	D	-0.12%
TFC	A	-0.11%
IPG	D	-0.11%
LULU	C	-0.11%
NI	A	-0.11%
FBIN	D	-0.11%
NUE	C	-0.11%
APTV	D	-0.1%
DXCM	D	-0.1%
STX	D	-0.1%
IT	C	-0.1%
RIVN	F	-0.09%
SNOW	C	-0.09%
REGN	F	-0.08%
AVTR	F	-0.08%