OPTZ vs. SMCP ETF Comparison

Comparison of Optimize Strategy Index ETF (OPTZ) to AlphaMark Actively Managed Small Cap ETF (SMCP)

OPTZ

Optimize Strategy Index ETF

OPTZ Description

OPTZ seeks to track a broad market index consisting of US-listed equities that meet certain market-cap threshold and liquidity requirements. To be included in the fund, eligible large-cap and small-cap companies are evaluated and ranked within their own sector. Large cap companies are ranked based on the ratio of current EPS over the trailing 10-year average EPS, the current P/E ratio, and the 2-year forward EPS growth estimate. Small-cap companies are ranked solely on their P/S ratio. Within these two groups, the top 20% are selected from each sector. The index weights the sectors using the sum of the market capitalization of all constituents in each sector and within each sector each constituent is equally weighted. Reconstitution and rebalancing are done semi-annually.

Grade (RS Rating)

Last Trade

$30.63

Average Daily Volume

6,418

Number of Holdings ^*

321

* may have additional holdings in another (foreign) market

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$34.66

Average Daily Volume

2,212

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	OPTZ	SMCP
30 Days	5.82%	6.32%
60 Days	8.59%	5.82%
90 Days	9.87%	6.73%
12 Months		35.27%

12 Overlapping Holdings

Symbol	Grade	Weight in OPTZ	Weight in SMCP	Overlap
ACLS	F	0.78%	0.62%	0.62%
AX	B	0.26%	1.13%	0.26%
COOP	B	0.22%	1.0%	0.22%
HQY	A	0.17%	1.21%	0.17%
IDCC	B	0.78%	1.15%	0.78%
KRYS	C	0.12%	0.84%	0.12%
LNTH	D	0.1%	0.73%	0.1%
LUMN	C	0.83%	1.63%	0.83%
QLYS	B	1.22%	1.07%	1.07%
SIG	B	0.39%	1.18%	0.39%
STRL	A	0.2%	1.51%	0.2%
WHD	B	0.06%	0.96%	0.06%

OPTZ Overweight 309 Positions Relative to SMCP

Symbol	Grade	Weight
APP	B	2.03%
NVDA	B	1.44%
CRWD	B	1.37%
CRM	B	1.37%
TTMI	C	1.36%
INTC	C	1.31%
DELL	B	1.29%
GDDY	A	1.27%
NOW	A	1.27%
FFIV	B	1.25%
ANET	C	1.24%
CDNS	B	1.21%
BHE	C	1.2%
ITRI	C	1.19%
MSI	B	1.18%
SNPS	B	1.16%
WIX	A	1.15%
INFN	D	1.11%
AAPL	C	1.06%
VZIO	A	1.04%
AMD	F	1.03%
VRSN	C	1.03%
BAH	F	1.02%
IBM	C	1.02%
AMAT	F	1.0%
ROP	B	1.0%
FSLR	F	0.96%
DJT	C	0.93%
CRUS	D	0.8%
DIS	B	0.77%
NFLX	A	0.73%
TMUS	B	0.72%
RNG	C	0.72%
ZM	C	0.71%
EA	A	0.66%
META	D	0.65%
CMCSA	B	0.64%
T	A	0.64%
EAT	A	0.55%
CVNA	B	0.55%
AMC	C	0.54%
NPAB	F	0.52%
TSLA	B	0.49%
WWW	A	0.48%
NCLH	B	0.48%
RCL	A	0.47%
COIN	C	0.42%
HBI	B	0.42%
WOOF	D	0.42%
UNFI	A	0.41%
RL	C	0.39%
LULU	C	0.39%
MAR	A	0.39%
DECK	A	0.39%
AMZN	C	0.38%
LVS	B	0.38%
WHR	B	0.37%
GRMN	B	0.37%
ANF	F	0.36%
SBH	C	0.36%
WYNN	C	0.36%
BZH	C	0.35%
LOW	C	0.35%
PCT	C	0.34%
FIVE	F	0.34%
DPZ	C	0.34%
PVH	C	0.34%
ORLY	B	0.34%
ALV	C	0.33%
BURL	B	0.33%
TAP	C	0.32%
MCD	D	0.32%
CHDN	B	0.32%
APO	B	0.31%
YETI	D	0.31%
ENR	B	0.31%
ETSY	D	0.3%
CHD	A	0.3%
ULTA	F	0.3%
ROST	D	0.29%
DKS	D	0.29%
GPC	D	0.29%
COST	A	0.29%
LC	A	0.28%
LEA	F	0.28%
TGT	F	0.28%
LNW	F	0.28%
DOLE	D	0.27%
SQ	A	0.27%
MELI	C	0.27%
WBA	F	0.27%
STZ	D	0.27%
ODP	F	0.27%
DAN	D	0.26%
PEP	F	0.26%
CVS	D	0.26%
APTV	F	0.25%
CL	D	0.25%
GS	A	0.25%
KKR	A	0.25%
FI	A	0.25%
AMP	A	0.25%
CAL	F	0.25%
BG	D	0.25%
TROW	B	0.24%
ARES	A	0.24%
AXP	A	0.24%
CROX	D	0.24%
BLK	B	0.24%
BHF	C	0.24%
CINF	A	0.23%
AGO	B	0.23%
PRU	A	0.23%
EWTX	C	0.23%
AIZ	A	0.23%
CPAY	A	0.23%
PRG	C	0.22%
SIGI	C	0.22%
GPN	B	0.22%
WTW	B	0.22%
LBPH	A	0.22%
BR	A	0.22%
V	A	0.22%
TRV	B	0.22%
NATL	B	0.21%
GL	C	0.21%
PGR	A	0.21%
AXON	A	0.21%
VRT	B	0.21%
AER	A	0.21%
BFH	C	0.21%
MSCI	C	0.21%
BRO	B	0.21%
ALL	A	0.21%
LDI	C	0.2%
ICE	C	0.2%
MKTX	D	0.2%
CME	B	0.2%
SPGI	C	0.2%
HIG	B	0.2%
CRS	B	0.2%
MCO	B	0.2%
GATO	C	0.2%
RNR	C	0.2%
ZIM	C	0.2%
NAVI	F	0.19%
ACGL	C	0.19%
DAL	B	0.19%
PMT	C	0.19%
CBOE	C	0.19%
CB	C	0.19%
FIX	A	0.18%
APD	A	0.18%
VMC	B	0.18%
EME	A	0.18%
GTLS	A	0.18%
PAYC	B	0.18%
XPO	B	0.18%
LPX	B	0.18%
EXP	B	0.18%
SKYW	C	0.18%
JBLU	F	0.17%
AVNT	B	0.17%
MLM	C	0.17%
HASI	D	0.17%
PEN	B	0.16%
EMN	C	0.16%
SHW	B	0.16%
DOCU	B	0.16%
PCTY	C	0.16%
PWR	A	0.16%
AIT	B	0.16%
ACHR	B	0.16%
INCY	C	0.16%
VERA	C	0.16%
GNRC	C	0.16%
HON	C	0.15%
ECL	D	0.15%
HUBB	B	0.15%
ESTC	C	0.15%
GFF	A	0.15%
ISRG	A	0.15%
TT	A	0.15%
ETN	A	0.15%
PCAR	B	0.15%
PEGA	B	0.15%
WAB	B	0.15%
JAZZ	B	0.15%
PH	A	0.15%
URI	C	0.15%
TPC	C	0.15%
SAIA	B	0.15%
PODD	C	0.15%
CLOV	D	0.15%
PNR	A	0.15%
PHIN	A	0.14%
THC	D	0.14%
STGW	A	0.14%
COR	B	0.14%
ZBH	C	0.14%
MRC	B	0.14%
DGX	A	0.14%
WST	C	0.14%
LECO	C	0.14%
UTHR	C	0.14%
CAH	B	0.14%
LIVN	F	0.14%
AKRO	B	0.14%
REVG	C	0.14%
LIN	C	0.14%
DVA	C	0.14%
SYK	B	0.14%
CAT	B	0.14%
UNH	B	0.13%
WDAY	B	0.13%
BV	C	0.13%
VRSK	A	0.13%
ALGN	D	0.13%
FDX	B	0.13%
NBIX	C	0.13%
VRTX	D	0.13%
SAVA	C	0.13%
OSK	C	0.13%
PBI	B	0.13%
WWD	C	0.13%
ASH	F	0.13%
MANH	D	0.13%
AHCO	F	0.12%
SHC	F	0.12%
AOS	F	0.12%
MOH	F	0.12%
RPRX	D	0.12%
XYL	D	0.12%
STE	D	0.12%
RSG	A	0.12%
ETNB	C	0.12%
DAWN	D	0.12%
IQV	F	0.11%
EFX	F	0.11%
COGT	D	0.11%
SRPT	F	0.11%
BAX	F	0.11%
DLR	B	0.11%
SNDX	F	0.11%
KURA	F	0.11%
VNO	C	0.11%
BA	F	0.11%
ADBE	C	0.11%
TMO	F	0.11%
UHS	D	0.11%
IDXX	F	0.11%
DYN	F	0.11%
UNIT	B	0.1%
EQIX	A	0.1%
RHP	B	0.1%
CGEM	F	0.1%
WELL	A	0.1%
SPG	A	0.1%
EXPI	D	0.1%
CBRE	B	0.1%
OMI	F	0.1%
HII	F	0.09%
CPT	B	0.09%
PEB	D	0.09%
NEXT	C	0.09%
ELS	C	0.09%
PK	C	0.09%
CE	F	0.09%
LAMR	C	0.09%
WY	F	0.09%
SBRA	C	0.09%
OGN	F	0.09%
NMRK	C	0.09%
REXR	F	0.08%
NVRI	D	0.08%
RDFN	D	0.08%
SBAC	D	0.08%
EGP	D	0.08%
TDW	F	0.08%
ICLR	D	0.08%
PRIM	A	0.08%
CEG	C	0.07%
KNTK	A	0.07%
BKR	A	0.07%
WMB	A	0.07%
BKD	F	0.07%
AMT	C	0.07%
TRGP	A	0.07%
DTM	A	0.07%
ATO	A	0.06%
WKC	C	0.06%
ETR	B	0.06%
SLB	C	0.06%
OII	B	0.06%
FTI	A	0.06%
SANA	F	0.06%
NRG	B	0.06%
EIX	B	0.05%
VAL	F	0.05%
DUK	C	0.05%
DTE	C	0.05%
APA	D	0.05%
SO	C	0.05%
WFRD	D	0.05%
DK	C	0.05%
SWX	B	0.05%
AES	F	0.04%
NFE	D	0.04%
HE	C	0.04%

OPTZ Underweight 84 Positions Relative to SMCP

Symbol	Grade	Weight
CORT	B	-1.41%
RIOT	C	-1.36%
TCBI	C	-1.32%
SFM	A	-1.29%
MARA	B	-1.21%
CVBF	A	-1.2%
TGNA	B	-1.18%
JBT	B	-1.17%
HTLF	B	-1.16%
CADE	B	-1.15%
UMBF	B	-1.15%
CEIX	A	-1.14%
CARG	B	-1.14%
KNF	B	-1.14%
CATY	B	-1.12%
ARCH	B	-1.11%
MATX	C	-1.11%
PBH	A	-1.11%
MWA	B	-1.1%
MGEE	B	-1.1%
VCYT	B	-1.09%
HWC	B	-1.09%
JXN	C	-1.08%
FULT	A	-1.07%
CRC	A	-1.07%
APAM	B	-1.07%
ACIW	B	-1.06%
FFBC	B	-1.06%
BTU	B	-1.05%
WTS	B	-1.04%
WSFS	B	-1.03%
TMHC	C	-1.03%
SMPL	B	-1.02%
IOSP	C	-1.02%
CVLT	B	-1.01%
BMI	B	-1.01%
APLE	B	-1.0%
UFPI	C	-1.0%
CPRX	C	-0.99%
HNI	B	-0.99%
KFY	B	-0.99%
NPO	A	-0.98%
MMSI	A	-0.98%
BCC	B	-0.97%
CPK	A	-0.97%
ALKS	C	-0.96%
MHO	D	-0.96%
WD	D	-0.95%
CABO	B	-0.95%
FBP	C	-0.94%
BUR	C	-0.93%
TPH	D	-0.92%
NHI	D	-0.92%
RDN	D	-0.91%
ENSG	C	-0.91%
FCPT	C	-0.91%
ENS	F	-0.9%
POWI	F	-0.9%
YOU	D	-0.9%
IPAR	B	-0.9%
NMIH	C	-0.89%
MTH	D	-0.89%
ICFI	F	-0.88%
KBH	D	-0.87%
ASO	F	-0.87%
BNL	D	-0.87%
LANC	C	-0.86%
ATKR	D	-0.85%
HP	C	-0.85%
LXP	D	-0.85%
ESNT	F	-0.84%
HALO	F	-0.84%
AMR	C	-0.82%
PTEN	C	-0.81%
SPSC	D	-0.81%
FORM	D	-0.79%
IIPR	D	-0.79%
NEOG	F	-0.78%
DIOD	D	-0.76%
AEO	F	-0.76%
LBRT	D	-0.73%
STNE	F	-0.67%
STNG	F	-0.65%
PAGS	F	-0.55%