HAPY vs. AUSF ETF Comparison

Comparison of Harbor Corporate Culture Leaders ETF (HAPY) to Global X Adaptive U.S. Factor ETF (AUSF)

HAPY

Harbor Corporate Culture Leaders ETF

HAPY Description

Harbor Corporate Culture Leaders ETF is an exchange traded fund launched and managed by Harbor Capital Advisors, Inc. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of large-cap companies. It seeks to track the performance of the Human Capital Factor Unconstrained Index, by using full replication technique. Harbor Corporate Culture Leaders ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$23.67

Average Daily Volume

112

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.63

Average Daily Volume

37,855

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

Performance

Period	HAPY	AUSF
30 Days	4.38%	1.62%
60 Days	10.83%	7.78%
90 Days	7.52%	8.63%
12 Months	33.01%	39.63%

15 Overlapping Holdings

Symbol	Grade	Weight in HAPY	Weight in AUSF	Overlap
AAPL	C	1.28%	0.11%	0.11%
CBOE	B	1.29%	0.95%	0.95%
CL	D	1.26%	0.07%	0.07%
CME	A	1.36%	1.38%	1.36%
DAL	C	1.62%	0.55%	0.55%
DLB	D	1.37%	0.07%	0.07%
FDS	C	1.42%	0.09%	0.09%
INTC	D	1.43%	0.36%	0.36%
JNPR	C	1.26%	1.53%	1.26%
LMT	A	1.35%	1.64%	1.35%
MA	A	1.36%	0.09%	0.09%
MRK	F	1.27%	1.25%	1.25%
SO	A	1.31%	0.11%	0.11%
SYF	A	1.33%	0.47%	0.47%
TRV	B	1.38%	0.12%	0.12%

HAPY Overweight 60 Positions Relative to AUSF

Symbol	Grade	Weight
GWRE	A	1.55%
CIEN	A	1.54%
PHM	C	1.49%
DE	C	1.49%
IOT	C	1.47%
SMAR	A	1.46%
SLAB	D	1.44%
BKNG	B	1.43%
AMD	C	1.43%
TRMB	B	1.43%
STLD	C	1.41%
DAY	C	1.41%
ACGL	A	1.41%
DBX	C	1.4%
CMI	A	1.4%
LULU	D	1.39%
ALLE	A	1.39%
LAMR	C	1.39%
EXC	C	1.38%
GEHC	C	1.38%
NSA	D	1.37%
SSB	C	1.36%
LHX	A	1.36%
ADSK	B	1.36%
GGG	C	1.35%
AEE	A	1.35%
PNFP	B	1.34%
RLI	A	1.34%
EXR	D	1.34%
MDB	D	1.33%
MMS	C	1.33%
PCOR	D	1.33%
NOW	B	1.33%
EVR	C	1.33%
GOOGL	B	1.32%
NDAQ	C	1.32%
TER	C	1.3%
MSCI	B	1.3%
DOC	C	1.3%
CMC	D	1.29%
TXN	C	1.29%
CFR	B	1.28%
CPT	C	1.28%
EWBC	B	1.28%
PLD	D	1.27%
MSFT	D	1.27%
S	C	1.27%
ETSY	F	1.27%
SPSC	D	1.25%
NVDA	B	1.25%
COP	D	1.25%
CDNS	D	1.22%
INTU	F	1.2%
CABO	F	1.17%
ADBE	F	1.17%
OXY	D	1.17%
SRPT	F	1.16%
DV	F	1.15%
RIG	F	1.09%
PSTG	F	1.02%

HAPY Underweight 174 Positions Relative to AUSF

Symbol	Grade	Weight
IBM	A	-2.32%
VZ	C	-2.07%
T	B	-1.95%
WMT	A	-1.67%
TMUS	A	-1.67%
RTX	A	-1.67%
BRK.A	B	-1.52%
MMC	D	-1.5%
GD	C	-1.5%
RSG	D	-1.49%
JNJ	D	-1.49%
LIN	C	-1.48%
AJG	C	-1.48%
ROP	D	-1.44%
V	B	-1.38%
WM	B	-1.38%
DOX	B	-1.35%
CSCO	A	-1.35%
ACI	F	-1.32%
EA	D	-1.25%
KO	C	-1.24%
MCD	A	-1.23%
BSX	A	-1.18%
PG	D	-0.89%
BR	B	-0.83%
PEP	F	-0.74%
LBRDK	C	-0.64%
UNM	A	-0.61%
LAD	C	-0.6%
WMB	A	-0.6%
DTM	A	-0.6%
SIG	C	-0.59%
MO	D	-0.59%
KMI	A	-0.59%
SOLV	C	-0.57%
OKE	A	-0.56%
UAL	A	-0.56%
HII	F	-0.55%
FMC	C	-0.55%
KRC	C	-0.55%
EMN	C	-0.55%
CHE	D	-0.55%
TPR	B	-0.55%
CMA	C	-0.55%
BBY	C	-0.54%
CNC	F	-0.54%
HOG	D	-0.54%
MDT	C	-0.54%
FOXA	B	-0.54%
VICI	C	-0.53%
COLB	C	-0.53%
CNH	C	-0.53%
JXN	A	-0.52%
CMCSA	B	-0.52%
CAG	D	-0.52%
ARW	C	-0.52%
AGNC	B	-0.51%
STWD	C	-0.51%
KEY	B	-0.5%
FITB	C	-0.5%
WHR	C	-0.5%
AM	A	-0.5%
KHC	F	-0.5%
IP	C	-0.5%
SON	D	-0.5%
USB	C	-0.49%
UGI	C	-0.49%
AVT	B	-0.49%
MTB	A	-0.49%
TAP	D	-0.49%
RF	B	-0.49%
PNC	C	-0.49%
UBSI	D	-0.48%
HPE	B	-0.48%
LYB	B	-0.48%
CVS	D	-0.48%
PB	D	-0.48%
SNX	C	-0.48%
HBAN	B	-0.47%
VTRS	D	-0.47%
PVH	D	-0.47%
CRBG	B	-0.47%
WBS	D	-0.47%
GM	D	-0.47%
RDN	D	-0.47%
C	B	-0.46%
FNB	D	-0.46%
ABG	D	-0.46%
CE	D	-0.46%
GAP	F	-0.46%
HPQ	B	-0.46%
CFG	C	-0.46%
RPRX	D	-0.46%
AGCO	D	-0.46%
X	F	-0.46%
LNC	B	-0.46%
DINO	F	-0.45%
ADM	F	-0.45%
ONB	D	-0.45%
PRGO	F	-0.45%
FHN	D	-0.45%
CADE	B	-0.45%
AL	D	-0.45%
BEN	F	-0.44%
EMR	B	-0.44%
LEA	F	-0.44%
MOS	F	-0.43%
OZK	D	-0.43%
ZION	D	-0.43%
M	D	-0.43%
OMF	D	-0.42%
OGN	F	-0.42%
NOV	F	-0.42%
BG	F	-0.41%
HP	D	-0.41%
ALLY	F	-0.4%
PTEN	F	-0.38%
F	D	-0.37%
WBA	F	-0.36%
CIVI	F	-0.36%
MCK	F	-0.36%
AMGN	D	-0.3%
YUM	C	-0.27%
CACI	A	-0.2%
PGR	B	-0.2%
ABBV	C	-0.18%
TW	A	-0.13%
KR	C	-0.13%
CHD	D	-0.12%
AFL	A	-0.12%
COST	C	-0.12%
DUK	C	-0.11%
NOC	B	-0.11%
ORI	A	-0.11%
WRB	C	-0.11%
LDOS	A	-0.11%
ICE	A	-0.1%
TJX	D	-0.1%
ED	C	-0.1%
GRMN	D	-0.1%
MSI	A	-0.1%
REGN	D	-0.09%
KMB	D	-0.09%
XOM	A	-0.09%
HIG	A	-0.09%
DGX	D	-0.09%
DRI	C	-0.09%
MDLZ	D	-0.09%
ATR	A	-0.09%
PKG	B	-0.09%
VRTX	D	-0.09%
CVX	B	-0.08%
GDDY	B	-0.08%
CB	A	-0.08%
PCAR	D	-0.08%
BDX	C	-0.08%
L	C	-0.08%
NEU	F	-0.08%
CAH	B	-0.08%
AKAM	D	-0.08%
UNH	B	-0.08%
VRSK	D	-0.08%
ADP	A	-0.08%
NSIT	B	-0.07%
CI	D	-0.07%
HOLX	D	-0.07%
ECL	C	-0.07%
AME	C	-0.07%
SNA	C	-0.07%
HON	C	-0.07%
VRSN	C	-0.07%
CASY	D	-0.07%
PNW	C	-0.07%
PSX	D	-0.06%