FYT vs. FXED ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Sound Enhanced Fixed Income ETF (FXED)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$59.55

Average Daily Volume

10,617

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

FXED

Sound Enhanced Fixed Income ETF

FXED Description

Under normal market conditions, the fund will invest at least 80% of its net assets in fixed income securities. The fund's investments in fixed income securities will typically include U.S. corporate bonds, preferred stock and ETFs that invest in bonds, sovereign debt, and private placement debt securities. It may also invest in fixed income securities issued by U.S. and foreign corporations, securities issued by governments and their agencies, instrumentalities, or sponsored corporations, including supranational organizations. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$18.80

Average Daily Volume

7,687

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYT	FXED
30 Days	9.77%	-0.68%
60 Days	7.74%	-1.87%
90 Days	6.59%	0.63%
12 Months	25.70%	12.77%

2 Overlapping Holdings

	Symbol	Grade	Weight in FYT	Weight in FXED	Overlap
	APLE	B	0.64%	0.41%	0.41%
	PK	B	0.62%	0.55%	0.55%

FYT Overweight 254 Positions Relative to FXED

Symbol	Grade	Weight
CXW	B	1.05%
RIOT	C	1.01%
GBX	A	0.78%
VTLE	C	0.75%
BMBL	C	0.75%
CTOS	C	0.74%
BFH	B	0.74%
JBT	B	0.74%
CUBI	C	0.72%
ECVT	C	0.72%
TGNA	B	0.71%
CABO	C	0.71%
GPOR	B	0.71%
DNOW	B	0.7%
PINC	B	0.69%
GEF	A	0.69%
TALO	C	0.68%
ULH	B	0.68%
HTZ	C	0.68%
HELE	C	0.67%
KMT	B	0.67%
TDS	B	0.67%
EIG	B	0.67%
CRGY	B	0.66%
SPNT	A	0.66%
REZI	A	0.65%
RLJ	C	0.65%
UVV	B	0.64%
WS	B	0.64%
GT	C	0.63%
BTU	B	0.62%
IART	C	0.62%
VAC	B	0.61%
INVA	D	0.61%
AVA	A	0.61%
KOS	F	0.6%
SHO	C	0.6%
PLAB	C	0.6%
PARR	D	0.6%
PRDO	B	0.59%
EPC	D	0.59%
INDB	B	0.59%
GIII	D	0.58%
RES	D	0.58%
TRMK	B	0.58%
PHIN	A	0.57%
VC	D	0.57%
ZD	C	0.57%
BY	B	0.57%
PEBO	A	0.57%
USM	B	0.57%
IMKTA	C	0.57%
CAL	D	0.56%
WKC	D	0.56%
FFBC	A	0.56%
FOR	F	0.55%
EBC	B	0.55%
GHC	C	0.54%
MRC	B	0.53%
GEO	B	0.53%
CCS	D	0.52%
HOV	D	0.52%
SAH	A	0.52%
SEB	F	0.52%
DRH	B	0.51%
NWN	A	0.51%
VSCO	B	0.51%
DBRG	F	0.51%
GES	F	0.5%
EQC	B	0.5%
CVI	F	0.5%
AMWD	C	0.5%
WMK	C	0.5%
CENTA	C	0.5%
SCSC	B	0.5%
OEC	C	0.49%
CRK	B	0.49%
LZB	B	0.49%
BV	B	0.49%
CMCO	B	0.49%
LADR	B	0.49%
VSH	D	0.49%
KSS	F	0.48%
SBH	C	0.48%
PRG	C	0.48%
NWE	B	0.48%
HIW	D	0.47%
MLKN	D	0.47%
NAVI	C	0.47%
ANDE	D	0.47%
CVBF	A	0.46%
ABR	C	0.46%
PDCO	D	0.45%
CASH	A	0.44%
BANR	B	0.44%
VSTS	C	0.44%
BNL	D	0.44%
PLYA	B	0.44%
WSBC	A	0.43%
CATY	B	0.43%
EFSC	B	0.42%
ADNT	F	0.42%
FRME	B	0.42%
FULT	A	0.42%
HY	D	0.42%
PFBC	B	0.42%
SASR	B	0.42%
RNST	B	0.41%
SFNC	B	0.41%
VRTS	B	0.41%
BKU	A	0.41%
WSFS	A	0.41%
PTVE	B	0.41%
LAUR	A	0.41%
FIBK	A	0.4%
TCBK	B	0.4%
SNDR	B	0.4%
XRX	F	0.4%
VBTX	B	0.4%
HUBG	A	0.4%
KALU	C	0.4%
ALG	B	0.39%
HOPE	B	0.39%
NX	C	0.39%
SRCE	B	0.39%
BKE	B	0.39%
FCF	A	0.39%
MCRI	A	0.38%
MODG	F	0.37%
WERN	C	0.37%
BUSE	B	0.37%
DAN	D	0.37%
ARCB	C	0.36%
WGO	C	0.36%
IPGP	D	0.36%
KLG	C	0.36%
XHR	B	0.36%
LILAK	D	0.36%
UNF	B	0.35%
SPB	C	0.34%
PEB	D	0.34%
MRTN	C	0.34%
SJW	D	0.34%
LC	A	0.33%
TTMI	B	0.32%
SNEX	B	0.31%
LGIH	D	0.31%
SSTK	F	0.31%
GRBK	D	0.3%
ASB	B	0.3%
HMN	B	0.29%
VSAT	F	0.29%
KAR	B	0.29%
FHB	A	0.29%
HLF	C	0.29%
AMN	F	0.29%
OMI	F	0.28%
CSGS	B	0.28%
SCVL	F	0.28%
FHI	A	0.28%
CAR	C	0.28%
DFH	D	0.28%
NIC	B	0.28%
PBH	A	0.28%
CRI	D	0.28%
GOGO	C	0.27%
NWBI	B	0.27%
FBNC	A	0.27%
SBCF	A	0.27%
MTX	B	0.26%
ENOV	C	0.26%
IOSP	B	0.26%
GO	C	0.26%
ABM	B	0.26%
TOWN	B	0.26%
BHE	B	0.26%
STBA	B	0.25%
CXT	B	0.25%
ALEX	C	0.25%
LNN	B	0.25%
WAFD	B	0.25%
PSMT	C	0.24%
LCII	C	0.24%
DK	C	0.24%
OFG	B	0.24%
HTH	B	0.24%
SCL	C	0.24%
KWR	C	0.24%
ROCK	C	0.24%
ARI	C	0.24%
DFIN	D	0.23%
PATK	D	0.23%
SYNA	C	0.23%
SHEN	F	0.22%
THRM	D	0.22%
DEA	D	0.22%
YETI	C	0.22%
ROG	D	0.22%
ODP	F	0.21%
FOXF	F	0.19%
AVNS	F	0.18%
MYRG	B	0.17%
UPWK	B	0.17%
PFS	B	0.14%
MGPI	F	0.14%
FDP	B	0.14%
FBK	B	0.14%
CBU	B	0.14%
TCBI	B	0.14%
MCW	B	0.14%
AIR	B	0.13%
HLIO	B	0.13%
DEI	B	0.13%
SAM	C	0.13%
IVT	B	0.13%
GNW	A	0.13%
PPBI	B	0.13%
NBTB	B	0.13%
ROIC	A	0.13%
BHF	B	0.13%
CVCO	A	0.13%
BHLB	B	0.13%
MSGE	F	0.12%
OI	C	0.12%
PGRE	F	0.12%
STC	B	0.12%
CNMD	C	0.12%
XPEL	C	0.12%
UPBD	B	0.12%
MTRN	C	0.12%
MSEX	B	0.12%
SAFT	C	0.12%
HAYW	B	0.12%
EVTC	B	0.12%
JBGS	D	0.11%
CWEN	C	0.11%
LXP	D	0.11%
NNI	D	0.11%
NVEE	F	0.11%
CNXN	C	0.11%
AIN	C	0.11%
KFRC	D	0.11%
RC	D	0.11%
CC	C	0.11%
NMRK	B	0.11%
SHLS	F	0.1%
GPRE	F	0.1%
GIC	D	0.1%
PLUS	F	0.1%
SHOO	D	0.1%
CMTG	F	0.1%
OXM	D	0.1%
BLMN	F	0.09%
OLPX	D	0.09%

FYT Underweight 22 Positions Relative to FXED

Symbol	Grade	Weight
HTGC	D	-3.47%
ARCC	A	-3.35%
GBDC	C	-2.87%
AWF	C	-2.86%
PFLT	D	-2.77%
TSLX	C	-2.54%
CMSD	C	-2.29%
SPG	B	-2.19%
SOJD	F	-2.09%
PCY	C	-2.07%
HYEM	C	-1.98%
T	A	-1.95%
VICI	C	-1.41%
WHF	F	-1.25%
OHI	C	-1.12%
PLYM	F	-1.12%
O	D	-1.11%
BXSL	A	-1.06%
PINE	C	-1.0%
NNN	D	-0.69%
NHI	D	-0.55%
GLPI	C	-0.33%