FXR vs. QABA ETF Comparison

Comparison of First Trust Industrials AlphaDEX (FXR) to First Trust NASDAQ ABA Community Bank Index Fund (QABA)

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$71.40

Average Daily Volume

75,424

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$46.70

Average Daily Volume

21,683

Number of Holdings ^*

123

* may have additional holdings in another (foreign) market

Performance

Period	FXR	QABA
30 Days	0.62%	7.85%
60 Days	2.23%	2.44%
90 Days	7.14%	3.10%
12 Months	32.97%	36.51%

0 Overlapping Holdings

	Symbol	Grade	Weight in FXR	Weight in QABA	Overlap

FXR Overweight 128 Positions Relative to QABA

Symbol	Grade	Weight
TT	A	1.44%
SYF	B	1.42%
EME	A	1.41%
OC	A	1.41%
R	A	1.39%
BAH	A	1.37%
PWR	A	1.37%
AXP	A	1.36%
MDU	A	1.34%
WCC	B	1.34%
AL	C	1.33%
BERY	C	1.32%
SON	B	1.31%
SNDR	D	1.31%
G	D	1.3%
EXP	A	1.3%
BWXT	D	1.28%
BLD	C	1.26%
URI	C	1.26%
GPK	C	1.24%
CAT	C	1.24%
OSK	C	1.24%
AGCO	D	1.24%
ALSN	D	1.22%
SPR	D	1.21%
KEX	A	1.2%
TTEK	A	1.17%
XYL	A	1.1%
TDG	A	1.08%
AXON	C	1.07%
LFUS	B	1.06%
VMC	B	1.0%
DE	B	1.0%
SLGN	B	0.98%
BLDR	D	0.98%
AWI	D	0.96%
MSM	D	0.96%
SNA	D	0.95%
GTES	D	0.95%
HUBB	C	0.95%
GWW	D	0.94%
FDX	C	0.92%
LECO	D	0.91%
VNT	D	0.9%
SQ	D	0.89%
KNX	D	0.88%
BC	D	0.87%
PCAR	D	0.87%
HII	D	0.86%
ADTN	D	0.82%
NVT	B	0.81%
EEFT	B	0.81%
CACC	D	0.8%
FICO	C	0.79%
CTAS	A	0.79%
PYPL	C	0.78%
WMS	B	0.78%
UPS	D	0.78%
COF	B	0.77%
AYI	C	0.77%
JCI	B	0.77%
WU	D	0.76%
GXO	C	0.76%
MSA	C	0.76%
PKG	D	0.74%
TREX	D	0.74%
TXT	D	0.72%
SHW	D	0.72%
CSX	D	0.72%
TDY	D	0.72%
WEX	D	0.7%
RHI	D	0.7%
SAIA	F	0.69%
MIDD	F	0.69%
GPN	F	0.66%
JBHT	D	0.66%
WAB	A	0.57%
CW	A	0.55%
CCK	B	0.54%
AMCR	A	0.54%
GD	A	0.53%
AXTA	A	0.53%
ATR	B	0.53%
FCN	B	0.53%
DD	A	0.52%
DOV	A	0.52%
DCI	A	0.51%
LHX	A	0.51%
J	D	0.5%
EXPD	D	0.49%
AOS	C	0.49%
PNR	B	0.49%
KEYS	D	0.49%
ITT	A	0.49%
MA	D	0.48%
RPM	D	0.48%
OTIS	C	0.48%
LSTR	C	0.48%
JKHY	C	0.48%
ALLE	D	0.47%
LPX	A	0.45%
EFX	D	0.44%
WWD	A	0.29%
GNRC	B	0.28%
VMI	B	0.28%
WSO	A	0.28%
HEI	A	0.28%
RTX	A	0.27%
CSL	A	0.26%
SEE	B	0.25%
UNP	C	0.25%
V	C	0.25%
MLM	C	0.25%
NDSN	A	0.25%
PH	A	0.25%
MAN	B	0.25%
EMR	B	0.24%
HON	C	0.24%
GGG	D	0.23%
MAS	D	0.23%
FTV	D	0.23%
NSC	D	0.23%
FOUR	D	0.23%
IEX	D	0.23%
PPG	D	0.23%
AME	D	0.23%
ODFL	D	0.21%
WSC	D	0.21%

FXR Underweight 123 Positions Relative to QABA

Symbol	Grade	Weight
CBSH	A	-4.53%
WTFC	B	-3.77%
OZK	B	-3.21%
UBSI	C	-2.81%
FFIN	C	-2.68%
HWC	B	-2.5%
UMBF	C	-2.43%
TFSL	B	-2.23%
IBOC	A	-2.22%
ABCB	B	-2.07%
UCBI	B	-1.91%
BANF	B	-1.86%
FIBK	B	-1.78%
TCBI	B	-1.73%
FULT	A	-1.73%
FHB	B	-1.72%
WSFS	B	-1.65%
CATY	C	-1.6%
CVBF	C	-1.46%
SFNC	D	-1.36%
FFBC	B	-1.35%
INDB	C	-1.35%
PPBI	B	-1.33%
FRME	B	-1.27%
SBCF	B	-1.25%
TOWN	B	-1.24%
TRMK	A	-1.15%
WAFD	B	-1.12%
HTLF	A	-1.12%
MBIN	B	-1.12%
NBTB	B	-1.07%
TBBK	D	-1.03%
WSBC	C	-1.02%
LKFN	C	-0.98%
CLBK	D	-0.97%
IBTX	C	-0.97%
CHCO	B	-0.96%
BANR	B	-0.95%
EFSC	B	-0.91%
NWBI	C	-0.85%
SYBT	B	-0.84%
CASH	B	-0.81%
FBNC	D	-0.8%
BUSE	B	-0.79%
WABC	B	-0.79%
HOPE	C	-0.77%
SRCE	B	-0.77%
STBA	B	-0.74%
TCBK	B	-0.74%
VBTX	B	-0.68%
PFBC	A	-0.68%
PEBO	B	-0.66%
GABC	D	-0.59%
QCRH	B	-0.59%
SASR	B	-0.59%
RBCAA	B	-0.56%
OCFC	B	-0.56%
SBSI	D	-0.51%
BFC	C	-0.5%
CTBI	B	-0.48%
FMBH	B	-0.47%
FBMS	C	-0.47%
BRKL	D	-0.47%
AMAL	B	-0.47%
DCOM	C	-0.46%
CNOB	B	-0.45%
PFC	B	-0.45%
CFFN	D	-0.43%
UVSP	A	-0.41%
FCBC	B	-0.4%
HFWA	B	-0.4%
GSBC	B	-0.39%
OSBC	B	-0.39%
MBWM	B	-0.38%
HBT	B	-0.38%
CFB	C	-0.38%
CASS	D	-0.37%
EGBN	F	-0.35%
HBNC	B	-0.34%
TRST	B	-0.33%
IBCP	B	-0.33%
BFST	D	-0.33%
CCB	B	-0.32%
MSBI	D	-0.31%
HTBK	C	-0.31%
HAFC	B	-0.3%
HONE	B	-0.3%
CCBG	C	-0.29%
FMNB	C	-0.29%
SMBC	D	-0.29%
CAC	B	-0.29%
WASH	B	-0.28%
HTBI	B	-0.28%
THFF	B	-0.27%
SPFI	B	-0.27%
NBN	B	-0.26%
AROW	C	-0.25%
PGC	D	-0.25%
CCNE	C	-0.25%
NFBK	D	-0.24%
BHRB	F	-0.24%
ESQ	B	-0.24%
HIFS	B	-0.23%
MPB	B	-0.22%
SHBI	C	-0.22%
KRNY	F	-0.22%
MOFG	D	-0.21%
FFIC	D	-0.21%
RBB	B	-0.21%
BWB	B	-0.2%
CARE	C	-0.18%
NEWT	C	-0.17%
FISI	C	-0.17%
NRIM	B	-0.17%
PFIS	D	-0.17%
BMRC	D	-0.15%
WSBF	B	-0.15%
FRST	D	-0.15%
BLFY	B	-0.14%
FLIC	D	-0.14%
NECB	B	-0.14%
OVLY	D	-0.13%
CZFS	C	-0.12%