FTA vs. HQGO ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Hartford US Quality Growth ETF (HQGO)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.95

Average Daily Volume

40,498

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

HQGO

Hartford US Quality Growth ETF

HQGO Description

The fund generally invests at least 80% of its assets in securities of the Index and in depositary receipts representing securities of the index.

Grade (RS Rating)

Last Trade

$53.53

Average Daily Volume

Number of Holdings ^*

125

* may have additional holdings in another (foreign) market

Performance

Period	FTA	HQGO
30 Days	6.28%	5.18%
60 Days	6.56%	5.55%
90 Days	7.73%	7.98%
12 Months	27.44%

21 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in HQGO	Overlap
ACN	B	0.18%	0.87%	0.18%
BBY	D	0.45%	0.27%	0.27%
BLDR	C	0.48%	1.03%	0.48%
CSCO	A	0.38%	0.38%	0.38%
CTSH	B	0.73%	0.54%	0.54%
EOG	C	0.97%	1.49%	0.97%
GPC	D	0.31%	0.01%	0.01%
HD	A	0.17%	2.02%	0.17%
HPQ	B	0.36%	0.67%	0.36%
JNJ	D	0.33%	1.73%	0.33%
KEYS	B	0.17%	0.29%	0.17%
KR	A	0.72%	0.36%	0.36%
LOW	C	0.17%	0.71%	0.17%
MAS	C	0.16%	0.17%	0.16%
NKE	F	0.15%	0.36%	0.15%
ON	C	0.65%	0.12%	0.12%
PPG	D	0.33%	0.05%	0.05%
RS	B	0.94%	0.46%	0.46%
TGT	F	0.5%	0.25%	0.25%
ULTA	F	0.5%	0.13%	0.13%
XOM	C	0.9%	1.91%	0.9%

FTA Overweight 165 Positions Relative to HQGO

Symbol	Grade	Weight
UAL	B	1.4%
SYF	A	1.14%
GM	B	1.13%
DAL	B	1.12%
PCAR	B	1.02%
FOXA	C	0.98%
TROW	A	0.97%
STLD	B	0.96%
CVX	B	0.96%
CINF	A	0.96%
COP	D	0.94%
CTRA	B	0.93%
HPE	B	0.92%
F	C	0.92%
AIG	B	0.91%
HAL	C	0.91%
VLO	C	0.91%
CMCSA	C	0.91%
WFC	A	0.9%
T	A	0.89%
DVN	F	0.88%
PSX	C	0.87%
TOL	A	0.87%
COF	B	0.86%
OXY	F	0.86%
KMI	B	0.85%
MPC	F	0.85%
NUE	D	0.85%
HBAN	B	0.84%
EG	C	0.82%
EQT	B	0.82%
LNG	B	0.82%
CFG	B	0.8%
BG	F	0.8%
PHM	C	0.79%
LEN	C	0.79%
OC	B	0.78%
ETR	B	0.78%
CVS	D	0.77%
ADM	F	0.77%
LYB	F	0.76%
SRE	A	0.76%
VTRS	B	0.76%
C	A	0.76%
INTC	C	0.75%
FDX	B	0.75%
CRBG	B	0.74%
L	B	0.74%
XEL	A	0.74%
FANG	F	0.74%
SLB	C	0.73%
ATO	A	0.73%
CNP	A	0.72%
AEE	A	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CB	D	0.7%
CF	B	0.7%
HIG	B	0.69%
APTV	F	0.66%
EXC	D	0.66%
MS	B	0.65%
VZ	B	0.64%
DG	F	0.64%
ED	D	0.64%
SNA	A	0.63%
CHTR	C	0.62%
BKR	C	0.61%
MTB	B	0.61%
SWKS	F	0.6%
IP	B	0.6%
DHI	D	0.6%
BAC	A	0.59%
RF	B	0.58%
FITB	B	0.57%
TDY	B	0.56%
LUV	B	0.56%
TRV	B	0.56%
USB	A	0.56%
STT	A	0.55%
CNC	F	0.55%
NI	A	0.53%
DGX	B	0.52%
PPL	B	0.51%
TXT	D	0.5%
D	C	0.5%
LNT	A	0.5%
AFL	B	0.5%
EQR	B	0.5%
EBAY	C	0.49%
HRL	D	0.49%
DUK	C	0.49%
SYY	C	0.49%
DTE	C	0.48%
CE	F	0.48%
DE	B	0.48%
AEP	D	0.47%
STX	D	0.46%
RJF	A	0.46%
KHC	D	0.46%
AKAM	F	0.45%
BIIB	F	0.44%
OKE	C	0.42%
ZM	B	0.42%
DOW	F	0.42%
DIS	B	0.4%
KEY	A	0.4%
PNC	A	0.39%
JBHT	C	0.38%
TSN	B	0.38%
NWSA	B	0.38%
PKG	B	0.38%
RGA	A	0.37%
KIM	A	0.37%
DRI	B	0.36%
CSX	B	0.36%
PRU	A	0.36%
WEC	A	0.35%
SSNC	A	0.35%
CMS	C	0.34%
FNF	B	0.34%
NVR	D	0.33%
DOC	C	0.33%
CARR	C	0.33%
HSY	F	0.33%
EIX	A	0.33%
ARE	D	0.32%
FE	D	0.32%
GIS	D	0.31%
MOH	F	0.31%
KDP	D	0.31%
HUM	C	0.31%
WLK	D	0.3%
ELV	F	0.27%
PYPL	A	0.19%
CMI	A	0.19%
ODFL	B	0.19%
LHX	C	0.18%
WRB	A	0.18%
APD	A	0.18%
LH	B	0.18%
IEX	B	0.18%
J	F	0.18%
GD	F	0.17%
PEP	F	0.17%
UPS	C	0.17%
NDSN	B	0.17%
CTVA	B	0.17%
MAA	B	0.17%
PFG	C	0.17%
OMC	C	0.17%
CLX	C	0.17%
SBUX	B	0.17%
CPB	D	0.16%
WY	D	0.16%
EXPD	C	0.16%
LMT	D	0.16%
DD	D	0.16%
CI	D	0.16%
HOLX	D	0.16%
MDT	D	0.16%
FTV	B	0.16%
MDLZ	F	0.15%
AWK	D	0.15%
CAG	D	0.14%

FTA Underweight 104 Positions Relative to HQGO

Symbol	Grade	Weight
NVDA	C	-6.09%
GOOGL	C	-4.79%
AAPL	B	-4.46%
AMZN	C	-4.24%
MSFT	D	-3.75%
META	D	-3.11%
WMT	B	-2.12%
V	A	-2.09%
MA	B	-2.0%
UNH	B	-1.93%
COST	B	-1.92%
PG	A	-1.87%
AVGO	D	-1.77%
ABBV	D	-1.6%
APP	B	-1.59%
MRK	F	-1.54%
LLY	F	-1.49%
FICO	B	-1.42%
CDNS	B	-1.21%
SHW	A	-1.17%
GWW	A	-1.17%
DBX	C	-1.16%
BKNG	B	-1.07%
TSLA	B	-1.07%
NTAP	C	-1.05%
ADBE	C	-0.95%
TEAM	B	-0.94%
QCOM	F	-0.87%
CVLT	B	-0.84%
BRK.A	B	-0.79%
DOCU	A	-0.76%
FAST	B	-0.73%
NOW	B	-0.71%
MSI	C	-0.71%
IT	C	-0.71%
AMAT	F	-0.7%
SNPS	B	-0.66%
FTNT	C	-0.65%
VRSN	F	-0.65%
RPM	A	-0.64%
RHI	C	-0.64%
HUBS	B	-0.64%
CTAS	B	-0.62%
MTD	F	-0.62%
ADSK	B	-0.61%
LULU	C	-0.59%
APPF	B	-0.55%
NXPI	D	-0.54%
ALKS	B	-0.52%
EA	C	-0.52%
TJX	A	-0.51%
KLAC	F	-0.47%
MTCH	F	-0.45%
ANF	C	-0.44%
TER	F	-0.44%
Z	B	-0.43%
IDXX	F	-0.42%
LRCX	F	-0.42%
ANET	C	-0.41%
INTU	C	-0.4%
VLTO	C	-0.39%
WSM	B	-0.38%
LNTH	D	-0.37%
MANH	C	-0.37%
ORLY	B	-0.36%
CSGP	C	-0.36%
NTNX	B	-0.34%
DECK	A	-0.3%
GILD	B	-0.3%
FFIV	A	-0.28%
PSTG	D	-0.28%
INCY	C	-0.28%
EXEL	A	-0.24%
TXN	D	-0.24%
SMAR	A	-0.24%
AZO	C	-0.23%
CHX	C	-0.23%
CL	D	-0.19%
GAP	C	-0.19%
CRUS	F	-0.18%
ITW	A	-0.18%
DELL	C	-0.18%
WFRD	F	-0.16%
DDOG	A	-0.15%
AYI	B	-0.15%
LAMR	C	-0.15%
ZTS	D	-0.15%
CDW	F	-0.15%
PINS	F	-0.15%
SBAC	D	-0.15%
LSCC	D	-0.13%
QLYS	C	-0.13%
PANW	C	-0.09%
RL	B	-0.08%
MPWR	F	-0.07%
BBWI	C	-0.07%
JPM	B	-0.06%
LSTR	B	-0.06%
NYT	C	-0.06%
ACLS	F	-0.06%
TSCO	C	-0.06%
ACI	C	-0.05%
APA	F	-0.02%
PLTR	B	-0.02%