FNK vs. VMAX ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to Hartford US Value ETF (VMAX)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$55.46

Average Daily Volume

8,850

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

VMAX

Hartford US Value ETF

VMAX Description

The fund generally invests at least 80% of its assets in securities of the index and in depositary receipts representing securities of the index.

Grade (RS Rating)

Last Trade

$50.95

Average Daily Volume

Number of Holdings ^*

148

* may have additional holdings in another (foreign) market

Performance

Period	FNK	VMAX
30 Days	2.74%	2.02%
60 Days	5.84%	6.42%
90 Days	5.82%	7.10%
12 Months	23.94%

28 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in VMAX	Overlap
APA	F	0.64%	0.95%	0.64%
AVT	C	0.58%	0.7%	0.58%
AXS	A	0.44%	0.35%	0.35%
BCC	B	0.57%	1.04%	0.57%
BPOP	C	0.14%	0.31%	0.14%
CHRD	D	0.71%	0.65%	0.65%
CMC	B	0.8%	0.58%	0.58%
COLB	A	0.51%	0.11%	0.11%
DINO	D	0.67%	0.21%	0.21%
ESNT	D	0.61%	0.1%	0.1%
FHN	A	0.55%	0.05%	0.05%
JXN	C	0.87%	1.02%	0.87%
LNC	B	0.64%	1.6%	0.64%
M	C	0.55%	0.19%	0.19%
MGY	B	0.64%	0.5%	0.5%
MLI	B	0.36%	0.41%	0.36%
MTG	C	0.69%	0.58%	0.58%
NFG	D	0.57%	1.14%	0.57%
OGN	F	0.36%	0.76%	0.36%
OVV	C	0.78%	0.02%	0.02%
OZK	B	0.64%	0.24%	0.24%
R	B	0.64%	0.37%	0.37%
RDN	C	0.7%	0.3%	0.3%
RHI	B	0.16%	0.38%	0.16%
SM	C	0.78%	0.02%	0.02%
TEX	D	0.74%	0.56%	0.56%
UFPI	B	0.3%	0.22%	0.22%
UNM	A	0.67%	0.34%	0.34%

FNK Overweight 195 Positions Relative to VMAX

Symbol	Grade	Weight
CNX	B	0.86%
HP	C	0.85%
MTDR	B	0.82%
NOG	B	0.82%
ATKR	C	0.8%
PTEN	C	0.8%
HCC	C	0.79%
OSK	B	0.79%
AGO	B	0.79%
NFE	F	0.76%
AL	B	0.75%
AMG	B	0.74%
TAP	B	0.74%
CIVI	D	0.73%
NOV	C	0.73%
TMHC	B	0.73%
AMR	C	0.72%
PVH	C	0.72%
URBN	C	0.72%
LBRDK	C	0.72%
MUR	D	0.7%
PBF	F	0.7%
CADE	B	0.69%
LAD	B	0.68%
RUSHA	B	0.68%
MHO	D	0.68%
RNR	D	0.68%
LBRT	F	0.67%
G	B	0.67%
TPH	C	0.67%
BWA	B	0.67%
UGI	D	0.67%
MATX	B	0.66%
DAR	B	0.65%
MTH	D	0.65%
CNO	B	0.64%
JAZZ	B	0.64%
LEA	F	0.63%
FMC	F	0.63%
RRC	B	0.63%
DXC	B	0.62%
COOP	B	0.62%
GPI	B	0.61%
ASO	F	0.61%
ADTN	B	0.6%
KRC	C	0.6%
BEN	C	0.6%
HRI	C	0.6%
HOG	D	0.6%
AAP	C	0.59%
OTTR	C	0.59%
MOS	D	0.59%
CNXC	F	0.59%
BKH	A	0.58%
SOLV	C	0.58%
HST	D	0.58%
PNW	A	0.58%
DDS	B	0.57%
EVRG	A	0.57%
GBDC	B	0.57%
BBWI	C	0.56%
POR	D	0.56%
CLF	F	0.55%
SR	C	0.55%
SIG	B	0.54%
ZION	B	0.54%
SUM	B	0.54%
WBS	A	0.54%
KBH	D	0.54%
WCC	B	0.53%
MDU	D	0.53%
ARW	F	0.51%
UHS	D	0.51%
SANM	C	0.51%
AMKR	F	0.5%
OMF	A	0.5%
FNB	B	0.5%
VLY	B	0.48%
JBL	C	0.48%
GMS	B	0.48%
BYD	A	0.48%
ALK	A	0.48%
ABG	B	0.47%
BERY	D	0.46%
INGR	B	0.46%
WHR	B	0.45%
RIG	C	0.45%
OGE	B	0.45%
NXST	C	0.44%
SWX	B	0.44%
THO	B	0.44%
OGS	B	0.43%
SNX	C	0.43%
GL	B	0.43%
LKQ	C	0.42%
PAG	B	0.42%
BC	D	0.42%
ENS	D	0.41%
SJM	F	0.4%
AN	C	0.4%
POST	D	0.4%
EMN	D	0.39%
OLN	F	0.39%
SON	F	0.39%
WU	F	0.38%
ASH	F	0.38%
WTFC	B	0.35%
PII	F	0.35%
VNT	C	0.34%
BECN	B	0.34%
AEO	F	0.34%
UBSI	B	0.33%
HGV	B	0.33%
HII	F	0.33%
SEIC	A	0.33%
HWC	B	0.33%
CMA	A	0.33%
CRL	C	0.32%
ACA	B	0.32%
BOKF	B	0.32%
CRC	B	0.32%
IDA	A	0.32%
ABCB	B	0.32%
PB	B	0.32%
KNX	C	0.31%
AR	B	0.31%
MSM	C	0.3%
KFY	B	0.3%
AIZ	A	0.3%
ASGN	D	0.3%
ALKS	C	0.3%
CUZ	B	0.3%
SLGN	B	0.29%
WTRG	C	0.29%
PNM	B	0.29%
SLM	A	0.29%
LPX	A	0.29%
ORI	A	0.29%
MMS	F	0.28%
TNET	C	0.28%
MIDD	D	0.28%
COLM	B	0.28%
JWN	B	0.28%
DIOD	F	0.27%
TKR	F	0.26%
SKX	F	0.26%
UHAL	D	0.26%
IPG	F	0.26%
AGCO	F	0.26%
FIVE	F	0.26%
REYN	D	0.25%
WPC	F	0.25%
PNFP	B	0.18%
JEF	B	0.17%
UMBF	B	0.17%
EPAM	B	0.17%
PFGC	B	0.16%
UCB	B	0.16%
SSB	B	0.16%
AUB	A	0.16%
SEM	C	0.16%
GXO	B	0.16%
AVNT	B	0.15%
IVZ	B	0.15%
FLR	C	0.15%
VOYA	B	0.15%
FELE	B	0.15%
AFG	A	0.15%
MUSA	B	0.15%
WAL	B	0.15%
BJ	B	0.15%
TPR	A	0.15%
DNB	B	0.15%
STWD	C	0.14%
CZR	F	0.14%
FAF	C	0.14%
LFUS	D	0.14%
FUL	F	0.14%
WD	D	0.14%
SEE	C	0.14%
TTC	F	0.14%
NJR	A	0.14%
ALIT	C	0.14%
PRGO	C	0.14%
MAT	C	0.14%
LSTR	B	0.14%
SKY	B	0.14%
WTS	B	0.14%
IAC	F	0.14%
NSP	F	0.13%
HSIC	F	0.13%
MGM	D	0.13%
RYN	F	0.13%
FBIN	F	0.12%
OPCH	F	0.1%

FNK Underweight 120 Positions Relative to VMAX

Symbol	Grade	Weight
HPQ	B	-1.96%
C	B	-1.87%
CVS	F	-1.87%
MTB	A	-1.84%
EOG	A	-1.83%
WFC	A	-1.69%
STLD	C	-1.57%
NRG	C	-1.56%
T	A	-1.44%
META	B	-1.43%
VLO	C	-1.39%
USB	B	-1.38%
SYF	B	-1.37%
MA	B	-1.33%
JPM	A	-1.32%
STT	B	-1.31%
PNC	B	-1.3%
BBY	C	-1.29%
MPC	D	-1.28%
BAC	A	-1.28%
GAP	B	-1.23%
GOOGL	C	-1.21%
BK	B	-1.21%
MCO	C	-1.21%
LAMR	D	-1.19%
KR	A	-1.18%
TGT	C	-1.18%
FDX	B	-1.13%
TROW	A	-1.09%
VZ	D	-1.08%
RF	A	-1.05%
ELV	F	-1.05%
PYPL	A	-1.02%
JHG	A	-1.02%
JNJ	D	-0.99%
CINF	A	-0.99%
HPE	B	-0.97%
NVDA	A	-0.96%
ETR	B	-0.95%
BLDR	C	-0.93%
DUK	D	-0.92%
BRK.A	B	-0.91%
XOM	B	-0.91%
GILD	B	-0.9%
SHW	A	-0.87%
IRM	D	-0.86%
SO	D	-0.85%
COP	C	-0.84%
FITB	A	-0.81%
UNH	B	-0.8%
DELL	C	-0.79%
DVN	F	-0.78%
VICI	D	-0.77%
HCA	D	-0.75%
CAT	B	-0.74%
CVX	A	-0.74%
QCOM	F	-0.72%
CB	C	-0.71%
HBAN	A	-0.69%
RS	C	-0.68%
NEE	D	-0.68%
ACI	C	-0.68%
AMT	F	-0.67%
WMT	A	-0.67%
HUM	D	-0.66%
V	A	-0.65%
MO	A	-0.63%
COF	B	-0.62%
LOW	B	-0.56%
SW	B	-0.49%
SPG	A	-0.49%
CBT	C	-0.49%
EQIX	B	-0.48%
CTAS	B	-0.47%
GS	B	-0.47%
ITW	B	-0.45%
GWW	B	-0.44%
PSX	C	-0.44%
NTAP	D	-0.43%
TMUS	A	-0.42%
PRU	B	-0.39%
AAPL	C	-0.34%
AXP	B	-0.32%
HD	B	-0.32%
LNTH	F	-0.3%
DTE	D	-0.3%
NUE	D	-0.29%
SBAC	D	-0.28%
JKHY	C	-0.28%
CSCO	A	-0.26%
MRK	F	-0.25%
MKL	A	-0.24%
PHM	D	-0.23%
CFG	B	-0.21%
CRBG	C	-0.2%
MSCI	B	-0.19%
TJX	A	-0.19%
LLY	F	-0.18%
NXPI	F	-0.17%
XEL	A	-0.17%
AMAT	F	-0.16%
CMI	A	-0.14%
CTSH	A	-0.14%
CMCSA	B	-0.13%
WY	F	-0.12%
MS	A	-0.12%
EXC	C	-0.11%
DKS	D	-0.11%
HRB	D	-0.11%
PGR	A	-0.09%
AEP	D	-0.08%
WFRD	F	-0.06%
IBM	D	-0.06%
BKNG	A	-0.05%
EG	D	-0.05%
CHX	C	-0.04%
CCI	F	-0.04%
FCNCA	B	-0.04%
FANG	C	-0.03%
WSM	F	-0.01%