AUSF vs. OUSM ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.37

Average Daily Volume

36,827

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$46.29

Average Daily Volume

92,546

Number of Holdings ^*

109

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	OUSM
30 Days	2.63%	2.55%
60 Days	4.88%	3.22%
90 Days	5.86%	4.02%
12 Months	31.88%	27.87%

17 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in OUSM	Overlap
AVT	C	0.48%	1.99%	0.48%
BWA	D	0.5%	0.76%	0.5%
CHE	D	0.5%	1.85%	0.5%
DOX	D	1.36%	1.89%	1.36%
INGR	C	0.08%	1.59%	0.08%
JNPR	D	1.44%	1.87%	1.44%
LEA	F	0.45%	1.04%	0.45%
OGN	F	0.44%	1.41%	0.44%
PNW	A	0.08%	0.29%	0.08%
RDN	D	0.49%	1.29%	0.49%
RNR	C	0.46%	1.64%	0.46%
SNX	D	0.48%	1.58%	0.48%
TPR	B	0.57%	0.68%	0.57%
TW	A	0.13%	0.69%	0.13%
UGI	C	0.46%	0.22%	0.22%
WHR	B	0.54%	0.48%	0.48%
WU	F	0.44%	1.67%	0.44%

AUSF Overweight 173 Positions Relative to OUSM

Symbol	Grade	Weight
T	A	1.81%
VZ	C	1.72%
TMUS	B	1.58%
RSG	A	1.53%
COR	B	1.52%
V	A	1.5%
WMT	A	1.5%
BSX	A	1.49%
BRK.A	B	1.46%
ADP	A	1.45%
LMT	D	1.45%
GD	D	1.45%
RTX	D	1.42%
MMC	B	1.41%
CSCO	B	1.41%
ICE	C	1.39%
WM	B	1.39%
EA	A	1.37%
CME	B	1.36%
LIN	C	1.34%
IBM	C	1.32%
JNJ	C	1.31%
ACI	C	1.29%
EDR	A	1.27%
KO	D	1.01%
MRK	D	0.99%
CBOE	C	0.88%
BR	A	0.83%
PG	C	0.79%
MCD	D	0.71%
DTM	A	0.67%
PEP	F	0.67%
MARA	B	0.67%
UNM	A	0.63%
KMI	A	0.63%
MO	A	0.62%
LBRDK	C	0.59%
IP	A	0.57%
COLB	B	0.57%
UMBF	B	0.57%
ONB	C	0.57%
SYF	B	0.57%
ZION	B	0.56%
UBSI	B	0.56%
FNB	A	0.56%
FHN	A	0.56%
WBS	A	0.56%
PB	B	0.55%
HBAN	A	0.55%
JXN	C	0.55%
CMA	B	0.55%
PVH	C	0.55%
ABG	C	0.55%
CADE	B	0.55%
RF	A	0.54%
LNC	C	0.54%
OKE	A	0.54%
VTRS	A	0.54%
CFG	B	0.54%
AL	B	0.54%
LAD	A	0.54%
PCAR	B	0.54%
HPE	B	0.54%
C	A	0.53%
GM	C	0.53%
INTC	C	0.53%
OZK	B	0.53%
TAP	C	0.53%
BEN	C	0.52%
HPQ	B	0.52%
NOV	C	0.52%
ALLY	C	0.52%
BCC	B	0.51%
CMCSA	B	0.51%
AM	A	0.51%
QGEN	D	0.5%
HST	C	0.5%
X	B	0.49%
CIVI	D	0.49%
SLG	B	0.49%
GAP	C	0.49%
SOLV	D	0.48%
MOS	F	0.48%
M	F	0.48%
NXST	C	0.48%
CNC	D	0.48%
TDG	D	0.48%
CHRD	D	0.48%
SON	F	0.47%
WBA	F	0.47%
BBY	D	0.47%
KRC	B	0.47%
STWD	C	0.47%
AGNC	C	0.47%
CRBG	B	0.47%
DINO	D	0.47%
BG	D	0.47%
VICI	C	0.46%
RPRX	D	0.46%
CVS	D	0.46%
LYB	F	0.46%
MDT	D	0.46%
CNH	C	0.45%
HOG	D	0.45%
EMN	C	0.45%
CAG	F	0.45%
FMC	D	0.44%
KHC	F	0.44%
PFE	F	0.44%
SWKS	F	0.44%
ADM	D	0.44%
HII	F	0.44%
ARW	D	0.43%
DOW	F	0.42%
CE	F	0.29%
YUM	D	0.26%
CACI	D	0.22%
PGR	A	0.18%
ABBV	F	0.14%
LDOS	C	0.13%
GRMN	B	0.13%
SO	C	0.12%
KR	B	0.12%
COST	A	0.11%
TRV	B	0.11%
CHD	A	0.11%
VRSK	A	0.1%
AAPL	C	0.1%
WMB	A	0.1%
GDDY	A	0.1%
SNA	A	0.1%
AFL	B	0.1%
MCK	A	0.09%
CVX	A	0.09%
NOC	D	0.09%
ATR	B	0.09%
PKG	A	0.09%
AME	A	0.09%
MSI	B	0.09%
WRB	A	0.09%
DUK	C	0.09%
ORI	A	0.09%
AMGN	F	0.08%
UNH	B	0.08%
CI	D	0.08%
CAH	B	0.08%
HOLX	D	0.08%
HIG	B	0.08%
CB	C	0.08%
XOM	B	0.08%
ED	C	0.08%
BDX	F	0.08%
MA	B	0.08%
VRSN	C	0.08%
FE	C	0.07%
MDLZ	F	0.07%
KMB	C	0.07%
CTLT	C	0.07%
K	A	0.07%
CL	D	0.07%
AJG	A	0.07%
ATO	A	0.07%
L	A	0.07%
DGX	A	0.07%
WELL	A	0.07%
ECL	D	0.07%
ROP	B	0.07%
VRTX	D	0.07%
TJX	A	0.07%
HON	C	0.07%
FI	A	0.07%
REGN	F	0.06%
AKAM	D	0.06%

AUSF Underweight 92 Positions Relative to OUSM

Symbol	Grade	Weight
SEIC	B	-2.29%
RHI	C	-2.28%
HLI	A	-2.28%
LECO	C	-2.21%
TXRH	B	-2.19%
PINC	B	-2.15%
DCI	B	-2.06%
EHC	B	-2.05%
MSM	C	-2.04%
G	B	-1.97%
DLB	B	-1.97%
GNTX	C	-1.97%
NHC	C	-1.93%
MTN	C	-1.88%
SCI	B	-1.76%
HRB	D	-1.76%
AOS	F	-1.73%
RLI	A	-1.57%
ITT	A	-1.44%
NYT	D	-1.41%
MLI	B	-1.34%
LFUS	D	-1.33%
MKTX	D	-1.28%
MTG	C	-1.11%
LSTR	D	-1.08%
EVR	B	-1.08%
IDCC	B	-1.02%
VCTR	B	-0.99%
BMI	B	-0.93%
CRI	F	-0.9%
APAM	B	-0.9%
FELE	B	-0.89%
TGNA	B	-0.88%
HLNE	B	-0.87%
CALM	A	-0.87%
ESNT	F	-0.83%
WTS	B	-0.79%
UFPI	C	-0.77%
BRC	D	-0.77%
RL	C	-0.75%
EXPO	D	-0.74%
CNS	B	-0.73%
PRGS	A	-0.72%
VSH	F	-0.72%
WEN	D	-0.71%
COLM	C	-0.71%
CR	A	-0.71%
WH	B	-0.69%
AIT	B	-0.65%
AMSF	B	-0.64%
SHOO	F	-0.61%
FHI	B	-0.59%
DHIL	B	-0.56%
WMG	D	-0.56%
PHIN	A	-0.55%
GL	C	-0.54%
PII	F	-0.51%
LANC	C	-0.51%
OLED	F	-0.49%
FLO	D	-0.47%
NI	A	-0.47%
MUSA	B	-0.43%
CHH	A	-0.42%
FSS	B	-0.41%
SSD	F	-0.38%
DKS	D	-0.37%
CASY	A	-0.36%
EBF	F	-0.35%
NFG	A	-0.31%
WTRG	B	-0.3%
REYN	D	-0.26%
KFRC	D	-0.26%
OGE	A	-0.26%
IDA	A	-0.22%
JJSF	C	-0.2%
WDFC	B	-0.2%
PSMT	D	-0.17%
UVV	B	-0.16%
NJR	A	-0.15%
OTTR	C	-0.15%
POR	C	-0.14%
MGEE	B	-0.14%
OGS	A	-0.14%
ALE	A	-0.13%
BKH	A	-0.12%
WMK	C	-0.12%
SR	A	-0.12%
AWR	B	-0.11%
NWE	B	-0.11%
CWT	C	-0.1%
CPK	A	-0.08%
AVA	A	-0.08%