SMIZ vs. DWAS ETF Comparison

Comparison of Zacks Small/Mid Cap ETF (SMIZ) to PowerShares DWA SmallCap Technical Leaders Portfolio (DWAS)

SMIZ

Zacks Small/Mid Cap ETF

SMIZ Description

The fund seeks to generate positive risk-adjusted returns (positive rate of return after adjustment for the amount of risk taken) by, under normal circumstances, investing at least 80% of its net assets (including any borrowings for investment purposes) in equity securities of small and midsize companies listed on U.S. stock exchanges or derivatives linked to such securities.

Grade (RS Rating)

Last Trade

$33.30

Average Daily Volume

13,043

Number of Holdings ^*

202

* may have additional holdings in another (foreign) market

DWAS

PowerShares DWA SmallCap Technical Leaders Portfolio

DWAS Description

The PowerShares DWA SmallCap Momentum Portfolio (the Fund) seeks investment results that generally correspond (before fees and expenses) to the price and yield of the Dorsey Wright SmallCap Technical Leaders™ Index (the Underlying Index). The Fund generally will invest at least 90% of its total assets in equity securities of small capitalization companies that comprise the Underlying Index. The Index includes securities pursuant to a Dorsey, Wright & Associates, LLC (Dorsey Wright or the Index Provider) proprietary selection methodology that is designed to identify companies that demonstrate powerful relative strength characteristics. The Index Provider determines a company’s relative strength characteristics based on that company’s market performance. The Index Provider selects approximately 200 companies for inclusion in the Underlying Index from a small-cap universe of approximately 2,000 of the smallest U.S. companies selected from a broader set of 3,000 companies. The Fund and the Index are rebalanced and reconstituted quarterly. Effective on or about Oct. 4, 2013, the name of the Fund changed from PowerShares DWA SmallCap Technical Leaders to PowerShares DWA SmallCap Momentum Portfolio.

Grade (RS Rating)

Last Trade

$92.34

Average Daily Volume

31,814

Number of Holdings ^*

182

* may have additional holdings in another (foreign) market

Performance

Period	SMIZ	DWAS
30 Days	0.53%	-0.06%
60 Days	7.15%	6.77%
90 Days	10.93%	10.10%
12 Months	32.33%	28.36%

17 Overlapping Holdings

Symbol	Grade	Weight in SMIZ	Weight in DWAS	Overlap
ADMA	B	0.83%	1.32%	0.83%
BMI	C	0.63%	0.54%	0.54%
COOP	C	0.28%	1.07%	0.28%
CRS	B	0.34%	0.81%	0.34%
DFH	F	0.21%	0.33%	0.21%
GRBK	D	0.39%	0.84%	0.39%
ICFI	A	0.53%	0.42%	0.42%
KBH	C	0.38%	0.34%	0.34%
KRYS	D	0.39%	0.51%	0.39%
MATX	A	0.46%	0.45%	0.45%
MHO	C	0.49%	0.39%	0.39%
MTG	D	0.28%	0.37%	0.28%
NRIM	D	0.63%	0.35%	0.35%
RDFN	C	0.39%	0.3%	0.3%
RYAN	B	0.9%	0.4%	0.4%
SLVM	A	1.13%	0.44%	0.44%
WEAV	B	0.49%	0.45%	0.45%

SMIZ Overweight 185 Positions Relative to DWAS

Symbol	Grade	Weight
EME	A	1.58%
BRBR	A	1.14%
PRA	B	1.05%
ENR	A	1.05%
NTRS	B	1.04%
MCY	B	1.02%
KW	C	0.99%
PODD	A	0.98%
ANET	A	0.97%
NTAP	D	0.96%
DDOG	A	0.95%
COFS	B	0.94%
PRM	A	0.93%
MUSA	C	0.9%
SNV	B	0.88%
FISI	D	0.87%
CBSH	A	0.87%
ALX	D	0.86%
CEG	C	0.84%
LRN	A	0.82%
TROW	A	0.81%
FLS	A	0.81%
ICUI	C	0.81%
TOL	D	0.8%
GWRE	B	0.8%
FULT	C	0.79%
LNG	A	0.79%
NPAB	F	0.78%
WMB	A	0.78%
TMHC	A	0.74%
MCK	C	0.73%
ZUO	A	0.72%
CBAN	D	0.7%
MEDP	F	0.69%
AYI	A	0.69%
NI	A	0.69%
HHH	B	0.68%
AXTA	A	0.68%
VECO	F	0.67%
PK	D	0.67%
OHI	B	0.66%
CINF	B	0.62%
RMBS	C	0.62%
CHCO	C	0.61%
IBKR	A	0.61%
IR	C	0.61%
WTS	F	0.6%
ALRS	F	0.6%
RCL	A	0.6%
VMI	A	0.6%
ARVN	C	0.6%
EIX	D	0.59%
GLW	B	0.59%
HUBB	B	0.59%
HIG	D	0.58%
ANF	F	0.58%
YEXT	A	0.58%
BSRR	D	0.58%
KREF	B	0.58%
TTWO	A	0.57%
WING	F	0.57%
PHM	D	0.57%
HQY	B	0.56%
APH	B	0.55%
FIX	B	0.54%
SOFI	A	0.54%
IRDM	A	0.53%
BAH	A	0.53%
VST	B	0.53%
FLR	B	0.53%
ALTR	B	0.53%
JHG	A	0.52%
RMD	B	0.52%
BMRC	B	0.51%
AOSL	D	0.5%
NCLH	A	0.5%
ZBRA	A	0.48%
JANX	A	0.48%
UAL	A	0.47%
HY	D	0.47%
PRI	B	0.47%
LDOS	A	0.46%
SIRI	D	0.46%
MASI	A	0.45%
SPT	F	0.45%
UNM	A	0.45%
ALKS	D	0.44%
WAB	A	0.44%
CHRW	C	0.44%
TWLO	A	0.43%
CMTG	F	0.43%
ITT	C	0.43%
DUOL	A	0.41%
AGNC	D	0.41%
TXT	F	0.41%
HOLX	A	0.4%
TAP	B	0.4%
EXPD	D	0.4%
GTLB	A	0.39%
CSL	D	0.39%
HCAT	D	0.39%
ILMN	A	0.39%
NWPX	A	0.38%
COIN	C	0.38%
CBOE	B	0.38%
BTU	A	0.37%
TSN	D	0.37%
APPF	D	0.36%
ACGL	F	0.36%
GAP	C	0.36%
DRI	C	0.36%
POWL	A	0.35%
ROST	F	0.35%
CARG	B	0.35%
SPSC	F	0.35%
URBN	D	0.34%
OMC	A	0.34%
OKTA	D	0.34%
KKR	B	0.34%
CCS	D	0.34%
THC	B	0.33%
UIS	A	0.32%
PCVX	D	0.32%
VCYT	A	0.32%
LHX	A	0.31%
MGM	D	0.31%
WMS	C	0.31%
FSLY	D	0.3%
DOCU	B	0.3%
FTNT	B	0.3%
HRB	C	0.29%
QLYS	D	0.29%
UHS	D	0.29%
OPCH	F	0.29%
EPC	F	0.28%
HSTM	A	0.28%
ALLO	D	0.28%
EXAS	A	0.28%
RBB	D	0.27%
HL	C	0.27%
HAE	F	0.27%
TMDX	F	0.27%
INSP	D	0.27%
UI	A	0.26%
RIOT	C	0.25%
EVTC	D	0.25%
NYT	C	0.25%
IRM	B	0.25%
SN	C	0.23%
STNE	D	0.23%
AZEK	C	0.23%
EVER	F	0.23%
GNTY	D	0.23%
PARR	F	0.22%
BRO	A	0.21%
KMPR	B	0.21%
WASH	B	0.21%
POST	D	0.2%
ZM	A	0.2%
AIZ	D	0.2%
CPF	C	0.18%
BMRN	F	0.18%
CWCO	F	0.17%
AXS	B	0.17%
PHR	F	0.16%
HRTX	F	0.15%
AFL	D	0.15%
AEO	F	0.15%
STKS	F	0.13%
COUR	F	0.12%
RUN	C	0.11%
EXPE	A	0.01%
INDB	B	0.01%
HCC	A	0.01%
SPOT	B	0.01%
CMG	D	0.01%
NFG	C	0.01%
AIT	A	0.01%
SKX	D	0.0%
HPP	F	0.0%
ULTA	C	0.0%
AME	A	0.0%
HLT	B	0.0%
LULU	C	0.0%
MTDR	C	0.0%

SMIZ Underweight 165 Positions Relative to DWAS

Symbol	Grade	Weight
MOD	C	-1.54%
LMB	C	-1.41%
STRL	B	-1.39%
NUVL	D	-1.1%
KNTK	B	-1.03%
COMM	B	-0.9%
UFPT	C	-0.9%
DFIN	F	-0.88%
BELFB	C	-0.88%
SFM	A	-0.86%
RNA	A	-0.85%
CVNA	A	-0.83%
CSWI	B	-0.81%
AMSC	A	-0.81%
OSCR	C	-0.78%
HRTG	D	-0.74%
RXST	D	-0.73%
USAP	A	-0.72%
NBN	A	-0.67%
AMRX	D	-0.65%
GPI	B	-0.64%
VCTR	B	-0.63%
ZETA	C	-0.62%
USLM	A	-0.62%
CECO	F	-0.62%
ATI	F	-0.6%
BYRN	C	-0.59%
MLI	A	-0.58%
PCT	B	-0.58%
SKYW	A	-0.57%
HROW	C	-0.54%
ENVA	A	-0.54%
AGX	A	-0.53%
NRIX	B	-0.49%
AROC	D	-0.49%
HWKN	D	-0.49%
OCUL	B	-0.49%
TDS	B	-0.49%
IMNM	F	-0.48%
JXN	B	-0.48%
TREE	D	-0.47%
GVA	A	-0.47%
AVAV	B	-0.47%
TPC	B	-0.47%
SKT	B	-0.47%
APLT	A	-0.47%
ALSN	A	-0.46%
RUSHA	A	-0.46%
CORT	A	-0.46%
CCB	A	-0.46%
SERA	C	-0.46%
RDW	B	-0.46%
WLDN	B	-0.45%
TRAK	B	-0.45%
TVTX	A	-0.45%
VSEC	B	-0.45%
KTB	A	-0.45%
BVS	A	-0.45%
CNX	B	-0.44%
PIPR	B	-0.44%
VERX	A	-0.44%
ALKT	B	-0.44%
PAY	B	-0.43%
NECB	B	-0.43%
PRCT	A	-0.42%
ALHC	A	-0.42%
QTWO	A	-0.42%
IDCC	A	-0.42%
SKY	C	-0.42%
AQST	B	-0.42%
FSS	F	-0.42%
MMSI	B	-0.41%
PRIM	A	-0.41%
VNO	B	-0.41%
CRVL	D	-0.41%
MLR	A	-0.41%
SNEX	A	-0.41%
ROAD	B	-0.41%
GKOS	B	-0.41%
OFG	C	-0.41%
APOG	A	-0.41%
CASH	B	-0.4%
BDC	B	-0.4%
LPX	C	-0.4%
ESQ	A	-0.4%
CRNX	B	-0.4%
RDNT	B	-0.4%
BSIG	A	-0.4%
COGT	B	-0.4%
HURN	A	-0.4%
SLG	B	-0.4%
R	A	-0.39%
TGTX	B	-0.39%
MEC	A	-0.39%
AMAL	B	-0.39%
PBI	A	-0.39%
SXI	A	-0.39%
WT	B	-0.39%
INSM	D	-0.39%
SWIM	C	-0.39%
UTI	B	-0.39%
CVLT	B	-0.39%
RSI	A	-0.39%
NMRK	C	-0.38%
LMAT	B	-0.38%
AXGN	A	-0.38%
AXSM	D	-0.38%
INBK	C	-0.38%
PI	C	-0.38%
AUR	B	-0.38%
IGMS	B	-0.38%
PTGX	B	-0.38%
DSGR	C	-0.38%
PRDO	B	-0.38%
KYMR	B	-0.38%
GOLF	D	-0.37%
RYAM	B	-0.37%
AGYS	D	-0.37%
SMTC	B	-0.37%
BBSI	B	-0.37%
BGC	A	-0.37%
FRPT	B	-0.37%
MAX	D	-0.37%
THRD	C	-0.37%
CBT	A	-0.37%
AGM	F	-0.37%
TBBK	D	-0.36%
PNTG	D	-0.36%
MOG.A	B	-0.36%
CDE	C	-0.36%
SPNT	D	-0.36%
NGVC	B	-0.36%
HBB	F	-0.36%
REVG	C	-0.36%
GIII	C	-0.36%
DY	D	-0.35%
KEX	D	-0.35%
CXT	F	-0.35%
BKD	D	-0.35%
VRNS	D	-0.35%
PHAT	A	-0.35%
FBP	D	-0.35%
CVCO	B	-0.35%
TPH	D	-0.34%
PLUS	D	-0.34%
TWST	D	-0.34%
SAVA	D	-0.34%
ALDX	D	-0.34%
RYTM	B	-0.34%
NPO	F	-0.34%
PATK	F	-0.33%
PLCE	B	-0.33%
ACVA	F	-0.32%
RKT	D	-0.32%
GCI	C	-0.32%
ATRO	D	-0.32%
AVAH	D	-0.32%
MBIN	F	-0.31%
CDMO	C	-0.31%
MG	F	-0.3%
BOOT	D	-0.29%
UWMC	F	-0.29%
LSEA	C	-0.29%
TNDM	D	-0.27%
NOVA	F	-0.21%