RZG vs. FYC ETF Comparison

Comparison of Guggenheim S&P Smallcap 600 Pure Growth ETF (RZG) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

RZG

Guggenheim S&P Smallcap 600 Pure Growth ETF

RZG Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Growth Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong growth characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$54.69

Average Daily Volume

5,569

Number of Holdings ^*

130

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

Performance

Period	RZG	FYC
30 Days	10.08%	11.90%
60 Days	6.58%	12.40%
90 Days	6.55%	15.20%
12 Months	34.08%	46.68%

43 Overlapping Holdings

Symbol	Grade	Weight in RZG	Weight in FYC	Overlap
ADMA	B	1.27%	0.6%	0.6%
AGYS	A	0.55%	0.26%	0.26%
AMPH	D	0.57%	0.33%	0.33%
ANIP	F	0.59%	0.24%	0.24%
ARLO	C	0.4%	0.11%	0.11%
AROC	B	0.43%	0.27%	0.27%
ASTH	D	0.37%	0.43%	0.37%
ATGE	B	0.93%	0.67%	0.67%
AZZ	B	0.81%	0.36%	0.36%
CALM	A	1.1%	0.58%	0.58%
CARG	C	1.26%	0.42%	0.42%
CARS	B	0.72%	0.13%	0.13%
CCOI	B	0.47%	0.49%	0.47%
CEIX	A	1.25%	0.28%	0.28%
CNK	B	1.86%	0.68%	0.68%
COLL	F	0.56%	0.37%	0.37%
CPRX	C	0.77%	0.52%	0.52%
FBP	B	0.86%	0.47%	0.47%
FTDR	A	0.67%	0.69%	0.67%
GSHD	A	1.31%	0.64%	0.64%
HLX	B	0.69%	0.22%	0.22%
HWKN	B	1.48%	0.58%	0.58%
IDCC	A	1.25%	0.76%	0.76%
JOE	F	0.9%	0.1%	0.1%
LPG	F	0.65%	0.09%	0.09%
LRN	A	1.0%	0.7%	0.7%
NEO	C	0.28%	0.26%	0.26%
OII	B	0.69%	0.39%	0.39%
OSIS	B	0.37%	0.35%	0.35%
PLAY	D	0.59%	0.13%	0.13%
PLMR	B	0.82%	0.53%	0.53%
POWL	C	1.51%	0.81%	0.81%
PRGS	A	0.32%	0.48%	0.32%
SHAK	C	1.14%	0.42%	0.42%
SXI	B	0.46%	0.26%	0.26%
TBBK	B	1.01%	0.6%	0.6%
TGTX	B	1.92%	0.79%	0.79%
TNC	D	0.31%	0.11%	0.11%
UFPT	B	1.62%	0.47%	0.47%
VECO	F	0.51%	0.1%	0.1%
WDFC	B	0.36%	0.26%	0.26%
WT	B	0.66%	0.4%	0.4%
YELP	C	0.48%	0.12%	0.12%

RZG Overweight 87 Positions Relative to FYC

Symbol	Grade	Weight
PRG	C	1.77%
GPI	A	1.46%
CSWI	A	1.44%
SPNT	A	1.36%
GRBK	D	1.35%
CRS	A	1.26%
MATX	C	1.22%
CVCO	A	1.2%
BOOT	D	1.2%
NOG	A	1.18%
HCC	B	1.17%
PATK	D	1.1%
MLI	C	0.99%
IBP	D	0.99%
CASH	A	0.96%
GMS	B	0.96%
MARA	C	0.94%
IPAR	B	0.94%
VVI	C	0.91%
AMR	C	0.9%
VCEL	B	0.89%
HCI	C	0.88%
VRRM	D	0.87%
MHO	D	0.87%
RWT	D	0.86%
AMBC	C	0.85%
CUBI	C	0.84%
RDNT	B	0.83%
LBRT	D	0.8%
ARCB	C	0.79%
REX	D	0.78%
CRVL	A	0.77%
MTH	D	0.77%
AVAV	D	0.74%
CRC	B	0.73%
OFG	B	0.7%
BMI	B	0.68%
SHO	C	0.67%
URBN	C	0.67%
DVAX	C	0.65%
ACLS	F	0.65%
SIG	B	0.64%
EXPI	C	0.64%
GKOS	B	0.64%
ATI	D	0.64%
PFBC	B	0.63%
DRH	B	0.63%
FSS	B	0.63%
BCC	B	0.62%
MOG.A	B	0.6%
MGY	A	0.6%
MTRN	C	0.6%
TMDX	F	0.6%
LQDT	B	0.59%
ROCK	C	0.59%
OTTR	C	0.58%
EFC	C	0.57%
SPSC	C	0.56%
MYRG	B	0.55%
TFIN	A	0.53%
MCRI	A	0.53%
SM	B	0.52%
RAMP	C	0.49%
PARR	D	0.48%
TDW	F	0.47%
ITGR	B	0.45%
AWI	A	0.44%
KTB	B	0.44%
GES	F	0.44%
FELE	B	0.43%
WRLD	C	0.43%
TRIP	F	0.42%
RES	D	0.42%
SHOO	D	0.41%
DV	C	0.4%
MSGS	A	0.39%
OXM	D	0.38%
AEO	F	0.36%
APLE	B	0.35%
ALG	B	0.33%
XPEL	C	0.32%
PGNY	F	0.3%
DFIN	D	0.29%
PDFS	C	0.27%
PRVA	B	0.25%
CNMD	C	0.18%
JACK	D	0.14%

RZG Underweight 197 Positions Relative to FYC

Symbol	Grade	Weight
RKLB	B	-1.06%
EAT	A	-0.91%
PAYO	A	-0.82%
PRIM	A	-0.81%
IESC	B	-0.79%
ROAD	A	-0.76%
STRL	B	-0.75%
WWW	B	-0.75%
TRUP	B	-0.74%
QCRH	A	-0.73%
ENVA	B	-0.72%
GVA	A	-0.72%
WULF	C	-0.71%
PJT	A	-0.71%
DOCS	C	-0.71%
STEP	B	-0.69%
USLM	A	-0.69%
MCY	A	-0.69%
ACLX	C	-0.68%
RYTM	C	-0.68%
LMND	B	-0.67%
ALHC	C	-0.65%
VCYT	B	-0.65%
PRCT	B	-0.64%
TRN	C	-0.64%
AMRX	C	-0.64%
REVG	B	-0.63%
SKYW	B	-0.62%
PBI	B	-0.61%
HNI	B	-0.61%
PTON	B	-0.6%
NHC	C	-0.6%
CHEF	A	-0.59%
DSGR	D	-0.59%
AGIO	C	-0.59%
KYMR	D	-0.58%
SKWD	A	-0.58%
SLVM	B	-0.58%
MIRM	B	-0.57%
SGBX	F	-0.57%
INTA	A	-0.57%
SYBT	B	-0.57%
DORM	B	-0.57%
CWAN	B	-0.57%
ALKT	B	-0.56%
VCTR	B	-0.55%
NBHC	B	-0.55%
PRK	B	-0.55%
JANX	C	-0.54%
MWA	B	-0.54%
PRM	C	-0.54%
CDE	D	-0.54%
OSW	A	-0.54%
PTGX	C	-0.54%
PTCT	B	-0.54%
CHWY	B	-0.53%
SATS	D	-0.53%
MNKD	C	-0.53%
LMAT	A	-0.52%
TGLS	B	-0.51%
CRAI	B	-0.51%
NPAB	B	-0.49%
LFST	C	-0.49%
SMTC	B	-0.49%
SABR	C	-0.48%
AORT	B	-0.48%
YOU	D	-0.48%
OUT	A	-0.48%
BCRX	D	-0.47%
LITE	B	-0.47%
CENX	B	-0.46%
VERX	B	-0.45%
WTTR	B	-0.43%
MBIN	D	-0.43%
NMIH	D	-0.43%
OSCR	D	-0.43%
APOG	B	-0.42%
SITM	B	-0.42%
CAKE	C	-0.42%
NRIX	D	-0.42%
MGNI	A	-0.42%
RNG	B	-0.41%
BANF	B	-0.41%
GABC	B	-0.41%
CIFR	B	-0.4%
BGC	C	-0.4%
SEMR	B	-0.4%
VITL	D	-0.39%
GFF	A	-0.39%
GERN	D	-0.39%
CHCO	B	-0.39%
HRMY	D	-0.39%
HURN	B	-0.39%
UE	C	-0.38%
KTOS	B	-0.38%
ESE	B	-0.38%
BLBD	D	-0.38%
KN	B	-0.36%
AAT	B	-0.36%
BRC	D	-0.34%
ICFI	F	-0.33%
DOCN	D	-0.33%
ESRT	C	-0.33%
IOVA	F	-0.32%
PMT	D	-0.32%
ADUS	D	-0.32%
NHI	D	-0.32%
FLNC	C	-0.32%
CWT	D	-0.32%
ASPN	F	-0.32%
NSA	D	-0.31%
WRBY	B	-0.31%
HLIT	D	-0.3%
KNTK	B	-0.3%
TWST	D	-0.3%
BLFS	C	-0.3%
HEES	B	-0.29%
LGND	B	-0.28%
BKD	D	-0.28%
MGEE	C	-0.28%
DRVN	B	-0.28%
TNL	A	-0.28%
IIPR	D	-0.27%
LKFN	B	-0.27%
OCUL	D	-0.27%
EPAC	B	-0.27%
SKT	B	-0.26%
BANC	A	-0.26%
AGM	C	-0.26%
SWI	B	-0.25%
MAC	B	-0.25%
ARQT	C	-0.25%
CDP	C	-0.24%
TNDM	F	-0.24%
UMH	C	-0.24%
IAS	C	-0.24%
CPK	A	-0.24%
NXRT	B	-0.24%
FCPT	C	-0.23%
GTX	D	-0.23%
JJSF	B	-0.23%
SXT	B	-0.23%
DNLI	D	-0.23%
KW	B	-0.23%
CMPR	D	-0.23%
SCS	C	-0.23%
GTY	B	-0.23%
ACVA	B	-0.23%
EPR	D	-0.22%
PHR	F	-0.22%
AESI	B	-0.22%
AIV	C	-0.22%
ELME	D	-0.22%
CDRE	D	-0.21%
HUMA	F	-0.21%
RXST	F	-0.21%
EVH	F	-0.21%
ALX	D	-0.21%
NVAX	F	-0.2%
MYGN	F	-0.2%
SOUN	C	-0.17%
TGI	B	-0.16%
MIR	A	-0.16%
ARDX	F	-0.16%
PAR	B	-0.16%
CBZ	B	-0.14%
SMPL	B	-0.13%
BEAM	D	-0.13%
CLB	B	-0.13%
BL	B	-0.13%
APPN	B	-0.13%
APAM	B	-0.13%
MLNK	B	-0.13%
ACAD	D	-0.13%
CTS	C	-0.13%
WABC	B	-0.13%
FBRT	C	-0.12%
THR	B	-0.12%
AMC	C	-0.12%
AWR	B	-0.12%
LTC	B	-0.12%
STRA	C	-0.12%
TR	B	-0.12%
WEN	D	-0.12%
PZZA	D	-0.11%
NSSC	D	-0.11%
RRR	D	-0.11%
FOLD	F	-0.11%
ENVX	F	-0.11%
BXMT	C	-0.11%
IRDM	D	-0.11%
GNL	F	-0.1%
AZTA	D	-0.1%
JAMF	F	-0.1%
CLDX	F	-0.09%
XPRO	F	-0.09%
RLAY	F	-0.09%