ROBT vs. FTA ETF Comparison

Comparison of First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

ROBT

First Trust Nasdaq Artificial Intelligence and Robotics ETF

ROBT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq CTA Artificial Intelligence and Robotics IndexSM (the "index"). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks and depositary receipts that comprise the index. The index is designed to track the performance of companies engaged in the artificial intelligence ("AI") and robotics segments of the technology, industrial and other economic sectors. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$47.69

Average Daily Volume

48,425

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.49

Average Daily Volume

40,498

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	ROBT	FTA
30 Days	9.83%	6.28%
60 Days	8.34%	6.56%
90 Days	11.06%	7.73%
12 Months	14.69%	27.44%

6 Overlapping Holdings

Symbol	Grade	Weight in ROBT	Weight in FTA	Overlap
AKAM	F	0.34%	0.45%	0.34%
APTV	F	0.29%	0.66%	0.29%
DE	B	0.41%	0.48%	0.41%
INTC	C	0.43%	0.75%	0.43%
JNJ	D	0.36%	0.33%	0.33%
MDT	D	0.37%	0.16%	0.16%

ROBT Overweight 61 Positions Relative to FTA

Symbol	Grade	Weight
PLTR	B	3.27%
UPST	B	2.75%
AI	B	2.3%
PEGA	A	2.03%
NOW	B	1.98%
S	B	1.9%
CDNS	B	1.87%
APPN	C	1.85%
PRO	C	1.85%
PANW	C	1.8%
META	D	1.8%
ANSS	B	1.77%
SNPS	B	1.73%
OII	B	1.72%
DT	C	1.67%
PATH	C	1.66%
ILMN	C	1.66%
AMBA	A	1.64%
NICE	C	1.63%
WDAY	C	1.63%
AVAV	D	1.61%
GNTX	C	1.56%
LAZR	F	1.23%
DDD	C	0.92%
JBT	B	0.84%
PRLB	B	0.81%
NVDA	C	0.78%
AMZN	C	0.72%
ZBRA	A	0.71%
TSM	C	0.7%
ISRG	C	0.7%
GOOGL	C	0.68%
MU	D	0.65%
ROK	B	0.65%
MSFT	D	0.63%
TSLA	B	0.62%
CGNX	C	0.61%
ABBV	D	0.61%
AMD	F	0.59%
QCOM	F	0.56%
NXPI	D	0.55%
JD	D	0.51%
CRM	B	0.5%
KLAC	F	0.48%
EMR	A	0.48%
TER	F	0.48%
ADSK	B	0.47%
GXO	B	0.46%
NIO	F	0.45%
KTOS	B	0.43%
IBM	C	0.42%
SYK	C	0.42%
ANET	C	0.42%
BABA	D	0.41%
PTC	A	0.41%
BIDU	F	0.4%
SONY	B	0.39%
AAPL	B	0.39%
OMCL	C	0.37%
NOC	D	0.37%
ADBE	C	0.34%

ROBT Underweight 180 Positions Relative to FTA

Symbol	Grade	Weight
UAL	B	-1.4%
SYF	A	-1.14%
GM	B	-1.13%
DAL	B	-1.12%
PCAR	B	-1.02%
FOXA	C	-0.98%
EOG	C	-0.97%
TROW	A	-0.97%
STLD	B	-0.96%
CVX	B	-0.96%
CINF	A	-0.96%
RS	B	-0.94%
COP	D	-0.94%
CTRA	B	-0.93%
HPE	B	-0.92%
F	C	-0.92%
AIG	B	-0.91%
HAL	C	-0.91%
VLO	C	-0.91%
CMCSA	C	-0.91%
XOM	C	-0.9%
WFC	A	-0.9%
T	A	-0.89%
DVN	F	-0.88%
PSX	C	-0.87%
TOL	A	-0.87%
COF	B	-0.86%
OXY	F	-0.86%
KMI	B	-0.85%
MPC	F	-0.85%
NUE	D	-0.85%
HBAN	B	-0.84%
EG	C	-0.82%
EQT	B	-0.82%
LNG	B	-0.82%
CFG	B	-0.8%
BG	F	-0.8%
PHM	C	-0.79%
LEN	C	-0.79%
OC	B	-0.78%
ETR	B	-0.78%
CVS	D	-0.77%
ADM	F	-0.77%
LYB	F	-0.76%
SRE	A	-0.76%
VTRS	B	-0.76%
C	A	-0.76%
FDX	B	-0.75%
CRBG	B	-0.74%
L	B	-0.74%
XEL	A	-0.74%
FANG	F	-0.74%
SLB	C	-0.73%
ATO	A	-0.73%
CTSH	B	-0.73%
CNP	A	-0.72%
AEE	A	-0.72%
KR	A	-0.72%
ZBH	C	-0.71%
ALLY	C	-0.71%
CB	D	-0.7%
CF	B	-0.7%
HIG	B	-0.69%
EXC	D	-0.66%
ON	C	-0.65%
MS	B	-0.65%
VZ	B	-0.64%
DG	F	-0.64%
ED	D	-0.64%
SNA	A	-0.63%
CHTR	C	-0.62%
BKR	C	-0.61%
MTB	B	-0.61%
SWKS	F	-0.6%
IP	B	-0.6%
DHI	D	-0.6%
BAC	A	-0.59%
RF	B	-0.58%
FITB	B	-0.57%
TDY	B	-0.56%
LUV	B	-0.56%
TRV	B	-0.56%
USB	A	-0.56%
STT	A	-0.55%
CNC	F	-0.55%
NI	A	-0.53%
DGX	B	-0.52%
PPL	B	-0.51%
TXT	D	-0.5%
D	C	-0.5%
LNT	A	-0.5%
AFL	B	-0.5%
EQR	B	-0.5%
ULTA	F	-0.5%
TGT	F	-0.5%
EBAY	C	-0.49%
HRL	D	-0.49%
DUK	C	-0.49%
SYY	C	-0.49%
DTE	C	-0.48%
CE	F	-0.48%
BLDR	C	-0.48%
AEP	D	-0.47%
STX	D	-0.46%
RJF	A	-0.46%
KHC	D	-0.46%
BBY	D	-0.45%
BIIB	F	-0.44%
OKE	C	-0.42%
ZM	B	-0.42%
DOW	F	-0.42%
DIS	B	-0.4%
KEY	A	-0.4%
PNC	A	-0.39%
JBHT	C	-0.38%
TSN	B	-0.38%
CSCO	A	-0.38%
NWSA	B	-0.38%
PKG	B	-0.38%
RGA	A	-0.37%
KIM	A	-0.37%
HPQ	B	-0.36%
DRI	B	-0.36%
CSX	B	-0.36%
PRU	A	-0.36%
WEC	A	-0.35%
SSNC	A	-0.35%
CMS	C	-0.34%
FNF	B	-0.34%
NVR	D	-0.33%
DOC	C	-0.33%
CARR	C	-0.33%
PPG	D	-0.33%
HSY	F	-0.33%
EIX	A	-0.33%
ARE	D	-0.32%
FE	D	-0.32%
GIS	D	-0.31%
GPC	D	-0.31%
MOH	F	-0.31%
KDP	D	-0.31%
HUM	C	-0.31%
WLK	D	-0.3%
ELV	F	-0.27%
PYPL	A	-0.19%
CMI	A	-0.19%
ODFL	B	-0.19%
ACN	B	-0.18%
LHX	C	-0.18%
WRB	A	-0.18%
APD	A	-0.18%
LH	B	-0.18%
IEX	B	-0.18%
J	F	-0.18%
KEYS	B	-0.17%
GD	F	-0.17%
PEP	F	-0.17%
UPS	C	-0.17%
NDSN	B	-0.17%
CTVA	B	-0.17%
MAA	B	-0.17%
LOW	C	-0.17%
HD	A	-0.17%
PFG	C	-0.17%
OMC	C	-0.17%
CLX	C	-0.17%
SBUX	B	-0.17%
CPB	D	-0.16%
WY	D	-0.16%
EXPD	C	-0.16%
LMT	D	-0.16%
DD	D	-0.16%
CI	D	-0.16%
MAS	C	-0.16%
HOLX	D	-0.16%
FTV	B	-0.16%
NKE	F	-0.15%
MDLZ	F	-0.15%
AWK	D	-0.15%
CAG	D	-0.14%

ROBT: Top Represented Industries & Keywords

Industries: Software - Application Semiconductors Diversified Industrials Software - Infrastructure Auto Parts Internet Content & Information Semiconductor Equipment & Materials Specialty Retail Aerospace & Defense Auto Manufacturers Computer Systems Consumer Electronics Drug Manufacturers - Major Information Technology Services Medical Devices Credit Services Diagnostics & Research Farm & Construction Equipment Health Information Services Medical Instruments & Supplies