QQQI vs. RAFE ETF Comparison

Comparison of NEOS Nasdaq 100 High Income ETF (QQQI) to PIMCO RAFI ESG U.S. ETF (RAFE)

QQQI

NEOS Nasdaq 100 High Income ETF

QQQI Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing in a portfolio of stocks that make up the Nasdaq-100® Index and a call options strategy, that consists of written (sold) call options on the Nasdaq-100® Index. Under normal circumstances, at least 80% of the fund"s net assets, plus borrowings for investment purposes, will be invested in securities, or derivative instruments linked to securities, of companies that are included in the reference index.

Grade (RS Rating)

Last Trade

$52.08

Average Daily Volume

231,302

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.82

Average Daily Volume

12,485

Number of Holdings ^*

238

* may have additional holdings in another (foreign) market

Performance

Period	QQQI	RAFE
30 Days	3.32%	1.92%
60 Days	4.75%	3.06%
90 Days	6.05%	4.90%
12 Months		24.12%

45 Overlapping Holdings

Symbol	Grade	Weight in QQQI	Weight in RAFE	Overlap
AAPL	C	8.58%	6.52%	6.52%
ADBE	C	1.56%	0.63%	0.63%
ADI	D	0.7%	0.37%	0.37%
ADP	B	0.83%	0.45%	0.45%
AMAT	F	1.04%	0.81%	0.81%
AMD	F	1.41%	0.06%	0.06%
AMGN	D	1.04%	1.08%	1.04%
AVGO	D	4.85%	1.26%	1.26%
BIIB	F	0.14%	0.27%	0.14%
CDNS	B	0.55%	0.13%	0.13%
CDW	F	0.16%	0.09%	0.09%
CMCSA	B	1.07%	1.55%	1.07%
CSCO	B	1.51%	2.94%	1.51%
CTSH	B	0.28%	0.18%	0.18%
EA	A	0.3%	0.31%	0.3%
FAST	B	0.33%	0.13%	0.13%
GEHC	F	0.26%	0.27%	0.26%
GILD	C	0.79%	0.99%	0.79%
ILMN	D	0.15%	0.08%	0.08%
INTC	D	0.73%	2.85%	0.73%
ISRG	A	1.28%	0.14%	0.14%
KDP	D	0.32%	0.14%	0.14%
KHC	F	0.27%	0.2%	0.2%
KLAC	D	0.56%	0.21%	0.21%
LIN	D	1.33%	1.12%	1.12%
LRCX	F	0.6%	0.5%	0.5%
MAR	B	0.56%	0.28%	0.28%
MCHP	D	0.24%	0.06%	0.06%
MDLZ	F	0.61%	0.29%	0.29%
META	D	5.03%	1.2%	1.2%
MRVL	B	0.56%	0.13%	0.13%
MSFT	F	7.71%	5.72%	5.72%
MU	D	0.7%	0.95%	0.7%
NFLX	A	2.3%	0.09%	0.09%
NVDA	C	8.91%	1.12%	1.12%
ON	D	0.2%	0.1%	0.1%
ORLY	B	0.38%	0.05%	0.05%
PAYX	C	0.35%	0.11%	0.11%
PEP	F	1.54%	0.28%	0.28%
PYPL	B	0.62%	0.62%	0.62%
QCOM	F	1.15%	1.6%	1.15%
SNPS	B	0.48%	0.08%	0.08%
TMUS	B	1.9%	0.46%	0.46%
TSLA	B	3.68%	0.49%	0.49%
TXN	C	1.27%	0.83%	0.83%

QQQI Overweight 56 Positions Relative to RAFE

Symbol	Grade	Weight
AMZN	C	5.13%
COST	B	2.71%
GOOGL	C	2.6%
GOOG	C	2.51%
INTU	C	1.27%
HON	B	0.98%
PANW	C	0.86%
VRTX	F	0.79%
SBUX	A	0.79%
BKNG	A	0.6%
REGN	F	0.54%
PDD	F	0.52%
FTNT	C	0.49%
CEG	D	0.49%
CRWD	B	0.49%
CSX	B	0.48%
CTAS	B	0.46%
DASH	A	0.45%
ADSK	A	0.44%
PCAR	B	0.42%
MNST	C	0.4%
ROP	B	0.39%
WDAY	B	0.39%
TTD	B	0.39%
CPRT	A	0.38%
ABNB	C	0.37%
NXPI	D	0.36%
ROST	C	0.34%
CHTR	C	0.34%
ASML	F	0.34%
AEP	D	0.33%
ODFL	B	0.32%
BKR	B	0.3%
EXC	C	0.26%
DDOG	A	0.26%
TEAM	A	0.26%
VRSK	A	0.25%
AZN	D	0.25%
XEL	A	0.25%
LULU	C	0.23%
MELI	D	0.23%
CCEP	C	0.23%
CSGP	D	0.21%
IDXX	F	0.21%
DXCM	D	0.19%
TTWO	A	0.19%
FANG	D	0.19%
ZS	C	0.18%
GFS	C	0.17%
WBD	C	0.17%
ANSS	B	0.17%
MRNA	F	0.1%
MDB	C	0.09%
DLTR	F	0.09%
ARM	D	0.06%
SMCI	F	0.01%

QQQI Underweight 193 Positions Relative to RAFE

Symbol	Grade	Weight
JPM	A	-4.09%
C	A	-3.25%
JNJ	D	-3.18%
PG	A	-2.84%
WFC	A	-2.82%
T	A	-2.41%
PFE	D	-2.32%
GM	B	-2.16%
BMY	B	-1.97%
IBM	C	-1.81%
HD	A	-1.77%
VZ	C	-1.69%
MRK	F	-1.69%
ORCL	B	-1.68%
ABBV	D	-1.53%
CI	F	-1.3%
DIS	B	-1.2%
TGT	F	-1.18%
ABT	B	-1.18%
LOW	D	-1.14%
F	C	-1.14%
V	A	-1.09%
MMM	D	-1.07%
GS	A	-0.98%
KO	D	-0.98%
ACN	C	-0.97%
ELV	F	-0.89%
BAC	A	-0.86%
MA	C	-0.79%
HPQ	B	-0.72%
BLK	C	-0.71%
HPE	B	-0.7%
MET	A	-0.7%
LLY	F	-0.67%
AXP	A	-0.63%
DD	D	-0.59%
ALL	A	-0.58%
UNH	C	-0.58%
CRM	B	-0.58%
JCI	C	-0.55%
UPS	C	-0.54%
DE	A	-0.54%
PRU	A	-0.51%
BBY	D	-0.5%
DOW	F	-0.5%
TJX	A	-0.49%
NKE	D	-0.48%
NEM	D	-0.46%
DHR	F	-0.46%
FDX	B	-0.45%
WM	A	-0.44%
IP	B	-0.43%
MCK	B	-0.43%
APD	A	-0.42%
EBAY	D	-0.41%
HUM	C	-0.41%
CVS	D	-0.4%
WDC	D	-0.37%
CARR	D	-0.37%
CBRE	B	-0.37%
CL	D	-0.37%
FIS	C	-0.36%
WELL	A	-0.33%
ADM	D	-0.33%
GIS	D	-0.32%
BDX	F	-0.32%
ITW	B	-0.31%
KMB	D	-0.3%
NTAP	C	-0.29%
CAH	B	-0.29%
FI	A	-0.28%
HIG	B	-0.27%
CCI	D	-0.27%
STT	A	-0.26%
WY	D	-0.26%
ECL	D	-0.26%
EIX	B	-0.25%
PGR	A	-0.25%
AMP	A	-0.25%
SYY	B	-0.24%
EQIX	A	-0.24%
VTR	C	-0.23%
OC	A	-0.22%
MSI	B	-0.21%
LUMN	C	-0.21%
WHR	B	-0.21%
CMI	A	-0.21%
JLL	D	-0.21%
PFG	D	-0.2%
PARA	C	-0.2%
PPG	F	-0.2%
LH	C	-0.19%
JNPR	F	-0.19%
IRM	D	-0.19%
FOXA	B	-0.19%
MOS	F	-0.19%
AMT	D	-0.19%
BK	A	-0.19%
K	A	-0.18%
BAX	D	-0.18%
VFC	C	-0.18%
DVA	B	-0.17%
GWW	B	-0.17%
TPR	B	-0.16%
CF	B	-0.16%
AVB	B	-0.16%
BALL	D	-0.16%
MCO	B	-0.16%
EW	C	-0.16%
EQR	B	-0.16%
PKG	A	-0.15%
ARW	D	-0.15%
DG	F	-0.15%
HLT	A	-0.15%
SHW	A	-0.15%
A	D	-0.15%
AWK	D	-0.14%
OMC	C	-0.14%
KSS	F	-0.14%
ZTS	D	-0.14%
FITB	A	-0.13%
CNC	D	-0.13%
COR	B	-0.13%
DELL	C	-0.13%
OTIS	C	-0.12%
TROW	B	-0.12%
EL	F	-0.12%
SYK	C	-0.12%
IFF	D	-0.12%
HOLX	D	-0.11%
WAT	B	-0.11%
HST	C	-0.11%
TSCO	D	-0.11%
SWK	D	-0.11%
BSX	B	-0.11%
GAP	C	-0.11%
PVH	C	-0.11%
KEYS	A	-0.1%
SPGI	C	-0.1%
LKQ	D	-0.09%
WAB	B	-0.09%
SOLV	C	-0.09%
HCA	F	-0.09%
WBA	F	-0.09%
VTRS	A	-0.09%
AVT	C	-0.09%
SJM	D	-0.09%
USFD	A	-0.09%
TER	D	-0.09%
GPC	D	-0.08%
PLD	D	-0.08%
LNC	B	-0.08%
DOX	D	-0.08%
LEA	D	-0.08%
DXC	B	-0.07%
DGX	A	-0.07%
KIM	A	-0.07%
NDAQ	A	-0.07%
CHD	B	-0.07%
HUN	F	-0.07%
CAG	D	-0.07%
AKAM	D	-0.07%
TSN	B	-0.07%
MAA	B	-0.07%
NTRS	A	-0.07%
NWSA	B	-0.07%
DOV	A	-0.06%
KD	B	-0.06%
HSY	F	-0.06%
HSIC	B	-0.06%
EQH	B	-0.06%
GT	C	-0.06%
ESS	B	-0.05%
MHK	D	-0.05%
XRX	F	-0.05%
HAS	D	-0.05%
CTVA	C	-0.05%
FL	F	-0.05%
CPB	D	-0.05%
ROK	B	-0.05%
AAP	C	-0.04%
OGN	D	-0.04%
WU	D	-0.04%
GEN	B	-0.04%
AGCO	D	-0.04%
NWL	B	-0.04%
FLEX	A	-0.04%
RSG	A	-0.04%
MAN	D	-0.03%
M	D	-0.03%
O	D	-0.02%
ANET	C	-0.02%
HRL	D	-0.01%