FTHI vs. AUSF ETF Comparison

Comparison of First Trust High Income ETF (FTHI) to Global X Adaptive U.S. Factor ETF (AUSF)

FTHI

First Trust High Income ETF

FTHI Description

The investment seeks current income; capital appreciation is a secondary objective. The fund will pursue its objectives by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of writing (selling) U.S. exchange-traded covered call options on the Standard & Poor's 500(c) Index (the "index"). The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will write will be limited to U.S. exchange-traded securities and options. It is non-diversified.

Grade (RS Rating)

Last Trade

$23.68

Average Daily Volume

244,323

Number of Holdings ^*

165

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	FTHI	AUSF
30 Days	2.96%	4.22%
60 Days	3.94%	5.67%
90 Days	5.68%	7.18%
12 Months	18.62%	33.52%

47 Overlapping Holdings

Symbol	Grade	Weight in FTHI	Weight in AUSF	Overlap
AAPL	C	5.63%	0.1%	0.1%
ABBV	D	0.62%	0.14%	0.14%
ADP	B	0.33%	1.43%	0.33%
AJG	B	0.05%	0.07%	0.05%
AM	A	0.38%	0.52%	0.38%
AMGN	D	0.31%	0.07%	0.07%
ATR	B	0.25%	0.09%	0.09%
BDX	F	0.07%	0.08%	0.07%
BRK.A	B	1.73%	1.5%	1.5%
CL	D	0.05%	0.07%	0.05%
CME	A	0.37%	1.39%	0.37%
COST	B	0.83%	0.12%	0.12%
CVX	A	0.26%	0.09%	0.09%
DTM	B	0.46%	0.7%	0.46%
DUK	C	0.31%	0.1%	0.1%
GAP	C	0.27%	0.47%	0.27%
HON	B	0.31%	0.07%	0.07%
IBM	C	0.36%	1.37%	0.36%
INGR	B	0.64%	0.08%	0.08%
JXN	C	1.11%	0.5%	0.5%
KO	D	0.46%	1.03%	0.46%
KRC	C	0.31%	0.47%	0.31%
LIN	D	0.41%	1.35%	0.41%
LMT	D	0.26%	1.4%	0.26%
MA	C	0.88%	0.08%	0.08%
MDLZ	F	0.03%	0.07%	0.03%
MDT	D	0.45%	0.45%	0.45%
MMC	B	0.42%	1.42%	0.42%
MO	A	0.9%	0.65%	0.65%
MRK	F	0.49%	1.0%	0.49%
MSI	B	0.17%	0.09%	0.09%
OGN	D	0.13%	0.42%	0.13%
PEP	F	0.45%	0.66%	0.45%
PFE	D	0.1%	0.43%	0.1%
PG	A	0.79%	0.83%	0.79%
RTX	C	0.33%	1.4%	0.33%
SLG	B	1.44%	0.51%	0.51%
SO	D	0.2%	0.12%	0.12%
T	A	0.35%	1.9%	0.35%
TJX	A	0.32%	0.08%	0.08%
TMUS	B	0.3%	1.59%	0.3%
UMBF	B	0.43%	0.56%	0.43%
UNH	C	1.08%	0.08%	0.08%
V	A	1.01%	1.51%	1.01%
VZ	C	0.35%	1.83%	0.35%
WMT	A	0.69%	1.56%	0.69%
XOM	B	1.0%	0.08%	0.08%

FTHI Overweight 118 Positions Relative to AUSF

Symbol	Grade	Weight
NVDA	C	6.56%
MSFT	F	6.53%
AMZN	C	3.92%
META	D	2.55%
GOOGL	C	2.17%
GOOG	C	1.84%
AVGO	D	1.65%
BXMT	C	1.55%
JPM	A	1.41%
TSLA	B	1.36%
LLY	F	1.18%
CRNX	C	0.99%
CCEP	C	0.98%
VST	B	0.97%
UL	D	0.94%
HD	A	0.88%
LADR	B	0.87%
BRBR	A	0.77%
CALM	A	0.76%
NFLX	A	0.72%
CRM	B	0.65%
PTVE	B	0.64%
IDA	A	0.59%
BAC	A	0.56%
ALSN	B	0.53%
ORCL	B	0.53%
CCI	D	0.53%
WFC	A	0.49%
NVS	D	0.49%
EXP	A	0.48%
SLM	A	0.48%
BMY	B	0.48%
CVLT	B	0.48%
GILD	C	0.47%
IDCC	A	0.45%
AMD	F	0.45%
TOL	B	0.45%
SFM	A	0.45%
DELL	C	0.45%
INSM	C	0.44%
HLI	B	0.44%
ADBE	C	0.44%
EWBC	A	0.43%
INTU	C	0.43%
MEDP	D	0.42%
ARES	A	0.42%
NOW	A	0.42%
ITW	B	0.41%
PPC	C	0.41%
CAT	B	0.41%
DECK	A	0.41%
EHC	B	0.39%
TMO	F	0.38%
USFD	A	0.38%
PM	B	0.37%
ISRG	A	0.37%
TXN	C	0.36%
BKNG	A	0.36%
LANC	C	0.36%
SLVM	B	0.35%
FNF	B	0.35%
KNSL	B	0.35%
GE	D	0.35%
HESM	B	0.34%
FTI	A	0.34%
SPGI	C	0.33%
WSO	A	0.33%
GS	A	0.33%
SCCO	F	0.33%
MGEE	C	0.32%
QCOM	F	0.32%
BAH	F	0.31%
LOW	D	0.31%
DHR	F	0.31%
VEEV	C	0.31%
AMAT	F	0.31%
BKU	A	0.3%
LOPE	B	0.3%
PSA	D	0.3%
SBRA	C	0.3%
MATX	C	0.3%
AMT	D	0.29%
UNP	C	0.29%
DHT	F	0.27%
IIPR	D	0.27%
GGG	B	0.27%
NVO	D	0.25%
SBLK	F	0.24%
O	D	0.24%
NEE	D	0.24%
BLK	C	0.24%
COP	C	0.24%
CNA	B	0.23%
PFGC	B	0.22%
AMH	D	0.22%
STNG	F	0.22%
EQIX	A	0.21%
PAYX	C	0.21%
CVBF	A	0.2%
FLO	D	0.2%
OTTR	C	0.2%
MUSA	A	0.19%
XEL	A	0.19%
GEV	B	0.17%
NEU	C	0.17%
REYN	D	0.16%
KAR	B	0.15%
WEC	A	0.15%
EXR	D	0.14%
SFNC	B	0.14%
BX	A	0.13%
NHI	D	0.12%
TGT	F	0.11%
D	C	0.08%
SPG	B	0.05%
SYK	C	0.05%
GIS	D	0.03%
ELV	F	0.03%

FTHI Underweight 143 Positions Relative to AUSF

Symbol	Grade	Weight
RSG	A	-1.56%
BSX	B	-1.54%
COR	B	-1.51%
EA	A	-1.43%
CSCO	B	-1.41%
ICE	C	-1.41%
WM	A	-1.38%
JNPR	F	-1.36%
JNJ	D	-1.34%
GD	F	-1.33%
EDR	A	-1.32%
ACI	C	-1.29%
DOX	D	-1.25%
CBOE	B	-0.94%
BR	A	-0.84%
MCD	D	-0.7%
KMI	A	-0.66%
UNM	A	-0.65%
TPR	B	-0.63%
MARA	C	-0.62%
IP	B	-0.59%
OKE	A	-0.58%
SYF	B	-0.58%
FHN	A	-0.57%
WBS	A	-0.57%
ZION	B	-0.56%
FNB	A	-0.56%
VTRS	A	-0.56%
CMA	A	-0.55%
WHR	B	-0.55%
ONB	B	-0.55%
ABG	B	-0.55%
RF	A	-0.55%
AL	B	-0.55%
CFG	B	-0.55%
PB	A	-0.55%
COLB	A	-0.55%
UBSI	B	-0.55%
HBAN	A	-0.55%
LAD	A	-0.55%
LBRDK	C	-0.54%
OZK	B	-0.54%
INTC	D	-0.54%
HPE	B	-0.54%
CADE	B	-0.54%
PVH	C	-0.53%
TAP	C	-0.53%
BEN	C	-0.53%
C	A	-0.53%
GM	B	-0.52%
ALLY	C	-0.52%
LNC	B	-0.52%
HPQ	B	-0.52%
PCAR	B	-0.52%
NOV	C	-0.52%
BCC	B	-0.51%
CIVI	D	-0.51%
CNH	C	-0.51%
CMCSA	B	-0.51%
CNC	D	-0.5%
CHRD	D	-0.5%
CHE	D	-0.5%
DINO	D	-0.49%
NXST	C	-0.49%
BG	F	-0.49%
AGNC	D	-0.49%
STWD	C	-0.49%
QGEN	D	-0.49%
CVS	D	-0.49%
HST	C	-0.49%
MOS	F	-0.48%
SNX	C	-0.48%
X	C	-0.48%
CRBG	B	-0.48%
BWA	D	-0.48%
UGI	A	-0.48%
VICI	C	-0.48%
RDN	C	-0.48%
AVT	C	-0.48%
EMN	D	-0.47%
SON	D	-0.47%
HOG	D	-0.47%
SOLV	C	-0.47%
ADM	D	-0.47%
TDG	D	-0.47%
M	D	-0.47%
RPRX	D	-0.47%
RNR	C	-0.47%
WU	D	-0.46%
BBY	D	-0.46%
LYB	F	-0.46%
CAG	D	-0.45%
FMC	D	-0.45%
LEA	D	-0.44%
KHC	F	-0.43%
SWKS	F	-0.43%
ARW	D	-0.43%
WBA	F	-0.43%
DOW	F	-0.42%
HII	D	-0.42%
CE	F	-0.29%
YUM	B	-0.26%
CACI	D	-0.18%
PGR	A	-0.18%
TW	A	-0.14%
GRMN	B	-0.13%
TRV	B	-0.12%
KR	B	-0.12%
CHD	B	-0.12%
VRSK	A	-0.1%
ORI	A	-0.1%
SNA	A	-0.1%
GDDY	A	-0.1%
WMB	A	-0.1%
LDOS	C	-0.1%
AFL	B	-0.1%
PNW	B	-0.09%
MCK	B	-0.09%
AME	A	-0.09%
PKG	A	-0.09%
WRB	A	-0.09%
CI	F	-0.08%
CAH	B	-0.08%
FI	A	-0.08%
HOLX	D	-0.08%
HIG	B	-0.08%
CB	C	-0.08%
NOC	D	-0.08%
ED	D	-0.08%
VRSN	F	-0.08%
FE	C	-0.07%
VRTX	F	-0.07%
CTLT	B	-0.07%
KMB	D	-0.07%
K	A	-0.07%
ECL	D	-0.07%
ATO	A	-0.07%
DGX	A	-0.07%
ROP	B	-0.07%
WELL	A	-0.07%
L	A	-0.07%
AKAM	D	-0.06%
REGN	F	-0.05%