FDM vs. CVY ETF Comparison

Comparison of First Trust DJ Select MicroCap ETF (FDM) to Guggenheim Multi-Asset Income ETF (CVY)

FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$61.07

Average Daily Volume

4,417

Number of Holdings ^*

153

* may have additional holdings in another (foreign) market

CVY

Guggenheim Multi-Asset Income ETF

CVY Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an equity index called the Zacks Multi-Asset Income Index. The fund invests at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. The Zacks Multi-Asset Income Index is comprised of approximately 149 securities selected, based on investment and other criteria, from a universe of domestic and international companies. The securities comprising the index include stocks of small and medium-sized companies.

Grade (RS Rating)

Last Trade

$25.08

Average Daily Volume

10,748

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

Performance

Period	FDM	CVY
30 Days	-0.63%	-1.67%
60 Days	0.33%	2.93%
90 Days	4.79%	7.21%
12 Months	23.11%	26.35%

0 Overlapping Holdings

	Symbol	Grade	Weight in FDM	Weight in CVY	Overlap

FDM Overweight 153 Positions Relative to CVY

Symbol	Grade	Weight
POWL	B	2.27%
ACMR	D	2.06%
SCSC	C	1.76%
CRAI	A	1.71%
VSEC	A	1.7%
CGEM	A	1.51%
GNK	A	1.5%
CRGY	F	1.49%
SXC	D	1.46%
REX	B	1.43%
BBSI	A	1.35%
MYE	A	1.35%
HAYN	A	1.26%
VVI	D	1.23%
CECO	B	1.22%
DCO	A	1.21%
IDT	B	1.18%
EGY	B	1.15%
CLW	A	1.11%
DXPE	B	1.1%
AMBC	C	1.1%
ZEUS	D	1.08%
UVSP	A	1.04%
BELFB	A	0.98%
UWMC	C	0.98%
BRY	B	0.97%
EZPW	A	0.96%
MLR	B	0.93%
OSBC	B	0.92%
LEU	B	0.92%
ARHS	D	0.91%
HCKT	D	0.9%
WSR	C	0.89%
MBWM	B	0.88%
KE	D	0.88%
CFB	C	0.87%
TTI	D	0.87%
IBCP	A	0.86%
PLOW	D	0.85%
HTBK	D	0.81%
BFST	D	0.8%
GATO	B	0.79%
GSBC	B	0.75%
TITN	F	0.75%
LMB	B	0.75%
SD	B	0.74%
RICK	F	0.73%
DENN	F	0.72%
NPK	A	0.71%
AVNW	C	0.71%
AMAL	A	0.71%
DHIL	B	0.71%
VPG	C	0.7%
HVT	D	0.69%
CCB	B	0.69%
LYTS	A	0.68%
HDSN	F	0.67%
HTBI	B	0.66%
CYH	A	0.66%
CENT	D	0.65%
LQDT	D	0.65%
OSUR	F	0.65%
BHB	A	0.64%
THFF	D	0.64%
SMBC	F	0.64%
BBW	A	0.63%
VYGR	C	0.62%
CWCO	D	0.62%
OLP	A	0.6%
CCBG	D	0.6%
ODC	B	0.59%
KRNY	F	0.58%
NBN	B	0.57%
SIGA	A	0.57%
RMR	A	0.57%
CSV	C	0.57%
GNE	F	0.57%
PAHC	A	0.56%
BOOM	F	0.54%
ARTNA	C	0.54%
GLRE	A	0.54%
NWPX	D	0.53%
OSG	B	0.53%
KODK	D	0.52%
SPFI	B	0.52%
SPOK	C	0.52%
AVD	C	0.51%
ESQ	C	0.5%
MCFT	F	0.5%
MOFG	D	0.49%
LINC	A	0.49%
JOUT	F	0.45%
AMPY	B	0.44%
SOI	A	0.44%
BSRR	A	0.44%
NEWT	F	0.43%
NRIM	B	0.43%
FSBC	F	0.42%
PBPB	F	0.42%
PANL	C	0.41%
HBT	C	0.4%
RM	B	0.39%
WTI	F	0.38%
ONEW	F	0.38%
FET	F	0.37%
LOCO	F	0.37%
NECB	A	0.37%
MVBF	F	0.37%
FSBW	D	0.36%
BCML	D	0.35%
INSE	F	0.35%
CVLY	B	0.34%
TSBK	D	0.33%
OBT	C	0.32%
OMER	D	0.32%
AFCG	A	0.31%
PKOH	B	0.31%
NATH	D	0.3%
EPM	F	0.29%
KFS	A	0.29%
GENC	A	0.29%
IPI	D	0.29%
RLGT	F	0.29%
PLBC	A	0.28%
OVLY	B	0.27%
CMT	D	0.24%
LEGH	D	0.24%
TSQ	B	0.24%
FF	B	0.24%
MEC	B	0.24%
MPX	B	0.23%
STKS	B	0.23%
QUAD	F	0.23%
RNGR	F	0.23%
INTT	F	0.22%
OCN	D	0.22%
LSEA	F	0.21%
HNRG	F	0.21%
ATLC	D	0.21%
EVC	F	0.21%
CMPO	A	0.2%
III	F	0.17%
RCMT	D	0.17%
KLXE	F	0.16%
MNSB	F	0.15%
REI	B	0.14%
HGBL	F	0.13%
BGFV	F	0.13%
ASRT	D	0.13%
TUSK	F	0.12%
CCRD	B	0.12%
TZOO	D	0.09%
CMBM	F	0.07%

FDM Underweight 128 Positions Relative to CVY

Symbol	Grade	Weight
ARLP	A	-1.61%
BSM	B	-1.25%
EOG	B	-1.15%
PBF	B	-1.13%
BG	B	-1.13%
MPC	B	-1.11%
VLO	B	-1.1%
WFC	A	-1.09%
DKS	B	-1.09%
OVV	B	-1.09%
BAC	A	-1.08%
CRBG	B	-1.06%
PDO	A	-1.06%
SLG	B	-1.05%
EQH	A	-1.04%
CTRA	B	-1.04%
PSX	D	-1.03%
SYF	A	-1.02%
JPC	A	-1.02%
EWBC	A	-1.01%
HIG	C	-1.01%
AIG	A	-1.01%
STNG	B	-1.0%
WAL	C	-0.99%
IRM	B	-0.98%
CIG	B	-0.97%
DINO	D	-0.96%
CIB	C	-0.96%
PK	D	-0.95%
MOS	F	-0.94%
CF	D	-0.94%
SPG	D	-0.93%
UAN	A	-0.92%
ET	A	-0.91%
MPLX	A	-0.89%
CVS	F	-0.88%
DSL	B	-0.88%
PBR	A	-0.88%
ABEV	F	-0.86%
PAA	B	-0.85%
JXN	A	-0.82%
NOG	B	-0.8%
LAMR	B	-0.79%
EPD	B	-0.78%
VALE	D	-0.77%
WES	A	-0.77%
STAG	D	-0.77%
MGY	B	-0.75%
MUR	B	-0.75%
T	B	-0.75%
RHP	D	-0.74%
RGA	A	-0.71%
TEF	A	-0.71%
HP	D	-0.7%
RDN	C	-0.7%
SLM	A	-0.7%
TX	A	-0.7%
UNM	A	-0.68%
VOYA	B	-0.67%
MTG	B	-0.67%
CPA	D	-0.66%
EVV	B	-0.66%
BPOP	A	-0.66%
TGNA	D	-0.65%
ONB	A	-0.65%
CRC	D	-0.65%
AXS	C	-0.65%
OGN	A	-0.65%
NXST	D	-0.64%
PII	F	-0.63%
UMC	D	-0.63%
PTEN	F	-0.63%
SNV	C	-0.62%
SPH	C	-0.61%
DLY	B	-0.61%
WOR	D	-0.6%
PAC	A	-0.59%
GLP	A	-0.59%
HSBC	A	-0.59%
RPRX	D	-0.57%
E	B	-0.55%
GEL	A	-0.55%
MAC	F	-0.54%
NSA	C	-0.51%
VVR	A	-0.48%
TTE	A	-0.48%
SUN	D	-0.48%
SBRA	C	-0.48%
IIPR	A	-0.46%
SKT	C	-0.42%
ACP	B	-0.42%
EPR	C	-0.41%
AL	A	-0.4%
BGB	A	-0.38%
ADM	D	-0.38%
HFRO	B	-0.38%
FFC	B	-0.36%
RES	F	-0.35%
BOKF	A	-0.35%
BBVA	B	-0.34%
HWC	A	-0.34%
KFY	D	-0.34%
OXM	A	-0.33%
AVT	A	-0.33%
NAVI	F	-0.33%
FBP	A	-0.33%
WAFD	D	-0.33%
WIW	B	-0.33%
DK	F	-0.33%
SLVM	A	-0.33%
ASC	A	-0.32%
KOF	A	-0.32%
PAG	D	-0.32%
CNO	B	-0.32%
DAC	A	-0.32%
UE	B	-0.31%
SAH	A	-0.31%
R	A	-0.31%
OTTR	A	-0.31%
EMD	B	-0.31%
RLJ	D	-0.3%
LZB	D	-0.3%
CATY	F	-0.3%
ARDC	A	-0.25%
ISD	B	-0.24%
HIO	B	-0.21%
EAD	B	-0.2%
NBB	C	-0.13%