DWAS vs. TRFM ETF Comparison

Comparison of PowerShares DWA SmallCap Technical Leaders Portfolio (DWAS) to AAM Transformers ETF (TRFM)
DWAS

PowerShares DWA SmallCap Technical Leaders Portfolio

DWAS Description

The PowerShares DWA SmallCap Momentum Portfolio (the Fund) seeks investment results that generally correspond (before fees and expenses) to the price and yield of the Dorsey Wright SmallCap Technical Leaders™ Index (the Underlying Index). The Fund generally will invest at least 90% of its total assets in equity securities of small capitalization companies that comprise the Underlying Index. The Index includes securities pursuant to a Dorsey, Wright & Associates, LLC (Dorsey Wright or the Index Provider) proprietary selection methodology that is designed to identify companies that demonstrate powerful relative strength characteristics. The Index Provider determines a company’s relative strength characteristics based on that company’s market performance. The Index Provider selects approximately 200 companies for inclusion in the Underlying Index from a small-cap universe of approximately 2,000 of the smallest U.S. companies selected from a broader set of 3,000 companies. The Fund and the Index are rebalanced and reconstituted quarterly. Effective on or about Oct. 4, 2013, the name of the Fund changed from PowerShares DWA SmallCap Technical Leaders to PowerShares DWA SmallCap Momentum Portfolio.

Grade (RS Rating)

Last Trade

$101.10

Average Daily Volume

31,847

Number of Holdings *

182

* may have additional holdings in another (foreign) market
TRFM

AAM Transformers ETF

TRFM Description AAM Transformers ETF is an exchange traded fund launched by ETF Series Solutions. The fund is co-managed by Advisors Asset Management, Inc. and Vident Investment Advisory, LLC. It invests in public equity markets of the United States. It invests in stocks of companies operating across aerospace & defense, electronic components, IT consulting & other services, alternative carriers, electronic equipment & instruments, oil & gas refining & marketing, application software, heavy electrical equipment, independent power and renewable electricity producers, automobile manufacturers, hotels, resorts & cruise lines and leisure, semiconductors and semiconductor equipment, communications equipment, industrial machinery, consumer electronics, interactive home entertainment, specialty chemicals, copper, interactive media & services, systems software, data processing & outsourced services, internet & direct marketing retail, technology hardware and equipment, storage & peripherals, electrical components & equipment, internet services & infrastructure, trucking, communication services, media and entertainment, telecommunication services, diversified telecommunication services, consumer discretionary, automobiles and components, consumer durables and apparel, household durables, consumer services, retailing, energy, oil, gas and consumable fuels, industrials, capital goods, machinery, transportation, road and rail, information technology, software and services, IT services, materials, chemicals, metals and mining, and utilities sectors. The fund invests in growth and value stocks of companies across diversified market capitalization. The fund seeks to track the performance of the Pence Transformers Index, by using full replication technique. AAM Transformers ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$38.79

Average Daily Volume

3,021

Number of Holdings *

173

* may have additional holdings in another (foreign) market
Performance
Period DWAS TRFM
30 Days 8.33% 9.13%
60 Days 8.03% 14.21%
90 Days 9.12% 15.16%
12 Months 35.86% 35.62%
9 Overlapping Holdings
Symbol Grade Weight in DWAS Weight in TRFM Overlap
AGYS A 0.42% 0.31% 0.31%
ALKT B 0.41% 0.32% 0.32%
AVAV C 0.41% 0.31% 0.31%
BMI B 0.54% 0.3% 0.3%
PAY A 0.57% 0.43% 0.43%
PI D 0.33% 0.3% 0.3%
SMTC B 0.36% 0.31% 0.31%
VERX A 0.49% 0.36% 0.36%
ZETA D 0.41% 0.18% 0.18%
DWAS Overweight 173 Positions Relative to TRFM
Symbol Grade Weight
LMB B 1.64%
STRL A 1.57%
MOD A 1.55%
ADMA B 1.49%
KNTK A 1.18%
COOP B 1.1%
NUVL C 1.02%
AMSC B 0.95%
CRS B 0.92%
SFM A 0.89%
CSWI B 0.88%
UFPT C 0.88%
DFIN D 0.85%
HRTG C 0.82%
BELFB C 0.8%
RNA C 0.79%
CVNA B 0.78%
GRBK D 0.78%
BYRN B 0.74%
USLM A 0.74%
OSCR D 0.7%
CECO B 0.7%
NBN C 0.7%
USAP B 0.68%
GPI B 0.66%
VCTR B 0.64%
RXST F 0.61%
RDW A 0.61%
ATI C 0.61%
SKYW C 0.61%
MLI B 0.6%
AMRX C 0.6%
ENVA B 0.59%
AROC A 0.55%
HWKN B 0.54%
AGX B 0.53%
COMM D 0.52%
GVA A 0.51%
TPC C 0.51%
CCB A 0.5%
TDS B 0.49%
PCT C 0.49%
KRYS C 0.49%
PIPR A 0.49%
TRAK B 0.48%
IDCC B 0.48%
SKT A 0.48%
PRIM A 0.48%
ALSN B 0.47%
VSEC C 0.47%
CNX A 0.47%
JXN C 0.46%
CRVL B 0.46%
RUSHA C 0.46%
RDNT B 0.46%
CORT B 0.46%
QTWO A 0.45%
KTB B 0.45%
NECB C 0.45%
LPX B 0.44%
UTI B 0.44%
FSS B 0.44%
ROAD B 0.44%
AUR C 0.43%
HROW D 0.43%
BSIG A 0.43%
TGTX B 0.43%
PRDO B 0.43%
SKY A 0.43%
APLT C 0.43%
LMAT A 0.42%
SLVM B 0.42%
SNEX B 0.42%
CASH B 0.42%
TVTX C 0.42%
OFG B 0.42%
APOG C 0.42%
MATX C 0.42%
ESQ B 0.41%
SXI B 0.41%
RYAN A 0.41%
NRIX C 0.41%
NRIM A 0.41%
NGVC A 0.41%
WT A 0.41%
INBK B 0.41%
MLR C 0.4%
FRPT A 0.4%
AGM B 0.4%
RYTM C 0.4%
PRCT B 0.4%
BBSI B 0.4%
RYAM C 0.4%
GKOS B 0.4%
R B 0.4%
MMSI A 0.4%
SPNT B 0.39%
ACVA B 0.39%
RSI A 0.39%
AMAL B 0.39%
BDC C 0.39%
MOG.A B 0.39%
HURN C 0.39%
WEAV C 0.39%
CVLT B 0.39%
BGC C 0.39%
NPO A 0.38%
CVCO A 0.38%
OCUL D 0.38%
REVG C 0.38%
SLG B 0.38%
GOLF B 0.38%
INSM C 0.37%
DY D 0.37%
WLDN C 0.37%
PBI B 0.37%
TBBK B 0.37%
AXSM B 0.37%
VNO C 0.37%
AVAH B 0.37%
MHO D 0.37%
IMNM F 0.37%
DSGR C 0.36%
FBP C 0.36%
NMRK C 0.36%
CRNX C 0.36%
KEX B 0.36%
SAVA C 0.35%
MTG C 0.35%
CDMO A 0.35%
BVS D 0.35%
CBT D 0.35%
ALHC C 0.35%
TREE F 0.34%
AQST D 0.34%
GIII D 0.34%
PLCE C 0.34%
CXT C 0.34%
SERA F 0.34%
CDE C 0.34%
AXGN C 0.33%
TPH D 0.33%
SWIM C 0.33%
TWST F 0.33%
PNTG D 0.33%
KYMR D 0.33%
PTGX D 0.32%
GCI D 0.32%
VRNS D 0.32%
PATK C 0.32%
MBIN F 0.31%
KBH D 0.31%
ICFI F 0.31%
COGT D 0.3%
ALDX D 0.29%
MG D 0.29%
THRD F 0.29%
BOOT C 0.29%
MEC F 0.29%
LSEA D 0.28%
ATRO D 0.28%
DFH D 0.28%
PLUS F 0.28%
BKD F 0.27%
HBB F 0.25%
UWMC D 0.25%
RKT F 0.25%
MAX F 0.24%
TNDM D 0.23%
RDFN D 0.22%
IGMS F 0.19%
PHAT F 0.17%
NOVA F 0.12%
DWAS Underweight 164 Positions Relative to TRFM
Symbol Grade Weight
APP B -1.83%
TSLA B -1.22%
NVDA B -1.12%
CRM B -1.1%
VST A -1.06%
ORCL A -1.05%
ETN A -1.02%
AVGO D -1.0%
NOW A -0.99%
AMZN C -0.98%
PANW B -0.94%
GOOGL C -0.93%
AXON A -0.92%
GEV B -0.92%
META D -0.91%
INTU B -0.89%
MA B -0.86%
V A -0.86%
SHOP B -0.84%
IBM C -0.83%
MSFT D -0.83%
RKLB A -0.82%
TXN C -0.82%
AMD F -0.81%
UBER F -0.8%
AAPL C -0.79%
HUBS A -0.78%
CRWD B -0.78%
TEAM A -0.77%
DASH B -0.77%
SQ A -0.76%
ZS B -0.74%
ADBE C -0.74%
FICO B -0.74%
MRVL B -0.74%
EMR B -0.72%
FTNT C -0.71%
ANET C -0.69%
HWM A -0.69%
NET B -0.68%
ADSK A -0.68%
CPAY A -0.67%
SE A -0.67%
CDNS B -0.67%
SNOW B -0.66%
APH A -0.66%
SNPS B -0.66%
RBLX C -0.66%
AME A -0.65%
DDOG A -0.65%
IOT A -0.65%
ABNB C -0.64%
TCOM B -0.64%
CPNG D -0.64%
MU D -0.63%
TTWO A -0.63%
HEI A -0.6%
PDD F -0.6%
RDDT A -0.59%
WDAY B -0.59%
FTV C -0.59%
GFS C -0.58%
TYL B -0.58%
MDB B -0.58%
TSM B -0.58%
TDG D -0.57%
PINS F -0.56%
ARM F -0.56%
STX C -0.55%
LRCX F -0.55%
SAP B -0.53%
ACN B -0.53%
ABBV F -0.51%
KLAC F -0.5%
ZK D -0.49%
FSLR F -0.48%
MELI C -0.48%
BA F -0.48%
CLSK C -0.47%
CRDO B -0.47%
ASML F -0.44%
LITE B -0.43%
TOST B -0.43%
LYFT C -0.41%
MPWR F -0.41%
MARA B -0.41%
BILL A -0.41%
XPEV C -0.4%
GTLS A -0.39%
SITM B -0.39%
COHR B -0.38%
GRAB A -0.38%
RBRK A -0.37%
CFLT B -0.37%
BILI D -0.36%
AFRM A -0.36%
RMBS B -0.36%
GNRC C -0.35%
FOUR A -0.34%
MTSI B -0.34%
PCOR B -0.34%
BE B -0.34%
SNAP D -0.33%
EXLS B -0.33%
GLBE B -0.33%
GDS C -0.33%
NVT B -0.32%
S B -0.32%
CWAN B -0.32%
AI B -0.32%
IPGP D -0.31%
HUBB B -0.31%
GLOB B -0.31%
LI F -0.31%
FLYW B -0.31%
ERJ A -0.3%
PTC B -0.3%
ITT A -0.3%
NTNX B -0.3%
AEIS C -0.3%
MNDY C -0.29%
SMCI F -0.29%
GTLB B -0.29%
FROG C -0.29%
WWD C -0.28%
FLNC D -0.28%
CLBT B -0.28%
DCI B -0.28%
CYBR A -0.28%
AMBA B -0.28%
EVTC B -0.28%
BZ F -0.28%
APPF B -0.27%
NDSN B -0.27%
DT D -0.27%
SMAR B -0.27%
DLO C -0.27%
CGNX D -0.27%
POWI F -0.27%
ORA B -0.27%
ASX D -0.27%
ENS F -0.26%
AY A -0.26%
BRZE C -0.26%
SYNA C -0.26%
ENTG D -0.25%
SLAB F -0.25%
SPSC D -0.25%
HCP B -0.25%
STNE F -0.24%
ALGM D -0.24%
FORM D -0.24%
AIN C -0.24%
OLED F -0.23%
RIVN F -0.23%
SPR D -0.23%
ONTO F -0.23%
NIO F -0.23%
PAGS F -0.22%
TER F -0.22%
AES F -0.21%
UMC F -0.21%
MQ D -0.2%
RUN F -0.14%
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