AUSF vs. QFLR ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to Innovator Nasdaq-100 Managed Floor ETF (QFLR)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$43.72

Average Daily Volume

36,836

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

QFLR

Innovator Nasdaq-100 Managed Floor ETF

QFLR Description

The fund is an actively managed exchange-traded fund ("ETF") that, under normal market circumstances, seeks to provide capital appreciation through participation in the large-capitalization U.S. equity securities of the Nasdaq-100® Index (the "Nasdaq-100") while limiting the potential for maximum losses. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$28.71

Average Daily Volume

62,147

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	QFLR
30 Days	1.50%	3.66%
60 Days	4.99%	6.38%
90 Days	6.96%	6.11%
12 Months	31.58%

7 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in QFLR	Overlap
AAPL	C	0.1%	8.87%	0.1%
AMGN	F	0.3%	1.83%	0.3%
COST	B	0.14%	3.49%	0.14%
EA	A	1.35%	1.27%	1.27%
KHC	F	0.48%	1.06%	0.48%
TMUS	A	1.83%	2.78%	1.83%
VRSK	A	0.08%	1.22%	0.08%

AUSF Overweight 183 Positions Relative to QFLR

Symbol	Grade	Weight
IBM	D	2.14%
T	A	1.97%
VZ	D	1.88%
WMT	A	1.69%
RTX	D	1.62%
JNPR	D	1.53%
LMT	D	1.52%
AJG	A	1.48%
V	A	1.48%
COR	B	1.47%
BRK.A	B	1.46%
GD	C	1.45%
RSG	B	1.45%
MMC	D	1.45%
JNJ	D	1.44%
CSCO	A	1.42%
WM	A	1.42%
ROP	A	1.4%
CME	B	1.4%
LIN	D	1.39%
DOX	C	1.37%
ACI	C	1.32%
MCD	C	1.21%
BSX	A	1.19%
KO	F	1.11%
MRK	F	1.1%
CBOE	D	0.98%
BR	A	0.85%
PG	C	0.84%
UAL	A	0.83%
LBRDK	C	0.79%
PEP	D	0.73%
WMB	B	0.69%
DTM	A	0.69%
UNM	A	0.67%
LAD	B	0.66%
KMI	B	0.65%
DAL	A	0.64%
MO	A	0.61%
SOLV	C	0.6%
TPR	A	0.59%
CMA	A	0.59%
IP	B	0.59%
JXN	C	0.57%
COLB	A	0.57%
OKE	A	0.57%
FOXA	A	0.56%
GM	B	0.55%
KRC	C	0.55%
CNH	D	0.54%
MTB	A	0.54%
SYF	B	0.54%
SIG	B	0.53%
CMCSA	B	0.53%
MDT	D	0.53%
FMC	F	0.53%
KEY	B	0.52%
WBS	A	0.52%
USB	B	0.51%
RF	A	0.51%
WHR	B	0.51%
TAP	B	0.5%
AVT	C	0.5%
FHN	A	0.5%
PNC	B	0.5%
VICI	D	0.5%
BBY	C	0.5%
FITB	A	0.5%
LNC	B	0.49%
CHE	D	0.49%
EMR	A	0.49%
CRBG	C	0.49%
HBAN	A	0.49%
EMN	D	0.49%
PB	B	0.49%
AM	B	0.48%
SNX	C	0.48%
STWD	C	0.48%
CADE	B	0.48%
GAP	B	0.48%
PVH	C	0.48%
UBSI	B	0.48%
ZION	B	0.48%
X	D	0.47%
MOS	D	0.47%
ABG	B	0.47%
ARW	F	0.47%
OMF	A	0.47%
VTRS	B	0.47%
C	B	0.47%
HPE	B	0.47%
FNB	B	0.47%
CFG	B	0.47%
AGNC	C	0.46%
ONB	B	0.46%
CAG	F	0.46%
HPQ	B	0.46%
OZK	B	0.46%
SON	F	0.46%
CNC	F	0.46%
CVS	F	0.45%
AL	B	0.45%
HOG	D	0.45%
RPRX	F	0.45%
UGI	D	0.45%
AGCO	F	0.44%
RDN	C	0.44%
PRGO	C	0.44%
BEN	C	0.44%
M	C	0.44%
HP	C	0.44%
LYB	F	0.42%
WBA	D	0.41%
ALLY	C	0.4%
NOV	C	0.4%
HII	F	0.4%
LEA	F	0.39%
DINO	D	0.39%
ADM	F	0.39%
MCK	B	0.38%
F	C	0.37%
PTEN	C	0.37%
BG	D	0.36%
OGN	F	0.36%
CIVI	D	0.35%
INTC	C	0.35%
CE	F	0.32%
YUM	B	0.27%
CACI	C	0.23%
PGR	A	0.19%
ABBV	F	0.19%
TW	B	0.14%
KR	A	0.13%
LDOS	C	0.13%
CHD	A	0.12%
TRV	B	0.12%
WRB	B	0.11%
SO	D	0.11%
GRMN	A	0.11%
AFL	C	0.11%
MA	B	0.1%
PKG	B	0.1%
DUK	D	0.1%
ORI	A	0.1%
VRTX	B	0.1%
NOC	D	0.1%
MSI	B	0.1%
DGX	B	0.09%
NEU	C	0.09%
TJX	A	0.09%
ICE	C	0.09%
XOM	B	0.09%
UNH	B	0.09%
ED	D	0.09%
ATR	A	0.09%
FDS	A	0.09%
BDX	F	0.08%
AME	A	0.08%
HON	B	0.08%
CVX	A	0.08%
L	A	0.08%
KMB	D	0.08%
GDDY	B	0.08%
CASY	B	0.08%
AKAM	F	0.08%
SNA	A	0.08%
HIG	C	0.08%
DRI	B	0.08%
MDLZ	F	0.08%
PCAR	B	0.08%
CAH	B	0.08%
ADP	A	0.08%
CI	D	0.07%
ECL	C	0.07%
CL	F	0.07%
HOLX	D	0.07%
DLB	D	0.07%
CB	C	0.07%
VRSN	C	0.07%
PNW	A	0.07%
NSIT	F	0.06%
PSX	C	0.06%
REGN	F	0.05%

AUSF Underweight 36 Positions Relative to QFLR

Symbol	Grade	Weight
NVDA	A	-9.43%
MSFT	C	-8.55%
AMZN	A	-6.08%
AVGO	C	-5.5%
META	B	-4.88%
TSLA	B	-4.17%
GOOGL	C	-2.93%
GOOG	C	-2.74%
NFLX	A	-2.65%
AMD	F	-2.08%
ADBE	C	-2.06%
GILD	B	-2.04%
MAR	A	-1.59%
XEL	A	-1.45%
FAST	B	-1.37%
CPRT	A	-1.32%
WDAY	B	-1.3%
KLAC	F	-1.3%
PYPL	A	-1.28%
ADSK	B	-1.25%
MRVL	B	-1.23%
NXPI	F	-1.16%
CCEP	C	-1.1%
KDP	C	-1.06%
ROST	D	-1.02%
MCHP	F	-0.91%
TTWO	A	-0.85%
IDXX	F	-0.81%
FANG	C	-0.74%
TTD	B	-0.72%
ON	F	-0.69%
CDW	F	-0.62%
ASML	D	-0.62%
PDD	F	-0.58%
GFS	C	-0.53%
MRNA	F	-0.08%