AFSM vs. RZG ETF Comparison

Comparison of Active Factor Small Cap ETF (AFSM) to Guggenheim S&P Smallcap 600 Pure Growth ETF (RZG)

AFSM

Active Factor Small Cap ETF

AFSM Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.19

Average Daily Volume

15,699

Number of Holdings ^*

295

* may have additional holdings in another (foreign) market

RZG

Guggenheim S&P Smallcap 600 Pure Growth ETF

RZG Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Growth Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong growth characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$53.76

Average Daily Volume

5,191

Number of Holdings ^*

130

* may have additional holdings in another (foreign) market

Performance

Period	AFSM	RZG
30 Days	5.15%	6.99%
60 Days	4.94%	4.82%
90 Days	5.47%	4.75%
12 Months	31.74%	31.81%

57 Overlapping Holdings

Symbol	Grade	Weight in AFSM	Weight in RZG	Overlap
ACLS	F	0.02%	0.65%	0.02%
ADMA	B	0.28%	1.27%	0.28%
AMPH	F	0.05%	0.57%	0.05%
AMR	C	0.39%	0.9%	0.39%
ANIP	F	0.37%	0.59%	0.37%
AROC	A	0.64%	0.43%	0.43%
ASTH	F	0.1%	0.37%	0.1%
ATGE	B	0.32%	0.93%	0.32%
AZZ	A	0.27%	0.81%	0.27%
BCC	B	0.72%	0.62%	0.62%
BMI	B	0.63%	0.68%	0.63%
CALM	A	0.72%	1.1%	0.72%
CASH	B	0.35%	0.96%	0.35%
CEIX	A	0.67%	1.25%	0.67%
CNK	C	0.3%	1.86%	0.3%
COLL	F	0.04%	0.56%	0.04%
CPRX	C	0.93%	0.77%	0.77%
CRS	B	0.87%	1.26%	0.87%
CRVL	B	0.62%	0.77%	0.62%
CSWI	B	0.46%	1.44%	0.46%
DFIN	D	0.46%	0.29%	0.29%
FBP	C	0.33%	0.86%	0.33%
FTDR	B	0.06%	0.67%	0.06%
GES	F	0.15%	0.44%	0.15%
GMS	B	0.6%	0.96%	0.6%
GRBK	D	0.3%	1.35%	0.3%
HCC	B	0.27%	1.17%	0.27%
HCI	C	0.26%	0.88%	0.26%
HLX	B	0.22%	0.69%	0.22%
HWKN	B	0.61%	1.48%	0.61%
IDCC	B	1.17%	1.25%	1.17%
KTB	B	0.08%	0.44%	0.08%
LBRT	D	0.03%	0.8%	0.03%
LPG	F	0.32%	0.65%	0.32%
LRN	A	0.36%	1.0%	0.36%
MATX	C	0.37%	1.22%	0.37%
MHO	D	0.78%	0.87%	0.78%
MLI	B	1.38%	0.99%	0.99%
MOG.A	B	0.34%	0.6%	0.34%
MTH	D	0.34%	0.77%	0.34%
OFG	B	0.54%	0.7%	0.54%
OTTR	C	0.04%	0.58%	0.04%
PFBC	B	0.87%	0.63%	0.63%
PGNY	F	0.03%	0.3%	0.03%
POWL	C	0.7%	1.51%	0.7%
PRG	C	0.26%	1.77%	0.26%
PRGS	A	0.38%	0.32%	0.32%
RAMP	B	0.1%	0.49%	0.1%
RDNT	B	0.37%	0.83%	0.37%
SIG	B	0.37%	0.64%	0.37%
SPSC	D	0.09%	0.56%	0.09%
TBBK	B	0.7%	1.01%	0.7%
TGTX	B	0.17%	1.92%	0.17%
TMDX	F	0.21%	0.6%	0.21%
TNC	D	0.18%	0.31%	0.18%
UFPT	C	0.6%	1.62%	0.6%
WT	A	0.49%	0.66%	0.49%

AFSM Overweight 238 Positions Relative to RZG

Symbol	Grade	Weight
SKYW	C	1.22%
NHC	C	1.2%
SFM	A	1.0%
ALKS	C	0.93%
DAKT	C	0.86%
STRL	A	0.84%
ANF	F	0.82%
ZETA	D	0.81%
FIX	A	0.79%
EME	A	0.79%
JXN	C	0.78%
CVLT	B	0.74%
MTG	C	0.73%
HALO	F	0.7%
UVE	B	0.7%
TMHC	C	0.7%
RDN	D	0.7%
SANM	B	0.67%
MCY	A	0.65%
SLVM	B	0.65%
SLG	B	0.65%
HSII	B	0.64%
COOP	B	0.63%
FDP	B	0.61%
GMED	A	0.61%
REZI	A	0.6%
PLUS	F	0.59%
NTB	B	0.58%
PRK	B	0.58%
EGBN	B	0.57%
NHI	D	0.57%
CORT	B	0.57%
NMIH	C	0.56%
SUPN	C	0.56%
BTU	B	0.55%
TGNA	B	0.55%
BXC	B	0.54%
CHCO	B	0.54%
CVNA	B	0.53%
BELFB	C	0.53%
STBA	B	0.53%
DOLE	D	0.53%
KBH	D	0.52%
BRBR	A	0.52%
AMWD	C	0.52%
HIMS	B	0.51%
COKE	C	0.51%
MUSA	B	0.51%
GEO	B	0.51%
PI	D	0.5%
APPF	B	0.49%
ACT	C	0.49%
PRDO	B	0.47%
TEX	F	0.47%
PINC	B	0.46%
HRB	D	0.44%
DDS	B	0.44%
PLAB	C	0.43%
USLM	A	0.43%
LNTH	D	0.43%
WFRD	D	0.42%
RMR	F	0.42%
IESC	C	0.41%
LGND	C	0.41%
YMAB	F	0.41%
EVER	D	0.41%
QTWO	A	0.4%
ADUS	D	0.4%
BDC	C	0.39%
INMD	C	0.38%
WNC	C	0.38%
VRNT	C	0.38%
M	F	0.37%
YOU	D	0.37%
APOG	C	0.37%
TILE	B	0.37%
BPMC	B	0.36%
CRAI	C	0.36%
LOPE	C	0.36%
MD	C	0.36%
HRMY	D	0.36%
CAL	F	0.36%
BLBD	D	0.36%
IIPR	D	0.36%
HIW	C	0.35%
CNXN	C	0.35%
ESNT	F	0.34%
PDM	D	0.34%
TRMK	C	0.34%
CMC	B	0.33%
ATKR	D	0.33%
PBF	D	0.32%
PFS	B	0.32%
CUZ	B	0.31%
SCS	C	0.31%
IBOC	B	0.31%
SPNS	F	0.3%
TWI	F	0.3%
DXC	B	0.3%
RXST	F	0.3%
BHE	C	0.29%
AKR	B	0.29%
CRDO	B	0.29%
DNOW	B	0.29%
HURN	C	0.29%
SBRA	C	0.29%
TCMD	B	0.29%
ODP	F	0.29%
VIRT	A	0.28%
BKE	B	0.28%
PHIN	A	0.28%
ASO	F	0.28%
HUBG	A	0.28%
THFF	B	0.28%
MEDP	D	0.27%
AVNS	F	0.27%
SXC	A	0.27%
ITCI	C	0.27%
BNL	D	0.27%
PSN	D	0.27%
ABG	C	0.26%
INTA	B	0.26%
BKU	A	0.26%
CCRN	F	0.26%
VRNS	D	0.26%
BKH	A	0.26%
PIPR	A	0.25%
GNK	D	0.25%
AGX	B	0.25%
GIII	D	0.25%
PRM	C	0.25%
HAE	C	0.23%
KN	B	0.23%
VNDA	C	0.23%
MED	D	0.23%
NTCT	C	0.23%
LMAT	A	0.23%
IMKTA	C	0.22%
HDSN	F	0.22%
SMP	C	0.22%
AMKR	D	0.21%
NX	C	0.21%
VCTR	B	0.21%
EXTR	C	0.21%
SIGA	F	0.21%
WABC	B	0.21%
SBH	C	0.21%
PK	C	0.2%
BLFS	C	0.2%
ENS	F	0.2%
KRC	B	0.2%
CMPR	D	0.2%
INSW	F	0.2%
NUS	D	0.2%
SGBX	F	0.19%
DHT	F	0.19%
ONTO	F	0.19%
ASGN	F	0.19%
ASC	F	0.19%
NSSC	D	0.19%
TARS	C	0.19%
UCTT	D	0.18%
TPC	C	0.18%
GOGL	F	0.18%
NAVI	F	0.18%
HOV	D	0.17%
NVST	B	0.17%
ADNT	F	0.17%
AXSM	B	0.17%
BRC	D	0.16%
KELYA	F	0.16%
XRX	F	0.16%
SD	D	0.16%
HY	D	0.16%
HROW	D	0.16%
VSH	F	0.16%
SCSC	C	0.15%
SCVL	F	0.15%
STNG	F	0.15%
AIT	B	0.14%
NECB	C	0.14%
METC	C	0.14%
ALRM	C	0.14%
MRVI	F	0.14%
AYI	B	0.14%
EIG	B	0.13%
TWST	F	0.13%
CWCO	C	0.13%
PCRX	C	0.13%
MOV	D	0.13%
CSGS	B	0.13%
CECO	B	0.12%
CLW	F	0.12%
ALKT	B	0.12%
OSCR	D	0.11%
YEXT	B	0.11%
CHRD	D	0.11%
INVA	D	0.11%
CGEM	F	0.11%
GFF	A	0.1%
AMCX	C	0.1%
MAX	F	0.09%
MLKN	F	0.08%
KRYS	C	0.08%
ATLO	C	0.07%
TPH	D	0.07%
PEBK	B	0.07%
CTRE	C	0.07%
WGO	C	0.07%
APAM	B	0.06%
CTS	C	0.06%
GRND	A	0.06%
JWN	D	0.06%
OMI	F	0.06%
KSS	F	0.06%
SWX	B	0.05%
REVG	C	0.05%
OGS	A	0.05%
NSIT	F	0.05%
ATEN	A	0.05%
HE	C	0.04%
AMN	F	0.04%
TDC	D	0.04%
SEMR	C	0.04%
PHR	F	0.04%
FORM	D	0.04%
ETD	C	0.04%
EOLS	D	0.04%
ANDE	D	0.04%
JBI	F	0.03%
VITL	D	0.03%
RYI	C	0.03%
SWI	C	0.03%
EMBC	C	0.03%
ACIW	B	0.02%
MITK	C	0.0%
MAIN	A	0.0%
EPAC	C	0.0%

AFSM Underweight 73 Positions Relative to RZG

Symbol	Grade	Weight
GPI	B	-1.46%
SPNT	B	-1.36%
GSHD	A	-1.31%
CARG	B	-1.26%
CVCO	A	-1.2%
BOOT	C	-1.2%
NOG	B	-1.18%
SHAK	C	-1.14%
PATK	C	-1.1%
IBP	D	-0.99%
MARA	B	-0.94%
IPAR	B	-0.94%
VVI	C	-0.91%
JOE	F	-0.9%
VCEL	B	-0.89%
VRRM	F	-0.87%
RWT	D	-0.86%
AMBC	C	-0.85%
CUBI	B	-0.84%
PLMR	A	-0.82%
ARCB	C	-0.79%
REX	D	-0.78%
AVAV	C	-0.74%
CRC	A	-0.73%
CARS	C	-0.72%
OII	B	-0.69%
SHO	D	-0.67%
URBN	C	-0.67%
DVAX	C	-0.65%
EXPI	D	-0.64%
GKOS	B	-0.64%
ATI	C	-0.64%
DRH	B	-0.63%
FSS	B	-0.63%
MGY	A	-0.6%
MTRN	C	-0.6%
PLAY	D	-0.59%
LQDT	B	-0.59%
ROCK	C	-0.59%
EFC	C	-0.57%
MYRG	B	-0.55%
AGYS	A	-0.55%
TFIN	B	-0.53%
MCRI	A	-0.53%
SM	B	-0.52%
VECO	F	-0.51%
YELP	C	-0.48%
PARR	F	-0.48%
TDW	F	-0.47%
CCOI	B	-0.47%
SXI	B	-0.46%
ITGR	B	-0.45%
AWI	A	-0.44%
FELE	B	-0.43%
WRLD	C	-0.43%
TRIP	F	-0.42%
RES	D	-0.42%
SHOO	F	-0.41%
ARLO	C	-0.4%
DV	C	-0.4%
MSGS	A	-0.39%
OXM	F	-0.38%
OSIS	A	-0.37%
WDFC	B	-0.36%
AEO	F	-0.36%
APLE	B	-0.35%
ALG	B	-0.33%
XPEL	B	-0.32%
NEO	C	-0.28%
PDFS	C	-0.27%
PRVA	C	-0.25%
CNMD	C	-0.18%
JACK	C	-0.14%