TECB vs. AUSF ETF Comparison

Comparison of iShares U.S. Tech Breakthrough Multisector ETF (TECB) to Global X Adaptive U.S. Factor ETF (AUSF)

TECB

iShares U.S. Tech Breakthrough Multisector ETF

TECB Description

The fund seeks to track the investment results of the NYSE FactSet U.S. Tech Breakthrough Index (the underlying index), which measures the performance of U.S. listed companies engaged in cutting edge research and development of products and services in the areas of robotics and artificial intelligence, cyber security, cloud and data tech, financial technology, and genomics and immunology. It generally will invest at least 90% of its assets in the component securities of the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$54.80

Average Daily Volume

19,806

Number of Holdings ^*

164

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	TECB	AUSF
30 Days	6.07%	4.22%
60 Days	7.19%	5.67%
90 Days	9.19%	7.18%
12 Months	37.00%	33.52%

15 Overlapping Holdings

Symbol	Grade	Weight in TECB	Weight in AUSF	Overlap
AAPL	C	4.13%	0.1%	0.1%
AKAM	D	0.37%	0.06%	0.06%
AME	A	0.59%	0.09%	0.09%
BR	A	0.16%	0.84%	0.16%
CACI	D	0.28%	0.18%	0.18%
FI	A	0.77%	0.08%	0.08%
GDDY	A	0.36%	0.1%	0.1%
HPQ	B	0.54%	0.52%	0.52%
INTC	D	1.37%	0.54%	0.54%
JNPR	F	0.3%	1.36%	0.3%
MA	C	2.59%	0.08%	0.08%
MRK	F	2.72%	1.0%	1.0%
REGN	F	1.37%	0.05%	0.05%
TW	A	0.09%	0.14%	0.09%
V	A	2.96%	1.51%	1.51%

TECB Overweight 149 Positions Relative to AUSF

Symbol	Grade	Weight
NFLX	A	4.98%
CRM	B	4.64%
ORCL	B	4.5%
NVDA	C	4.32%
META	D	4.07%
AMZN	C	3.83%
MSFT	F	3.47%
GOOGL	C	3.42%
PANW	C	3.41%
NOW	A	3.13%
ADBE	C	2.97%
AMD	F	2.91%
ISRG	A	2.56%
TXN	C	2.38%
QCOM	F	2.28%
CRWD	B	2.17%
GILD	C	1.94%
FTNT	C	1.59%
ADI	D	1.39%
MELI	D	1.35%
EQIX	A	1.28%
INTU	C	1.12%
MSTR	C	0.92%
ADSK	A	0.89%
DLR	B	0.88%
SNOW	C	0.77%
TEAM	A	0.59%
PYPL	B	0.54%
IRM	D	0.51%
BAH	F	0.51%
HUBS	A	0.51%
ZS	C	0.5%
MCHP	D	0.46%
EBAY	D	0.45%
CPNG	D	0.41%
ANSS	B	0.4%
NTAP	C	0.38%
COIN	C	0.34%
MDB	C	0.33%
OKTA	C	0.32%
SQ	B	0.31%
WDC	D	0.31%
FIS	C	0.29%
INCY	C	0.27%
NTNX	A	0.25%
TWLO	A	0.24%
PINS	D	0.23%
PSTG	D	0.23%
MRNA	F	0.22%
S	B	0.2%
GPN	B	0.18%
SAIC	F	0.17%
SRPT	D	0.17%
EXEL	B	0.17%
CPAY	A	0.16%
QLYS	C	0.15%
SNAP	C	0.15%
RVMD	C	0.14%
VRNS	D	0.14%
TENB	C	0.13%
CVLT	B	0.11%
GTLB	B	0.11%
DBX	B	0.1%
TOST	B	0.1%
SSNC	B	0.1%
GWRE	A	0.1%
AFRM	B	0.1%
LUMN	C	0.1%
BPMC	C	0.1%
CFLT	B	0.1%
PARA	C	0.09%
ETSY	D	0.09%
CGNX	C	0.09%
SOFI	A	0.09%
LSCC	D	0.09%
JKHY	D	0.08%
ALTR	B	0.08%
ALRM	C	0.08%
BSY	D	0.08%
RPD	C	0.07%
BILL	A	0.06%
MKTX	D	0.06%
ACLX	C	0.06%
WEX	D	0.05%
CALX	D	0.05%
INFA	D	0.05%
PEGA	A	0.05%
YOU	D	0.05%
AI	B	0.05%
LGND	B	0.04%
QTWO	A	0.04%
PTON	B	0.04%
OMF	A	0.04%
FRSH	C	0.04%
FOUR	B	0.04%
TWST	D	0.04%
SWTX	C	0.04%
TDC	D	0.04%
SLAB	D	0.04%
PRGS	A	0.04%
BCRX	D	0.03%
AVPT	A	0.03%
EEFT	B	0.03%
DVAX	C	0.03%
WK	B	0.03%
CCCS	B	0.03%
BEAM	D	0.03%
IOVA	F	0.03%
ATEN	B	0.03%
DOCN	D	0.03%
UPST	B	0.03%
ACIW	B	0.03%
GERN	D	0.03%
PAR	B	0.02%
SYM	C	0.02%
VERX	B	0.02%
FLYW	C	0.02%
MTTR	B	0.02%
NVAX	F	0.02%
BL	B	0.02%
VIRT	B	0.02%
NCNO	B	0.02%
ZUO	B	0.02%
SIRI	C	0.02%
CWAN	B	0.02%
APPN	B	0.02%
NTLA	F	0.02%
INTA	A	0.02%
XNCR	B	0.02%
DDD	C	0.01%
ARCT	F	0.01%
MQ	F	0.01%
BMBL	C	0.01%
DFIN	D	0.01%
AVDX	B	0.01%
VIR	D	0.01%
RCUS	F	0.01%
BASE	C	0.01%
ALKT	B	0.01%
PRLB	A	0.01%
CXM	C	0.01%
FSLY	D	0.01%
VMEO	B	0.01%
PAYO	A	0.01%
ENVA	B	0.01%
WRLD	C	0.0%
LPRO	C	0.0%
RPAY	D	0.0%
DNA	F	0.0%

TECB Underweight 175 Positions Relative to AUSF

Symbol	Grade	Weight
T	A	-1.9%
VZ	C	-1.83%
TMUS	B	-1.59%
RSG	A	-1.56%
WMT	A	-1.56%
BSX	B	-1.54%
COR	B	-1.51%
BRK.A	B	-1.5%
EA	A	-1.43%
ADP	B	-1.43%
MMC	B	-1.42%
CSCO	B	-1.41%
ICE	C	-1.41%
LMT	D	-1.4%
RTX	C	-1.4%
CME	A	-1.39%
WM	A	-1.38%
IBM	C	-1.37%
LIN	D	-1.35%
JNJ	D	-1.34%
GD	F	-1.33%
EDR	A	-1.32%
ACI	C	-1.29%
DOX	D	-1.25%
KO	D	-1.03%
CBOE	B	-0.94%
PG	A	-0.83%
DTM	B	-0.7%
MCD	D	-0.7%
PEP	F	-0.66%
KMI	A	-0.66%
MO	A	-0.65%
UNM	A	-0.65%
TPR	B	-0.63%
MARA	C	-0.62%
IP	B	-0.59%
OKE	A	-0.58%
SYF	B	-0.58%
FHN	A	-0.57%
WBS	A	-0.57%
UMBF	B	-0.56%
ZION	B	-0.56%
FNB	A	-0.56%
VTRS	A	-0.56%
CMA	A	-0.55%
WHR	B	-0.55%
ONB	B	-0.55%
ABG	B	-0.55%
RF	A	-0.55%
AL	B	-0.55%
CFG	B	-0.55%
PB	A	-0.55%
COLB	A	-0.55%
UBSI	B	-0.55%
HBAN	A	-0.55%
LAD	A	-0.55%
LBRDK	C	-0.54%
OZK	B	-0.54%
HPE	B	-0.54%
CADE	B	-0.54%
PVH	C	-0.53%
TAP	C	-0.53%
BEN	C	-0.53%
C	A	-0.53%
GM	B	-0.52%
ALLY	C	-0.52%
LNC	B	-0.52%
PCAR	B	-0.52%
AM	A	-0.52%
NOV	C	-0.52%
BCC	B	-0.51%
CIVI	D	-0.51%
SLG	B	-0.51%
CNH	C	-0.51%
CMCSA	B	-0.51%
CNC	D	-0.5%
CHRD	D	-0.5%
CHE	D	-0.5%
JXN	C	-0.5%
DINO	D	-0.49%
NXST	C	-0.49%
BG	F	-0.49%
AGNC	D	-0.49%
STWD	C	-0.49%
QGEN	D	-0.49%
CVS	D	-0.49%
HST	C	-0.49%
MOS	F	-0.48%
SNX	C	-0.48%
X	C	-0.48%
CRBG	B	-0.48%
BWA	D	-0.48%
UGI	A	-0.48%
VICI	C	-0.48%
RDN	C	-0.48%
AVT	C	-0.48%
KRC	C	-0.47%
EMN	D	-0.47%
SON	D	-0.47%
HOG	D	-0.47%
SOLV	C	-0.47%
ADM	D	-0.47%
TDG	D	-0.47%
M	D	-0.47%
RPRX	D	-0.47%
GAP	C	-0.47%
RNR	C	-0.47%
WU	D	-0.46%
BBY	D	-0.46%
LYB	F	-0.46%
MDT	D	-0.45%
CAG	D	-0.45%
FMC	D	-0.45%
LEA	D	-0.44%
PFE	D	-0.43%
KHC	F	-0.43%
SWKS	F	-0.43%
ARW	D	-0.43%
WBA	F	-0.43%
DOW	F	-0.42%
HII	D	-0.42%
OGN	D	-0.42%
CE	F	-0.29%
YUM	B	-0.26%
PGR	A	-0.18%
ABBV	D	-0.14%
GRMN	B	-0.13%
TRV	B	-0.12%
KR	B	-0.12%
COST	B	-0.12%
SO	D	-0.12%
CHD	B	-0.12%
VRSK	A	-0.1%
DUK	C	-0.1%
ORI	A	-0.1%
SNA	A	-0.1%
WMB	A	-0.1%
LDOS	C	-0.1%
AFL	B	-0.1%
ATR	B	-0.09%
PNW	B	-0.09%
MCK	B	-0.09%
MSI	B	-0.09%
CVX	A	-0.09%
PKG	A	-0.09%
WRB	A	-0.09%
INGR	B	-0.08%
TJX	A	-0.08%
CI	F	-0.08%
CAH	B	-0.08%
UNH	C	-0.08%
HOLX	D	-0.08%
BDX	F	-0.08%
HIG	B	-0.08%
CB	C	-0.08%
XOM	B	-0.08%
NOC	D	-0.08%
ED	D	-0.08%
VRSN	F	-0.08%
MDLZ	F	-0.07%
FE	C	-0.07%
VRTX	F	-0.07%
CTLT	B	-0.07%
KMB	D	-0.07%
K	A	-0.07%
ECL	D	-0.07%
HON	B	-0.07%
AJG	B	-0.07%
AMGN	D	-0.07%
ATO	A	-0.07%
DGX	A	-0.07%
ROP	B	-0.07%
CL	D	-0.07%
WELL	A	-0.07%
L	A	-0.07%