SMIZ vs. PFF ETF Comparison

Comparison of Zacks Small/Mid Cap ETF (SMIZ) to iShares US Preferred Stock ETF (PFF)

SMIZ

Zacks Small/Mid Cap ETF

SMIZ Description

The fund seeks to generate positive risk-adjusted returns (positive rate of return after adjustment for the amount of risk taken) by, under normal circumstances, investing at least 80% of its net assets (including any borrowings for investment purposes) in equity securities of small and midsize companies listed on U.S. stock exchanges or derivatives linked to such securities.

Grade (RS Rating)

Last Trade

$36.18

Average Daily Volume

15,588

Number of Holdings ^*

206

* may have additional holdings in another (foreign) market

PFF

iShares US Preferred Stock ETF

PFF Description

The investment seeks to track the investment results of an index composed of U.S. preferred stocks. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the S&P U.S. Preferred Stock IndexTM (the "underlying index"), which measures the performance of a select group of preferred stocks listed on the New York Stock Exchange (" NYSE"), NYSE Arca, Inc. ("NYSE Arca"), NYSE Amex, NASDAQ Global Select Market, NASDAQ Select Market or NASDAQ Capital Market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$32.69

Average Daily Volume

3,786,026

Number of Holdings ^*

227

* may have additional holdings in another (foreign) market

Performance

Period	SMIZ	PFF
30 Days	6.77%	-1.37%
60 Days	8.62%	-1.53%
90 Days	10.36%	2.37%
12 Months	37.44%	15.55%

11 Overlapping Holdings

Symbol	Grade	Weight in SMIZ	Weight in PFF	Overlap
AGNC	C	0.0%	0.14%	0.0%
AXS	A	0.18%	0.31%	0.18%
DX	B	0.42%	0.07%	0.07%
EIX	B	0.57%	0.12%	0.12%
FULT	A	0.88%	0.1%	0.1%
HIG	B	0.57%	0.22%	0.22%
KKR	A	0.35%	0.24%	0.24%
KMPR	A	0.22%	0.09%	0.09%
KREF	C	0.54%	0.17%	0.17%
NTRS	A	1.06%	0.22%	0.22%
SNV	C	0.95%	0.13%	0.13%

SMIZ Overweight 195 Positions Relative to PFF

Symbol	Grade	Weight
EME	A	1.8%
BRBR	A	1.22%
SLVM	B	1.1%
PRA	C	1.08%
MCY	A	1.06%
PODD	C	1.04%
ADMA	B	1.03%
CBSH	B	0.97%
COFS	A	0.96%
KW	C	0.95%
MUSA	B	0.95%
DDOG	A	0.95%
CWT	C	0.94%
NTAP	C	0.93%
FISI	B	0.91%
LNG	A	0.9%
RYAN	A	0.88%
FLS	B	0.88%
ANET	C	0.88%
PRM	C	0.88%
LRN	A	0.86%
MCK	A	0.84%
WMB	A	0.83%
TROW	B	0.81%
GWRE	A	0.8%
ALX	D	0.8%
TOL	B	0.77%
SEIC	B	0.77%
CBAN	B	0.76%
ICUI	D	0.75%
NRIM	A	0.75%
IBKR	A	0.73%
TMHC	C	0.72%
RMBS	B	0.71%
CEG	C	0.71%
NI	A	0.7%
AYI	B	0.69%
HHH	B	0.68%
SOFI	B	0.67%
PK	C	0.66%
RCL	A	0.66%
FIX	A	0.65%
CHCO	B	0.64%
BMI	B	0.63%
YEXT	B	0.63%
TTWO	A	0.62%
IR	B	0.62%
HQY	A	0.62%
CINF	A	0.62%
MEDP	D	0.62%
OHI	C	0.61%
VMI	B	0.61%
BSRR	B	0.61%
WTS	B	0.59%
IFF	D	0.58%
COIN	C	0.57%
HUBB	B	0.57%
GLW	B	0.57%
BMRC	B	0.57%
TWLO	A	0.56%
VECO	F	0.56%
UAL	A	0.56%
JHG	B	0.55%
ANF	F	0.55%
VAL	F	0.55%
APH	A	0.54%
NCLH	B	0.54%
PHM	D	0.53%
ALRS	D	0.53%
FLR	B	0.51%
ALTR	B	0.51%
MASI	B	0.5%
MATX	C	0.5%
WING	D	0.5%
UNM	A	0.5%
WEAV	C	0.48%
ARVN	F	0.48%
ZBRA	B	0.48%
PRI	B	0.48%
SPT	C	0.47%
IRDM	D	0.47%
MHO	D	0.46%
RMD	C	0.46%
PKG	A	0.46%
PSTL	D	0.45%
ITT	A	0.44%
NWPX	A	0.44%
CMTG	F	0.43%
WAB	B	0.43%
TAP	C	0.42%
JANX	C	0.42%
SIRI	C	0.42%
AOSL	C	0.42%
CHRW	B	0.42%
DUOL	A	0.42%
LDOS	C	0.41%
ICFI	F	0.4%
GTLB	B	0.4%
POWL	C	0.4%
CSR	B	0.39%
UIS	B	0.39%
EXPD	C	0.38%
BTU	B	0.38%
BAH	F	0.38%
CSL	C	0.38%
CRS	B	0.38%
TXT	D	0.38%
HOLX	D	0.37%
KRYS	C	0.37%
HY	D	0.37%
HCAT	D	0.36%
KBH	D	0.36%
APPF	B	0.36%
VCYT	B	0.36%
DRI	B	0.35%
CBOE	C	0.35%
ILMN	C	0.35%
TRU	D	0.34%
URBN	C	0.34%
GRBK	D	0.34%
THC	D	0.34%
SPSC	D	0.34%
FTNT	C	0.33%
DOCU	B	0.33%
UI	B	0.33%
OKTA	C	0.33%
GAP	C	0.33%
ROST	D	0.32%
QLYS	B	0.32%
CCS	D	0.31%
ACGL	C	0.31%
OMC	C	0.31%
RDFN	D	0.3%
RIOT	C	0.3%
HSTM	B	0.3%
HAE	C	0.29%
COOP	B	0.29%
RBB	B	0.28%
LHX	C	0.28%
UHS	D	0.27%
AWK	C	0.27%
FSLY	D	0.26%
EVTC	B	0.26%
ADUS	D	0.26%
MTG	C	0.26%
EPC	F	0.26%
GNTY	A	0.25%
HRB	D	0.25%
PCVX	D	0.24%
AZEK	A	0.24%
GIII	D	0.23%
MSGS	A	0.23%
EVER	D	0.23%
ALLO	F	0.23%
INSP	D	0.23%
HL	D	0.22%
WASH	C	0.22%
IRM	C	0.22%
AIZ	A	0.22%
NYT	D	0.22%
PAHC	C	0.22%
BRO	B	0.21%
EXAS	D	0.21%
ZM	C	0.21%
VRSK	A	0.21%
SN	D	0.19%
STNE	F	0.18%
TMDX	F	0.17%
MKC	C	0.17%
BMRN	F	0.16%
PHR	F	0.16%
OMCL	C	0.16%
AFL	B	0.15%
AEO	F	0.13%
STKS	F	0.12%
COUR	F	0.12%
HRTX	F	0.09%
RUN	F	0.07%
SPCE	D	0.04%
VST	A	0.01%
ZUO	B	0.01%
AXTA	B	0.01%
NPAB	F	0.01%
ENR	B	0.01%
DFH	D	0.0%
CWCO	C	0.0%
CPF	B	0.0%
POST	C	0.0%
OPCH	D	0.0%
PARR	F	0.0%
WMS	F	0.0%
MGM	D	0.0%
CARG	B	0.0%
TSN	B	0.0%
ALKS	C	0.0%

SMIZ Underweight 216 Positions Relative to PFF

Symbol	Grade	Weight
C	A	-1.68%
ALB	B	-1.35%
HPE	B	-1.13%
NEE	C	-1.08%
ARES	A	-1.0%
T	A	-0.88%
TBB	C	-0.79%
T	A	-0.64%
DUK	C	-0.62%
SOJD	D	-0.55%
TBC	C	-0.51%
SREA	D	-0.46%
RZC	C	-0.46%
NEE	C	-0.42%
JPM	A	-0.41%
APO	B	-0.4%
CMSD	C	-0.38%
MET	A	-0.37%
JXN	C	-0.37%
SO	C	-0.37%
F	C	-0.37%
CHSCO	B	-0.36%
LNC	C	-0.35%
PRS	C	-0.35%
WCC	B	-0.35%
BTSG	C	-0.35%
SYF	B	-0.33%
CHSCL	B	-0.33%
BANC	B	-0.32%
GTLS	A	-0.32%
QRTEP	F	-0.32%
CTDD	B	-0.31%
DUKB	D	-0.31%
CHSCM	D	-0.31%
SCHW	B	-0.31%
WFC	A	-0.31%
STT	B	-0.31%
UZE	B	-0.29%
USM	B	-0.29%
FITBI	B	-0.29%
BAC	A	-0.28%
BPYPM	D	-0.28%
NLY	C	-0.27%
CHSCN	D	-0.27%
SOJC	D	-0.27%
TPG	A	-0.26%
PFH	D	-0.25%
RZB	C	-0.25%
MS	A	-0.25%
KEY	B	-0.25%
CFG	B	-0.24%
CG	B	-0.24%
TDS	B	-0.23%
PBI	B	-0.23%
DTW	D	-0.23%
FG	A	-0.23%
CHSCP	F	-0.22%
EAI	D	-0.22%
AGNCN	A	-0.21%
USB	A	-0.21%
FCNCA	A	-0.2%
RLJ	C	-0.2%
ESGRP	D	-0.2%
UNMA	C	-0.19%
ATHS	D	-0.19%
ACGLO	D	-0.19%
VOYA	B	-0.19%
RF	A	-0.19%
PRU	A	-0.19%
UMH	B	-0.18%
MGR	D	-0.18%
WTFCP	A	-0.18%
NGL	D	-0.18%
CMSC	C	-0.17%
TCBI	C	-0.16%
ALL	A	-0.16%
MTB	A	-0.16%
WAL	B	-0.16%
TVC	C	-0.15%
ELC	D	-0.15%
BHF	C	-0.15%
NRUC	D	-0.15%
NAVI	F	-0.15%
RNR	C	-0.15%
SR	A	-0.15%
GPJA	D	-0.15%
OZKAP	D	-0.15%
WAFD	B	-0.14%
FBRT	D	-0.14%
GL	C	-0.14%
AIZN	D	-0.14%
EQH	C	-0.14%
HPP	F	-0.14%
EMP	D	-0.14%
PNFP	B	-0.14%
DBRG	F	-0.13%
DDT	B	-0.13%
KMI	A	-0.13%
NSA	C	-0.13%
WRB	A	-0.12%
TVE	C	-0.12%
SLMBP	C	-0.12%
VNO	C	-0.12%
GS	A	-0.12%
SLG	B	-0.12%
CMSA	C	-0.12%
KIM	A	-0.12%
FCNCO	C	-0.12%
FITB	B	-0.12%
SFB	D	-0.12%
SITC	D	-0.11%
LBRDP	C	-0.11%
AUB	B	-0.11%
CMS	C	-0.11%
DTE	C	-0.11%
HWC	B	-0.11%
AFGC	D	-0.11%
DLR	B	-0.11%
NYMTM	A	-0.11%
SIGI	C	-0.1%
WSBC	B	-0.1%
TRTX	C	-0.1%
SPLP	D	-0.1%
AFGE	D	-0.1%
RITM	C	-0.1%
VLY	B	-0.1%
DHC	F	-0.1%
TFC	A	-0.1%
SF	B	-0.1%
HBAN	A	-0.1%
CIM	D	-0.09%
AMG	B	-0.09%
GPMT	C	-0.09%
CADE	B	-0.09%
ZIONO	D	-0.09%
ARR	D	-0.09%
AGNCL	B	-0.09%
AFGD	C	-0.09%
CION	C	-0.09%
AHH	D	-0.09%
BNRE.A	A	-0.09%
BOH	B	-0.08%
CFR	B	-0.08%
QVCD	D	-0.08%
ATLC	A	-0.08%
TWO	F	-0.08%
GAIN	B	-0.08%
CTVA	C	-0.08%
AFGB	C	-0.08%
LANDO	C	-0.08%
BC	C	-0.08%
NYMTL	A	-0.08%
ARGD	C	-0.08%
CNO	B	-0.08%
FRT	B	-0.08%
WTFCM	A	-0.08%
MBIN	F	-0.08%
WBS	A	-0.08%
NYMTN	D	-0.08%
ADC	A	-0.08%
RILY	F	-0.07%
PSA	C	-0.07%
ACR	A	-0.07%
ENO	D	-0.07%
AMH	C	-0.07%
BPOPM	C	-0.07%
PCG	A	-0.07%
CLDT	B	-0.07%
IVR	F	-0.07%
FCRX	A	-0.07%
ABR	C	-0.07%
CTO	B	-0.07%
MHNC	C	-0.07%
FTAI	A	-0.07%
ONB	C	-0.07%
PMT	C	-0.07%
VLYPP	A	-0.07%
NEWT	C	-0.07%
MFA	D	-0.07%
HTLF	B	-0.07%
REG	A	-0.07%
NMFC	D	-0.07%
MSBI	B	-0.07%
DRH	B	-0.07%
EQC	B	-0.07%
TRIN	A	-0.07%
FHN	A	-0.07%
SNCR	F	-0.07%
RILYN	C	-0.06%
BFS	C	-0.06%
PEB	D	-0.06%
LXP	D	-0.06%
COF	C	-0.06%
CNOB	B	-0.06%
PSEC	D	-0.06%
CODI	B	-0.06%
VLYPO	B	-0.06%
EFC	C	-0.06%
EPR	C	-0.06%
GNL	F	-0.06%
BW	D	-0.06%
SAR	A	-0.06%
BAC	A	-0.06%
DCOMP	D	-0.06%
FATBP	F	-0.05%
MHLA	B	-0.05%
CIO	C	-0.05%
INN	D	-0.05%
SHO	D	-0.05%
FOSL	C	-0.05%
ASB	B	-0.05%
RC	D	-0.05%
SLNHP	B	-0.04%
OPI	F	-0.04%
BHR	C	-0.03%
XELAP	F	-0.0%