RAFE vs. SFLR ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to Innovator Equity Managed Floor ETF (SFLR)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.82

Average Daily Volume

12,485

Number of Holdings ^*

238

* may have additional holdings in another (foreign) market

SFLR

Innovator Equity Managed Floor ETF

SFLR Description

The fund is an actively managed ETF that seeks to provide capital appreciation through participation in the large-capitalization U.S. equity markets while limiting the potential for maximum losses. The Advisor intends to invest in a diversified portfolio of equity securities that are included in the Solactive GBS United States 500 Index, together with put and call option contracts in an effort to reduce the potential for losses associated with the returns of U.S. large capitalization equity market investments. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.06

Average Daily Volume

132,739

Number of Holdings ^*

217

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	SFLR
30 Days	1.92%	3.02%
60 Days	3.06%	4.71%
90 Days	4.90%	5.81%
12 Months	24.12%	26.23%

81 Overlapping Holdings

Symbol	Grade	Weight in RAFE	Weight in SFLR	Overlap
AAPL	C	6.52%	6.66%	6.52%
ABBV	D	1.53%	0.7%	0.7%
ABT	B	1.18%	0.57%	0.57%
ADBE	C	0.63%	0.55%	0.55%
AMD	F	0.06%	0.44%	0.06%
AMGN	D	1.08%	0.39%	0.39%
AMT	D	0.19%	0.3%	0.19%
AVGO	D	1.26%	1.69%	1.26%
AXP	A	0.63%	0.45%	0.45%
BAC	A	0.86%	0.83%	0.83%
CAG	D	0.07%	0.09%	0.07%
CDW	F	0.09%	0.14%	0.09%
CHD	B	0.07%	0.21%	0.07%
CI	F	1.3%	0.26%	0.26%
CMCSA	B	1.55%	0.52%	0.52%
COR	B	0.13%	0.27%	0.13%
CPB	D	0.05%	0.28%	0.05%
CRM	B	0.58%	0.71%	0.58%
CSCO	B	2.94%	0.84%	0.84%
DE	A	0.54%	0.26%	0.26%
DELL	C	0.13%	0.09%	0.09%
DHR	F	0.46%	0.42%	0.42%
DIS	B	1.2%	0.37%	0.37%
DOV	A	0.06%	0.34%	0.06%
DOW	F	0.5%	0.2%	0.2%
DOX	D	0.08%	0.06%	0.06%
EL	F	0.12%	0.16%	0.12%
ESS	B	0.05%	0.22%	0.05%
F	C	1.14%	0.12%	0.12%
FDX	B	0.45%	0.23%	0.23%
GEHC	F	0.27%	0.13%	0.13%
GM	B	2.16%	0.24%	0.24%
GS	A	0.98%	0.69%	0.69%
HCA	F	0.09%	0.26%	0.09%
HD	A	1.77%	1.09%	1.09%
HIG	B	0.27%	0.38%	0.27%
HSY	F	0.06%	0.2%	0.06%
HUM	C	0.41%	0.09%	0.09%
IBM	C	1.81%	0.57%	0.57%
ILMN	D	0.08%	0.08%	0.08%
ISRG	A	0.14%	0.52%	0.14%
JNJ	D	3.18%	1.12%	1.12%
JPM	A	4.09%	1.62%	1.62%
K	A	0.18%	0.16%	0.16%
KO	D	0.98%	0.92%	0.92%
LIN	D	1.12%	0.61%	0.61%
LLY	F	0.67%	1.49%	0.67%
LOW	D	1.14%	0.56%	0.56%
LRCX	F	0.5%	0.33%	0.33%
MA	C	0.79%	1.04%	0.79%
MAA	B	0.07%	0.22%	0.07%
META	D	1.2%	2.64%	1.2%
MMM	D	1.07%	0.52%	0.52%
MRK	F	1.69%	0.42%	0.42%
MRVL	B	0.13%	0.22%	0.13%
MSFT	F	5.72%	6.36%	5.72%
MU	D	0.95%	0.21%	0.21%
NDAQ	A	0.07%	0.27%	0.07%
NKE	D	0.48%	0.21%	0.21%
NVDA	C	1.12%	6.95%	1.12%
ON	D	0.1%	0.19%	0.1%
ORCL	B	1.68%	0.71%	0.71%
PEP	F	0.28%	0.56%	0.28%
PFG	D	0.2%	0.15%	0.15%
PG	A	2.84%	1.02%	1.02%
PPG	F	0.2%	0.13%	0.13%
PRU	A	0.51%	0.35%	0.35%
PYPL	B	0.62%	0.25%	0.25%
QCOM	F	1.6%	0.4%	0.4%
RSG	A	0.04%	0.35%	0.04%
T	A	2.41%	0.62%	0.62%
TER	D	0.09%	0.11%	0.09%
TGT	F	1.18%	0.23%	0.23%
TMUS	B	0.46%	0.52%	0.46%
TROW	B	0.12%	0.12%	0.12%
TSLA	B	0.49%	1.87%	0.49%
TXN	C	0.83%	0.68%	0.68%
UNH	C	0.58%	1.54%	0.58%
V	A	1.09%	1.18%	1.09%
WAB	B	0.09%	0.29%	0.09%
WM	A	0.44%	0.38%	0.38%

RAFE Overweight 157 Positions Relative to SFLR

Symbol	Grade	Weight
C	A	3.25%
INTC	D	2.85%
WFC	A	2.82%
PFE	D	2.32%
BMY	B	1.97%
VZ	C	1.69%
GILD	C	0.99%
ACN	C	0.97%
ELV	F	0.89%
AMAT	F	0.81%
HPQ	B	0.72%
BLK	C	0.71%
HPE	B	0.7%
MET	A	0.7%
DD	D	0.59%
ALL	A	0.58%
JCI	C	0.55%
UPS	C	0.54%
BBY	D	0.5%
TJX	A	0.49%
NEM	D	0.46%
ADP	B	0.45%
IP	B	0.43%
MCK	B	0.43%
APD	A	0.42%
EBAY	D	0.41%
CVS	D	0.4%
WDC	D	0.37%
ADI	D	0.37%
CARR	D	0.37%
CBRE	B	0.37%
CL	D	0.37%
FIS	C	0.36%
WELL	A	0.33%
ADM	D	0.33%
GIS	D	0.32%
BDX	F	0.32%
ITW	B	0.31%
EA	A	0.31%
KMB	D	0.3%
NTAP	C	0.29%
MDLZ	F	0.29%
CAH	B	0.29%
MAR	B	0.28%
FI	A	0.28%
BIIB	F	0.27%
CCI	D	0.27%
STT	A	0.26%
WY	D	0.26%
ECL	D	0.26%
EIX	B	0.25%
PGR	A	0.25%
AMP	A	0.25%
SYY	B	0.24%
EQIX	A	0.24%
VTR	C	0.23%
OC	A	0.22%
MSI	B	0.21%
KLAC	D	0.21%
LUMN	C	0.21%
WHR	B	0.21%
CMI	A	0.21%
JLL	D	0.21%
PARA	C	0.2%
KHC	F	0.2%
LH	C	0.19%
JNPR	F	0.19%
IRM	D	0.19%
FOXA	B	0.19%
MOS	F	0.19%
BK	A	0.19%
BAX	D	0.18%
CTSH	B	0.18%
VFC	C	0.18%
DVA	B	0.17%
GWW	B	0.17%
TPR	B	0.16%
CF	B	0.16%
AVB	B	0.16%
BALL	D	0.16%
MCO	B	0.16%
EW	C	0.16%
EQR	B	0.16%
PKG	A	0.15%
ARW	D	0.15%
DG	F	0.15%
HLT	A	0.15%
SHW	A	0.15%
A	D	0.15%
KDP	D	0.14%
AWK	D	0.14%
OMC	C	0.14%
KSS	F	0.14%
ZTS	D	0.14%
FAST	B	0.13%
CDNS	B	0.13%
FITB	A	0.13%
CNC	D	0.13%
OTIS	C	0.12%
SYK	C	0.12%
IFF	D	0.12%
HOLX	D	0.11%
PAYX	C	0.11%
WAT	B	0.11%
HST	C	0.11%
TSCO	D	0.11%
SWK	D	0.11%
BSX	B	0.11%
GAP	C	0.11%
PVH	C	0.11%
KEYS	A	0.1%
SPGI	C	0.1%
LKQ	D	0.09%
SOLV	C	0.09%
WBA	F	0.09%
VTRS	A	0.09%
AVT	C	0.09%
SJM	D	0.09%
USFD	A	0.09%
NFLX	A	0.09%
SNPS	B	0.08%
GPC	D	0.08%
PLD	D	0.08%
LNC	B	0.08%
LEA	D	0.08%
DXC	B	0.07%
DGX	A	0.07%
KIM	A	0.07%
HUN	F	0.07%
AKAM	D	0.07%
TSN	B	0.07%
NTRS	A	0.07%
NWSA	B	0.07%
KD	B	0.06%
HSIC	B	0.06%
EQH	B	0.06%
GT	C	0.06%
MCHP	D	0.06%
MHK	D	0.05%
XRX	F	0.05%
HAS	D	0.05%
CTVA	C	0.05%
FL	F	0.05%
ORLY	B	0.05%
ROK	B	0.05%
AAP	C	0.04%
OGN	D	0.04%
WU	D	0.04%
GEN	B	0.04%
AGCO	D	0.04%
NWL	B	0.04%
FLEX	A	0.04%
MAN	D	0.03%
M	D	0.03%
O	D	0.02%
ANET	C	0.02%
HRL	D	0.01%

RAFE Underweight 136 Positions Relative to SFLR

Symbol	Grade	Weight
AMZN	C	-3.98%
GOOGL	C	-2.09%
GOOG	C	-1.85%
BRK.A	B	-1.4%
COST	B	-1.07%
XOM	B	-1.01%
WMT	A	-0.95%
MCD	D	-0.76%
GE	D	-0.6%
INTU	C	-0.56%
LMT	D	-0.51%
CVX	A	-0.51%
MRO	B	-0.5%
CTAS	B	-0.49%
TMO	F	-0.49%
UNP	C	-0.48%
KMI	A	-0.47%
RF	A	-0.45%
TT	A	-0.45%
TDG	D	-0.41%
KKR	A	-0.39%
BKNG	A	-0.37%
CFG	B	-0.36%
MS	A	-0.34%
BX	A	-0.34%
PLTR	B	-0.33%
URI	B	-0.32%
VRTX	F	-0.31%
COP	C	-0.31%
ETR	B	-0.31%
UBER	D	-0.3%
ES	D	-0.3%
HBAN	A	-0.29%
BRO	B	-0.29%
INVH	D	-0.28%
L	A	-0.27%
BXP	D	-0.26%
PPL	B	-0.26%
AME	A	-0.26%
BR	A	-0.26%
DOC	D	-0.26%
ROST	C	-0.25%
CSL	C	-0.25%
ED	D	-0.25%
LEN	D	-0.24%
CMS	C	-0.24%
DTE	C	-0.24%
SPOT	B	-0.23%
TTD	B	-0.23%
HEI	B	-0.22%
APO	B	-0.22%
ACGL	D	-0.22%
WRB	A	-0.22%
FCX	D	-0.21%
CRWD	B	-0.21%
LNT	A	-0.2%
MKL	A	-0.2%
SBAC	D	-0.19%
LYB	F	-0.18%
LNG	B	-0.18%
REGN	F	-0.18%
SNOW	C	-0.18%
WDAY	B	-0.17%
ZM	B	-0.17%
IBKR	A	-0.17%
VLO	C	-0.17%
CNP	B	-0.16%
DASH	A	-0.16%
SUI	D	-0.16%
ARES	A	-0.16%
MELI	D	-0.16%
LYV	A	-0.16%
EXPE	B	-0.15%
SQ	B	-0.15%
EVRG	A	-0.15%
ZBH	C	-0.14%
DRI	B	-0.14%
EXPD	D	-0.14%
AEE	A	-0.14%
SSNC	B	-0.14%
IEX	B	-0.14%
HEI	B	-0.13%
VEEV	C	-0.13%
LUV	C	-0.13%
VRT	B	-0.12%
ZS	C	-0.12%
RBLX	C	-0.12%
MSTR	C	-0.12%
RPRX	D	-0.12%
DKNG	B	-0.11%
DDOG	A	-0.11%
LII	A	-0.11%
SNAP	C	-0.1%
ZBRA	B	-0.1%
DAL	C	-0.1%
FCNCA	A	-0.1%
TRU	D	-0.1%
ALNY	D	-0.1%
TRMB	B	-0.09%
NET	B	-0.09%
TW	A	-0.09%
HUBB	B	-0.09%
GEV	B	-0.09%
COIN	C	-0.09%
FDS	B	-0.09%
OWL	A	-0.08%
MGM	D	-0.08%
NUE	C	-0.08%
ENTG	D	-0.08%
TEAM	A	-0.07%
CVNA	B	-0.07%
HUBS	A	-0.07%
AVTR	F	-0.07%
BSY	D	-0.06%
LPLA	A	-0.06%
SIRI	C	-0.06%
BLDR	D	-0.05%
CPNG	D	-0.05%
IOT	A	-0.05%
OXY	D	-0.05%
PINS	D	-0.04%
OKTA	C	-0.04%
ENPH	F	-0.04%
JBL	B	-0.04%
CE	F	-0.04%
MDB	C	-0.04%
CELH	F	-0.03%
RKT	F	-0.03%
AGR	B	-0.02%
SCCO	F	-0.02%
GFS	C	-0.02%
WMG	C	-0.02%
MRNA	F	-0.0%
SMCI	F	-0.0%
BMRN	D	-0.0%
DXCM	D	-0.0%