IYG vs. FTA ETF Comparison

Comparison of iShares U.S. Financial Services ETF (IYG) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

IYG

iShares U.S. Financial Services ETF

IYG Description

The investment seeks to track the investment results of an index composed of U.S. equities in the financial services sector. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Dow Jones U.S. Financial Services Index (the "underlying index"), which measures the performance of the financial services sector of the U.S. equity market. It is a subset of the Dow Jones U.S. Financials Index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$80.47

Average Daily Volume

47,442

Number of Holdings ^*

102

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.92

Average Daily Volume

38,924

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	IYG	FTA
30 Days	8.03%	3.75%
60 Days	13.09%	4.76%
90 Days	15.48%	5.84%
12 Months	49.38%	25.55%

18 Overlapping Holdings

Symbol	Grade	Weight in IYG	Weight in FTA	Overlap
ALLY	C	0.16%	0.71%	0.16%
BAC	A	5.1%	0.59%	0.59%
C	A	2.12%	0.76%	0.76%
CFG	B	0.34%	0.8%	0.34%
COF	C	1.14%	0.86%	0.86%
FITB	B	0.52%	0.57%	0.52%
HBAN	A	0.42%	0.84%	0.42%
KEY	B	0.29%	0.4%	0.29%
MS	A	2.7%	0.65%	0.65%
MTB	A	0.58%	0.61%	0.58%
PNC	B	1.34%	0.39%	0.39%
RF	A	0.39%	0.58%	0.39%
RJF	A	0.48%	0.46%	0.46%
STT	B	0.46%	0.55%	0.46%
SYF	B	0.42%	1.14%	0.42%
TROW	B	0.43%	0.97%	0.43%
USB	A	1.26%	0.56%	0.56%
WFC	A	4.09%	0.9%	0.9%

IYG Overweight 84 Positions Relative to FTA

Symbol	Grade	Weight
BRK.A	B	13.92%
JPM	A	11.28%
V	A	8.36%
MA	B	6.96%
GS	A	3.03%
AXP	A	2.6%
SPGI	C	2.6%
BLK	B	2.36%
BX	A	2.11%
SCHW	B	1.95%
KKR	A	1.63%
ICE	C	1.44%
CME	B	1.31%
MCO	B	1.2%
APO	B	1.19%
TFC	A	1.01%
COIN	C	1.0%
BK	A	0.93%
AMP	A	0.89%
MSCI	C	0.75%
DFS	B	0.72%
NDAQ	A	0.53%
ARES	A	0.5%
FCNCA	A	0.43%
LPLA	A	0.38%
HOOD	B	0.37%
NTRS	A	0.35%
CBOE	C	0.34%
IBKR	A	0.32%
FDS	B	0.3%
EWBC	A	0.24%
EQH	C	0.24%
TW	A	0.24%
SOFI	B	0.23%
JEF	A	0.2%
OWL	A	0.19%
SF	B	0.19%
FHN	A	0.18%
WBS	A	0.17%
CG	B	0.17%
EVR	B	0.17%
HLI	A	0.16%
WAL	B	0.16%
MKTX	D	0.16%
CMA	B	0.15%
MORN	B	0.15%
PNFP	B	0.15%
CBSH	B	0.14%
WTFC	A	0.14%
ZION	B	0.14%
CFR	B	0.14%
HLNE	B	0.13%
SEIC	B	0.13%
PB	B	0.13%
IVZ	B	0.13%
VOYA	B	0.13%
SSB	B	0.13%
SNV	C	0.13%
BPOP	C	0.12%
LAZ	B	0.11%
MTG	C	0.11%
BEN	C	0.11%
OMF	A	0.11%
JHG	B	0.1%
ESNT	F	0.1%
FNB	A	0.1%
GBCI	B	0.1%
FFIN	B	0.09%
RDN	D	0.09%
UMBF	B	0.09%
SLM	A	0.09%
TPG	A	0.09%
UBSI	B	0.09%
HOMB	A	0.09%
AMG	B	0.09%
VLY	B	0.08%
OZK	B	0.08%
FCFS	F	0.07%
CACC	D	0.05%
VIRT	A	0.05%
BOKF	B	0.04%
RKT	F	0.03%
UWMC	D	0.01%
TFSL	A	0.01%

IYG Underweight 168 Positions Relative to FTA

Symbol	Grade	Weight
UAL	A	-1.4%
GM	C	-1.13%
DAL	B	-1.12%
PCAR	B	-1.02%
FOXA	A	-0.98%
EOG	A	-0.97%
STLD	B	-0.96%
CVX	A	-0.96%
CINF	A	-0.96%
RS	B	-0.94%
COP	C	-0.94%
CTRA	B	-0.93%
HPE	B	-0.92%
F	C	-0.92%
AIG	B	-0.91%
HAL	C	-0.91%
VLO	C	-0.91%
CMCSA	B	-0.91%
XOM	B	-0.9%
T	A	-0.89%
DVN	F	-0.88%
PSX	C	-0.87%
TOL	B	-0.87%
OXY	D	-0.86%
KMI	A	-0.85%
MPC	D	-0.85%
NUE	C	-0.85%
EG	C	-0.82%
EQT	B	-0.82%
LNG	A	-0.82%
BG	D	-0.8%
PHM	D	-0.79%
LEN	D	-0.79%
OC	A	-0.78%
ETR	B	-0.78%
CVS	D	-0.77%
ADM	D	-0.77%
LYB	F	-0.76%
SRE	A	-0.76%
VTRS	A	-0.76%
INTC	C	-0.75%
FDX	B	-0.75%
CRBG	B	-0.74%
L	A	-0.74%
XEL	A	-0.74%
FANG	C	-0.74%
SLB	C	-0.73%
ATO	A	-0.73%
CTSH	B	-0.73%
CNP	A	-0.72%
AEE	A	-0.72%
KR	B	-0.72%
ZBH	C	-0.71%
CB	C	-0.7%
CF	A	-0.7%
HIG	B	-0.69%
APTV	F	-0.66%
EXC	C	-0.66%
ON	D	-0.65%
VZ	C	-0.64%
DG	F	-0.64%
ED	C	-0.64%
SNA	A	-0.63%
CHTR	C	-0.62%
BKR	A	-0.61%
SWKS	F	-0.6%
IP	A	-0.6%
DHI	F	-0.6%
TDY	B	-0.56%
LUV	C	-0.56%
TRV	B	-0.56%
CNC	D	-0.55%
NI	A	-0.53%
DGX	A	-0.52%
PPL	A	-0.51%
TXT	D	-0.5%
D	C	-0.5%
LNT	A	-0.5%
AFL	B	-0.5%
EQR	C	-0.5%
ULTA	F	-0.5%
TGT	F	-0.5%
EBAY	D	-0.49%
HRL	D	-0.49%
DUK	C	-0.49%
SYY	D	-0.49%
DTE	C	-0.48%
CE	F	-0.48%
BLDR	D	-0.48%
DE	B	-0.48%
AEP	C	-0.47%
STX	C	-0.46%
KHC	F	-0.46%
AKAM	D	-0.45%
BBY	D	-0.45%
BIIB	F	-0.44%
OKE	A	-0.42%
ZM	C	-0.42%
DOW	F	-0.42%
DIS	B	-0.4%
JBHT	C	-0.38%
TSN	B	-0.38%
CSCO	B	-0.38%
NWSA	A	-0.38%
PKG	A	-0.38%
RGA	A	-0.37%
KIM	A	-0.37%
HPQ	B	-0.36%
DRI	B	-0.36%
CSX	C	-0.36%
PRU	A	-0.36%
WEC	A	-0.35%
SSNC	B	-0.35%
CMS	C	-0.34%
FNF	B	-0.34%
NVR	D	-0.33%
DOC	C	-0.33%
CARR	C	-0.33%
PPG	F	-0.33%
HSY	F	-0.33%
JNJ	C	-0.33%
EIX	B	-0.33%
ARE	F	-0.32%
FE	C	-0.32%
GIS	D	-0.31%
GPC	D	-0.31%
MOH	F	-0.31%
KDP	F	-0.31%
HUM	C	-0.31%
WLK	D	-0.3%
ELV	F	-0.27%
PYPL	B	-0.19%
CMI	A	-0.19%
ODFL	C	-0.19%
ACN	B	-0.18%
LHX	C	-0.18%
WRB	A	-0.18%
APD	A	-0.18%
LH	B	-0.18%
IEX	C	-0.18%
J	D	-0.18%
KEYS	A	-0.17%
GD	D	-0.17%
PEP	F	-0.17%
UPS	C	-0.17%
NDSN	B	-0.17%
CTVA	C	-0.17%
MAA	B	-0.17%
LOW	C	-0.17%
HD	B	-0.17%
PFG	D	-0.17%
OMC	C	-0.17%
CLX	A	-0.17%
SBUX	A	-0.17%
CPB	D	-0.16%
WY	F	-0.16%
EXPD	C	-0.16%
LMT	D	-0.16%
DD	C	-0.16%
CI	D	-0.16%
MAS	D	-0.16%
HOLX	D	-0.16%
MDT	D	-0.16%
FTV	C	-0.16%
NKE	F	-0.15%
MDLZ	F	-0.15%
AWK	C	-0.15%
CAG	F	-0.14%