FNY vs. IJK ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to iShares S&P Mid-Cap 400 Growth ETF (IJK)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$87.32

Average Daily Volume

13,952

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

IJK

iShares S&P Mid-Cap 400 Growth ETF

IJK Description

The investment seeks to track the investment results of an index composed of mid-capitalization U.S. equities that exhibit growth characteristics. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the S&P MidCap 400Â® Growth Index (the "underlying index"), which measures the performance of the mid-capitalization growth sector of the U.S. equity market.

Grade (RS Rating)

Last Trade

$97.93

Average Daily Volume

422,281

Number of Holdings ^*

253

* may have additional holdings in another (foreign) market

Performance

Period	FNY	IJK
30 Days	9.26%	7.11%
60 Days	10.03%	6.21%
90 Days	12.45%	6.97%
12 Months	43.71%	34.17%

94 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in IJK	Overlap
AAON	B	0.69%	0.59%	0.59%
AIT	A	0.68%	0.67%	0.67%
AM	A	0.15%	0.19%	0.15%
ANF	C	0.58%	0.48%	0.48%
APPF	B	0.14%	0.35%	0.14%
ATR	B	0.29%	0.43%	0.29%
AXTA	A	0.31%	0.58%	0.31%
AYI	B	0.5%	0.33%	0.33%
BCO	D	0.56%	0.26%	0.26%
BLKB	B	0.28%	0.13%	0.13%
BRBR	A	0.51%	0.32%	0.32%
BRKR	D	0.1%	0.22%	0.1%
BRX	A	0.3%	0.25%	0.25%
BWXT	B	0.49%	0.76%	0.49%
CACI	D	0.63%	0.25%	0.25%
CBSH	A	0.34%	0.22%	0.22%
CBT	C	0.55%	0.26%	0.26%
CFR	B	0.35%	0.24%	0.24%
CHDN	B	0.29%	0.67%	0.29%
CHE	D	0.13%	0.33%	0.13%
CHH	A	0.16%	0.11%	0.11%
CLH	B	0.43%	0.82%	0.43%
CNM	D	0.14%	0.31%	0.14%
COKE	C	0.65%	0.47%	0.47%
CROX	D	0.28%	0.38%	0.28%
CRUS	D	0.35%	0.2%	0.2%
CUBE	D	0.26%	0.39%	0.26%
CVLT	B	0.76%	0.29%	0.29%
CW	B	0.76%	0.58%	0.58%
DBX	B	0.29%	0.42%	0.29%
DCI	B	0.15%	0.34%	0.15%
DKS	C	0.41%	0.4%	0.4%
DT	C	0.42%	1.02%	0.42%
DTM	B	0.37%	0.4%	0.37%
DUOL	A	0.77%	0.75%	0.75%
EEFT	B	0.29%	0.15%	0.15%
EGP	F	0.13%	0.34%	0.13%
EHC	B	0.58%	0.29%	0.29%
ENSG	D	0.71%	0.53%	0.53%
ESAB	B	0.33%	0.46%	0.33%
EWBC	A	0.71%	0.51%	0.51%
EXEL	B	0.75%	0.64%	0.64%
EXLS	B	0.66%	0.27%	0.27%
EXP	A	0.59%	0.66%	0.59%
EXPO	D	0.24%	0.16%	0.16%
FCN	D	0.24%	0.45%	0.24%
FFIN	B	0.63%	0.14%	0.14%
FIX	A	0.82%	1.04%	0.82%
FLS	B	0.49%	0.23%	0.23%
FND	C	0.23%	0.72%	0.23%
FR	C	0.13%	0.22%	0.13%
GATX	A	0.16%	0.13%	0.13%
GTLS	B	0.19%	0.46%	0.19%
H	B	0.14%	0.45%	0.14%
HALO	F	0.42%	0.38%	0.38%
HLI	B	0.66%	0.64%	0.64%
HLNE	B	0.8%	0.51%	0.51%
HRB	D	0.54%	0.55%	0.54%
IBKR	A	0.74%	0.76%	0.74%
IBOC	A	0.5%	0.11%	0.11%
ITT	A	0.58%	0.82%	0.58%
KEX	C	0.59%	0.2%	0.2%
KNF	A	0.76%	0.25%	0.25%
KNSL	B	0.28%	0.67%	0.28%
LAMR	D	0.27%	0.42%	0.27%
LNTH	D	0.49%	0.35%	0.35%
LNW	D	0.14%	0.54%	0.14%
LOPE	B	0.16%	0.3%	0.16%
MASI	A	0.17%	0.29%	0.17%
MEDP	D	0.13%	0.52%	0.13%
MORN	B	0.15%	0.6%	0.15%
NEU	C	0.14%	0.28%	0.14%
NNN	D	0.13%	0.19%	0.13%
NYT	C	0.4%	0.56%	0.4%
OHI	C	0.41%	0.28%	0.28%
OLLI	D	0.39%	0.37%	0.37%
PCTY	B	0.34%	0.56%	0.34%
PLNT	A	0.51%	0.53%	0.51%
PRI	A	0.48%	0.66%	0.48%
PSN	D	0.64%	0.22%	0.22%
RBC	A	0.15%	0.6%	0.15%
RGLD	C	0.15%	0.31%	0.15%
RLI	B	0.32%	0.31%	0.31%
ROIV	C	0.14%	0.2%	0.14%
RYAN	B	0.45%	0.47%	0.45%
SCI	B	0.46%	0.41%	0.41%
SFM	A	0.91%	0.38%	0.38%
SMG	D	0.49%	0.08%	0.08%
SSD	D	0.13%	0.5%	0.13%
TKO	B	0.57%	0.22%	0.22%
TTEK	F	0.62%	0.72%	0.62%
TXRH	C	0.63%	0.86%	0.63%
WING	D	0.33%	0.61%	0.33%
WWD	B	0.42%	0.66%	0.42%

FNY Overweight 120 Positions Relative to IJK

Symbol	Grade	Weight
AFRM	B	1.08%
SOFI	A	1.0%
AX	A	0.9%
ALSN	B	0.87%
QTWO	A	0.86%
NTRA	B	0.86%
PIPR	B	0.84%
SFBS	B	0.82%
CORT	B	0.81%
RDNT	B	0.81%
CRS	A	0.8%
TOST	B	0.8%
FOUR	B	0.8%
KTB	B	0.79%
CSWI	A	0.79%
ITRI	B	0.77%
ACIW	B	0.76%
COHR	B	0.76%
MOG.A	B	0.76%
IOT	A	0.73%
LTH	C	0.7%
DY	D	0.7%
DVA	B	0.68%
MOD	A	0.67%
PEGA	A	0.66%
HIMS	B	0.65%
GMED	A	0.65%
TPG	A	0.65%
PODD	C	0.63%
CRVL	A	0.62%
SLG	B	0.62%
FRPT	B	0.62%
RL	B	0.61%
MMSI	B	0.6%
GWRE	A	0.6%
ATI	D	0.6%
ITGR	B	0.59%
AUR	C	0.59%
ADC	B	0.58%
BOOT	D	0.57%
AVAV	D	0.56%
CRDO	B	0.56%
BFAM	D	0.55%
FSS	B	0.55%
BMI	B	0.55%
EPRT	B	0.55%
DOCU	A	0.54%
NCLH	B	0.54%
KAI	A	0.5%
AWI	A	0.49%
HOMB	A	0.48%
ONB	B	0.48%
WHD	B	0.47%
S	B	0.47%
IBP	D	0.47%
PI	D	0.46%
FFIV	B	0.46%
ZETA	D	0.46%
HASI	D	0.45%
TW	A	0.45%
AXSM	B	0.44%
BOX	B	0.44%
CNS	B	0.44%
BDC	B	0.43%
AZEK	A	0.42%
SBRA	C	0.41%
WYNN	D	0.4%
ALLE	D	0.4%
INSM	C	0.39%
RNA	D	0.38%
VRNS	D	0.37%
INSP	D	0.35%
RVMD	C	0.34%
MTCH	D	0.34%
GME	C	0.33%
RARE	D	0.33%
WTM	A	0.32%
ITCI	C	0.32%
CWST	A	0.31%
RUN	F	0.31%
MKTX	D	0.3%
GKOS	B	0.3%
MSGS	A	0.3%
BCPC	B	0.29%
KRG	B	0.29%
REG	B	0.29%
AES	F	0.29%
TMDX	F	0.29%
ORA	B	0.29%
IRT	A	0.29%
RHP	B	0.29%
BPMC	C	0.28%
CTRE	D	0.28%
GPK	C	0.27%
GAP	C	0.27%
CPT	B	0.27%
AGNC	D	0.26%
AOS	F	0.23%
VRRM	D	0.23%
CLSK	C	0.2%
PAYC	B	0.19%
LYFT	C	0.19%
GH	B	0.18%
OWL	A	0.17%
DAY	B	0.17%
KD	B	0.17%
MARA	C	0.16%
TRMB	B	0.16%
NTNX	A	0.16%
ESI	A	0.15%
CRNX	C	0.15%
MAIN	A	0.15%
GOLF	B	0.15%
IPAR	B	0.14%
UDR	B	0.14%
ELAN	D	0.13%
TECH	D	0.12%
U	C	0.11%
TDW	F	0.1%
LCID	F	0.09%

FNY Underweight 159 Positions Relative to IJK

Symbol	Grade	Weight
EME	C	-1.52%
CSL	C	-1.34%
LII	A	-1.28%
WSO	A	-1.19%
RS	B	-1.12%
TPL	A	-1.12%
WSM	B	-1.1%
OC	A	-1.1%
MANH	D	-1.09%
TOL	B	-1.02%
GGG	B	-0.99%
PSTG	D	-0.97%
CASY	A	-0.97%
SAIA	B	-0.91%
NVT	B	-0.79%
NBIX	C	-0.78%
OVV	B	-0.76%
LECO	B	-0.76%
BLD	D	-0.68%
BURL	A	-0.67%
MUSA	A	-0.65%
TPX	B	-0.62%
RPM	A	-0.62%
WMS	D	-0.61%
PR	B	-0.61%
PEN	B	-0.6%
FN	D	-0.56%
CR	A	-0.55%
ELS	C	-0.55%
SKX	D	-0.53%
RRC	B	-0.53%
UFPI	B	-0.52%
CHRD	D	-0.52%
SRPT	D	-0.52%
XPO	B	-0.52%
ONTO	D	-0.51%
TREX	C	-0.49%
RNR	C	-0.49%
UTHR	C	-0.48%
WEX	D	-0.48%
EVR	B	-0.48%
OLED	D	-0.47%
AMH	D	-0.46%
ELF	C	-0.45%
MTDR	B	-0.44%
BMRN	D	-0.44%
MSA	D	-0.44%
LSCC	D	-0.44%
RGEN	D	-0.43%
ACM	A	-0.43%
ALTR	B	-0.4%
AVTR	F	-0.39%
WFRD	D	-0.39%
CNX	A	-0.38%
WTS	B	-0.38%
GLPI	C	-0.38%
VNT	B	-0.38%
VVV	F	-0.36%
RMBS	C	-0.36%
NXT	C	-0.35%
QLYS	C	-0.35%
BYD	C	-0.33%
WAL	B	-0.33%
CCK	C	-0.33%
WH	B	-0.33%
CG	A	-0.33%
WTRG	B	-0.31%
FIVE	F	-0.31%
LPX	B	-0.3%
CIVI	D	-0.3%
MTN	C	-0.29%
HQY	B	-0.29%
LSTR	D	-0.29%
GXO	B	-0.29%
GNTX	C	-0.29%
MTSI	B	-0.29%
WLK	D	-0.28%
ALV	C	-0.28%
FCFS	F	-0.27%
LFUS	F	-0.27%
CHX	C	-0.26%
SEIC	B	-0.26%
CIEN	B	-0.26%
CELH	F	-0.26%
TTC	D	-0.26%
PNFP	B	-0.25%
MIDD	C	-0.24%
FBIN	D	-0.24%
MKSI	C	-0.23%
MMS	F	-0.23%
NOVT	D	-0.23%
ACHC	F	-0.23%
WMG	C	-0.23%
KBR	F	-0.23%
REXR	F	-0.23%
INGR	B	-0.22%
STAG	F	-0.22%
VNOM	A	-0.22%
SIGI	C	-0.22%
ALTM	C	-0.22%
JAZZ	B	-0.21%
VOYA	B	-0.21%
VAL	D	-0.21%
BC	C	-0.21%
SLAB	D	-0.21%
AZPN	A	-0.21%
CGNX	C	-0.2%
PK	B	-0.2%
DOCS	C	-0.2%
HAE	C	-0.18%
TDC	D	-0.18%
MAT	D	-0.18%
KBH	D	-0.18%
TNL	A	-0.17%
COTY	F	-0.17%
HWC	B	-0.17%
CYTK	F	-0.17%
OZK	B	-0.17%
HXL	D	-0.16%
DLB	B	-0.16%
IDA	A	-0.16%
MTG	C	-0.16%
ARWR	F	-0.15%
EPR	D	-0.14%
YETI	C	-0.14%
RH	B	-0.14%
SLM	A	-0.14%
SHC	F	-0.14%
SAIC	F	-0.14%
CHWY	B	-0.13%
TEX	D	-0.13%
OLN	D	-0.13%
MUR	D	-0.13%
MSM	C	-0.13%
OPCH	D	-0.13%
TKR	D	-0.12%
WEN	D	-0.11%
HGV	B	-0.11%
ENS	D	-0.11%
LANC	C	-0.11%
IRDM	D	-0.11%
POWI	D	-0.11%
CAR	C	-0.11%
NSA	D	-0.1%
RYN	D	-0.1%
AZTA	D	-0.09%
NSP	D	-0.09%
CDP	C	-0.09%
COLM	B	-0.09%
CPRI	F	-0.08%
SYNA	C	-0.08%
AMED	F	-0.08%
SAM	C	-0.08%
ALGM	D	-0.07%
LIVN	F	-0.07%
VC	D	-0.07%
IPGP	D	-0.06%
ZI	D	-0.06%
EQH	B	-0.0%