FNK vs. VCAR ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to Simplify Volt RoboCar Disruption and Tech ETF (VCAR)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$56.37

Average Daily Volume

10,011

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

VCAR

Simplify Volt RoboCar Disruption and Tech ETF

VCAR Description

The Simplify Volt Robocar Disruption and Tech ETF is not just another thematic investment product. VCAR is designed to concentrate in those few disruptive companies poised to dominate autonomous driving and then enhance the concentrated exposures with options. With our partner Volt Equity our investment process begins with a first principles approach to identify those few companies poised to lead the disruption. We then deploy a sophisticated option overlay to create convexity in the portfolio to enhance the upside while improving drawdowns.

Grade (RS Rating)

Last Trade

$18.05

Average Daily Volume

10,523

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNK	VCAR
30 Days	4.67%	64.87%
60 Days	4.34%	70.60%
90 Days	3.76%	62.32%
12 Months	25.77%	98.20%

1 Overlapping Holdings

	Symbol	Grade	Weight in FNK	Weight in VCAR	Overlap
	AMKR	D	0.48%	0.42%	0.42%

FNK Overweight 222 Positions Relative to VCAR

Symbol	Grade	Weight
CNX	A	0.87%
MTDR	B	0.86%
OVV	B	0.85%
AGO	B	0.84%
NOG	B	0.84%
SM	B	0.81%
JXN	C	0.8%
HP	C	0.8%
OSK	C	0.79%
TAP	C	0.78%
PTEN	C	0.78%
CMC	B	0.78%
AL	B	0.77%
HCC	B	0.76%
ATKR	D	0.75%
AMG	B	0.75%
CIVI	D	0.74%
AMR	C	0.74%
PBF	D	0.73%
PVH	C	0.72%
CHRD	D	0.72%
NOV	C	0.72%
URBN	C	0.72%
UGI	C	0.71%
UNM	A	0.71%
MUR	D	0.71%
NFE	D	0.71%
RDN	D	0.71%
TMHC	C	0.71%
TEX	F	0.71%
DINO	D	0.7%
MTG	C	0.7%
RNR	C	0.69%
LAD	A	0.68%
CADE	B	0.68%
BWA	D	0.68%
LBRT	D	0.67%
G	B	0.66%
DAR	C	0.66%
RUSHA	C	0.66%
TPH	D	0.66%
APA	D	0.66%
OZK	B	0.65%
MGY	A	0.65%
DDS	B	0.65%
MHO	D	0.65%
LBRDK	C	0.65%
R	B	0.64%
CNO	B	0.64%
LNC	C	0.64%
RRC	B	0.64%
MTH	D	0.63%
MATX	C	0.63%
BEN	C	0.63%
ESNT	F	0.63%
LEA	F	0.63%
HOG	D	0.62%
FMC	D	0.61%
GPI	B	0.61%
JAZZ	B	0.61%
COOP	B	0.61%
EVRG	A	0.6%
BKH	A	0.6%
PNW	A	0.6%
ADTN	A	0.6%
SR	A	0.59%
HRI	C	0.59%
OTTR	C	0.59%
NFG	A	0.59%
GBDC	D	0.59%
AAP	D	0.59%
ASO	F	0.58%
BCC	B	0.58%
FHN	A	0.57%
BBWI	C	0.57%
HST	C	0.57%
KRC	B	0.57%
SOLV	D	0.56%
MOS	F	0.56%
M	F	0.56%
AVT	C	0.56%
WBS	A	0.56%
POR	C	0.56%
DXC	B	0.55%
MDU	D	0.55%
SUM	B	0.54%
ZION	B	0.54%
CNXC	F	0.53%
SIG	B	0.53%
KBH	D	0.52%
WCC	B	0.52%
FNB	A	0.51%
ALK	B	0.51%
OMF	A	0.51%
COLB	B	0.51%
CLF	F	0.51%
UHS	D	0.5%
ARW	D	0.5%
SANM	B	0.49%
VLY	B	0.49%
GMS	B	0.48%
BYD	B	0.48%
ABG	C	0.47%
AXS	A	0.47%
SWX	B	0.46%
OGE	A	0.46%
BERY	C	0.46%
JBL	C	0.46%
OGS	A	0.45%
GL	C	0.45%
WHR	B	0.45%
INGR	C	0.44%
RIG	D	0.44%
NXST	C	0.43%
PAG	B	0.43%
THO	B	0.43%
SNX	D	0.42%
POST	C	0.41%
ENS	F	0.41%
BC	C	0.41%
LKQ	F	0.41%
SJM	D	0.4%
SON	F	0.4%
AN	C	0.4%
EMN	C	0.4%
WU	F	0.39%
ASH	F	0.38%
OLN	F	0.37%
BECN	B	0.36%
AEO	F	0.35%
PII	F	0.35%
WTFC	A	0.35%
MLI	B	0.35%
SEIC	B	0.34%
OGN	F	0.34%
UBSI	B	0.33%
CMA	B	0.33%
HGV	C	0.33%
PB	B	0.33%
IDA	A	0.33%
CRC	A	0.32%
ACA	A	0.32%
BOKF	B	0.32%
ABCB	B	0.32%
HII	F	0.32%
AIZ	A	0.32%
VNT	C	0.32%
AR	B	0.32%
HWC	B	0.32%
SLM	A	0.31%
ORI	A	0.31%
LPX	B	0.31%
PNM	B	0.31%
SLGN	A	0.3%
KNX	C	0.3%
CUZ	B	0.3%
MIDD	C	0.29%
COLM	C	0.29%
JWN	D	0.29%
KFY	B	0.29%
WTRG	B	0.29%
CRL	D	0.28%
MSM	C	0.28%
AGCO	D	0.28%
FIVE	F	0.28%
ALKS	C	0.28%
UFPI	C	0.28%
ASGN	F	0.27%
REYN	D	0.26%
TKR	D	0.26%
WPC	C	0.26%
TNET	F	0.26%
SKX	D	0.26%
MMS	F	0.25%
IPG	D	0.25%
DIOD	D	0.24%
UHAL	D	0.24%
PNFP	B	0.18%
UMBF	B	0.17%
EPAM	B	0.17%
JEF	A	0.17%
TPR	B	0.17%
SSB	B	0.16%
RHI	C	0.16%
FLR	B	0.16%
AUB	B	0.16%
GXO	B	0.16%
UCB	A	0.16%
AVNT	B	0.15%
FELE	B	0.15%
HSIC	C	0.15%
WTS	B	0.15%
SKY	A	0.15%
PRGO	C	0.15%
NJR	A	0.15%
VOYA	B	0.15%
WAL	B	0.15%
ALIT	C	0.15%
AFG	A	0.15%
DNB	B	0.15%
SEM	B	0.15%
BJ	A	0.15%
MUSA	B	0.15%
PFGC	B	0.15%
RYN	D	0.14%
FUL	F	0.14%
WD	D	0.14%
TTC	C	0.14%
MGM	D	0.14%
BPOP	C	0.14%
STWD	C	0.14%
SEE	C	0.14%
MAT	D	0.14%
LSTR	D	0.14%
FAF	A	0.14%
IVZ	B	0.14%
CZR	F	0.13%
IAC	F	0.13%
LFUS	D	0.13%
FBIN	D	0.12%
NSP	F	0.12%
OPCH	D	0.1%

FNK Underweight 49 Positions Relative to VCAR

Symbol	Grade	Weight
NVDA	B	-21.29%
AMD	F	-10.6%
TSLA	B	-8.11%
MSFT	D	-4.8%
AAPL	C	-4.18%
LMND	B	-4.02%
AMZN	C	-3.98%
GOOG	C	-3.82%
ASML	F	-3.75%
SQ	A	-3.56%
META	D	-2.79%
ADI	D	-2.09%
NFLX	A	-1.06%
AUR	C	-0.98%
DIS	B	-0.79%
MU	D	-0.73%
INTC	C	-0.73%
COST	A	-0.69%
KLAC	F	-0.61%
LRCX	F	-0.59%
SNPS	B	-0.45%
MRVL	B	-0.42%
CRWD	B	-0.42%
ADSK	A	-0.41%
NXPI	D	-0.38%
RIO	D	-0.37%
BHP	F	-0.35%
VALE	F	-0.28%
MCHP	F	-0.24%
GFS	C	-0.23%
SQM	D	-0.22%
TXN	C	-0.22%
PAYX	B	-0.21%
ARBE	D	-0.2%
HPQ	B	-0.19%
ALB	B	-0.17%
VRSN	C	-0.17%
FI	A	-0.16%
ANSS	B	-0.16%
TSM	B	-0.15%
NIO	F	-0.15%
MCO	B	-0.14%
KO	D	-0.14%
RIVN	F	-0.14%
AXP	A	-0.11%
LCID	F	-0.08%
ADBE	C	-0.07%
PANW	B	-0.03%
DDOG	A	-0.01%

VCAR: Top Represented Industries & Keywords

Industries: Semiconductors Software - Application Auto Manufacturers Industrial Metals & Minerals Internet Content & Information Semiconductor Equipment & Materials Software - Infrastructure Business Services Media - Diversified Beverages - Soft Drinks Capital Markets Chemicals Computer Systems Consumer Electronics Credit Services Discount Stores Information Technology Services Insurance - Property & Casualty Semiconductor Memory Specialty Chemicals