FCTR vs. FTHI ETF Comparison

Comparison of First Trust Lunt U.S. Factor Rotation ETF (FCTR) to First Trust High Income ETF (FTHI)

FCTR

First Trust Lunt U.S. Factor Rotation ETF

FCTR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Lunt Capital Large Cap Factor Rotation Index (the "index"). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide exposure to U.S. large cap equities grouped into four separate factors, with factors emphasized within the index as they come into favor in the U.S. marketplace. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$31.24

Average Daily Volume

7,875

Number of Holdings ^*

155

* may have additional holdings in another (foreign) market

FTHI

First Trust High Income ETF

FTHI Description

The investment seeks current income; capital appreciation is a secondary objective. The fund will pursue its objectives by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of writing (selling) U.S. exchange-traded covered call options on the Standard & Poor's 500(c) Index (the "index"). The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will write will be limited to U.S. exchange-traded securities and options. It is non-diversified.

Grade (RS Rating)

Last Trade

$23.06

Average Daily Volume

192,117

Number of Holdings ^*

165

* may have additional holdings in another (foreign) market

Performance

Period	FCTR	FTHI
30 Days	5.48%	3.10%
60 Days	12.07%	8.19%
90 Days	0.58%	2.46%
12 Months	31.28%	19.94%

43 Overlapping Holdings

Symbol	Grade	Weight in FCTR	Weight in FTHI	Overlap
AAPL	C	0.72%	6.07%	0.72%
ADBE	F	0.43%	0.48%	0.43%
ADP	A	1.1%	0.32%	0.32%
AMAT	C	0.37%	0.37%	0.37%
AMT	D	0.51%	0.37%	0.37%
ARES	A	0.58%	0.4%	0.4%
AVGO	B	1.16%	1.72%	1.16%
BAH	C	0.29%	0.34%	0.29%
BKNG	B	0.27%	0.31%	0.27%
BRK.A	B	0.26%	1.78%	0.26%
CL	D	1.28%	0.24%	0.24%
COST	C	0.29%	0.84%	0.29%
DECK	B	0.58%	0.39%	0.39%
ELV	F	0.45%	0.13%	0.13%
HON	C	0.71%	0.29%	0.29%
INTU	F	0.38%	0.4%	0.38%
ISRG	C	0.81%	0.36%	0.36%
ITW	C	1.4%	0.41%	0.41%
KO	C	0.64%	0.58%	0.58%
LLY	D	1.16%	1.47%	1.16%
LMT	A	0.59%	0.29%	0.29%
MA	A	1.42%	0.87%	0.87%
MDLZ	D	0.7%	0.09%	0.09%
MDT	C	0.46%	0.5%	0.46%
META	A	0.7%	2.64%	0.7%
MMC	D	0.59%	0.44%	0.44%
MRK	F	0.4%	0.62%	0.4%
MSFT	D	0.62%	6.96%	0.62%
MSI	A	1.19%	0.16%	0.16%
NFLX	A	0.47%	0.63%	0.47%
NOW	B	0.53%	0.38%	0.38%
NVDA	B	2.19%	5.73%	2.19%
O	C	0.47%	0.29%	0.29%
PAYX	B	1.49%	0.2%	0.2%
PEP	F	0.23%	0.49%	0.23%
PG	D	1.19%	0.86%	0.86%
PSA	C	0.47%	0.35%	0.35%
SYK	C	0.95%	0.05%	0.05%
TJX	D	0.64%	0.33%	0.33%
TMUS	A	0.71%	0.27%	0.27%
UNP	F	0.42%	0.33%	0.33%
V	B	1.29%	0.95%	0.95%
VST	A	1.75%	0.87%	0.87%

FCTR Overweight 112 Positions Relative to FTHI

Symbol	Grade	Weight
VRT	B	2.11%
PLTR	A	1.67%
BRO	A	1.41%
FICO	C	1.36%
CTAS	C	1.31%
SYY	D	1.3%
TDG	A	1.15%
COIN	F	1.12%
NTNX	C	1.08%
VRSK	D	1.01%
ROST	D	1.01%
ROL	C	1.0%
BR	B	0.97%
ALNY	C	0.97%
APO	A	0.96%
FDS	C	0.95%
YUM	C	0.95%
ANET	A	0.94%
CEG	A	0.93%
AXON	A	0.93%
VRSN	C	0.9%
RSG	D	0.89%
ATO	A	0.81%
MANH	A	0.79%
TT	A	0.77%
WM	B	0.72%
AME	C	0.68%
CSCO	A	0.68%
SBAC	C	0.68%
MCD	A	0.67%
ACGL	A	0.67%
CHD	D	0.66%
CDNS	D	0.65%
MPWR	B	0.64%
KKR	A	0.63%
UBER	C	0.62%
TTD	A	0.62%
CMG	C	0.6%
RBLX	D	0.59%
SNPS	F	0.58%
WAB	A	0.57%
KMI	A	0.56%
L	C	0.56%
JNJ	D	0.55%
DRI	C	0.55%
PANW	B	0.55%
HIG	A	0.55%
DKNG	C	0.53%
PODD	C	0.53%
ETR	A	0.52%
MSCI	B	0.52%
RCL	B	0.51%
BK	A	0.51%
BLDR	C	0.5%
FAST	C	0.5%
MCO	D	0.5%
OTIS	A	0.5%
GD	C	0.5%
WMB	A	0.49%
URI	C	0.48%
AMP	A	0.47%
NET	D	0.47%
HLT	A	0.47%
DDOG	B	0.47%
HWM	A	0.47%
AON	A	0.46%
ZS	F	0.46%
TRV	B	0.46%
RIVN	F	0.46%
CRWD	D	0.46%
CSL	A	0.45%
AVY	D	0.44%
BSY	D	0.43%
KLAC	B	0.43%
ZTS	C	0.43%
REGN	D	0.42%
FTNT	A	0.42%
ADSK	B	0.41%
IDXX	D	0.41%
DPZ	D	0.41%
TRGP	A	0.41%
XYL	C	0.41%
ORLY	A	0.4%
MDB	D	0.4%
PFG	A	0.4%
AIG	C	0.39%
SNOW	F	0.39%
HUBS	D	0.39%
IEX	D	0.38%
MCK	F	0.36%
SNAP	D	0.36%
LW	D	0.35%
WDAY	D	0.34%
PWR	A	0.32%
HUBB	A	0.32%
MPC	D	0.31%
GWW	B	0.3%
MAS	C	0.3%
APH	D	0.28%
IT	A	0.27%
PH	A	0.27%
WRB	C	0.27%
ENTG	D	0.26%
CB	A	0.26%
VICI	C	0.26%
DXCM	F	0.23%
CPRT	B	0.23%
CPAY	A	0.23%
HSY	D	0.22%
MNST	D	0.2%
PCAR	D	0.18%
LECO	D	0.17%

FCTR Underweight 122 Positions Relative to FTHI

Symbol	Grade	Weight
AMZN	C	-3.65%
GOOGL	B	-2.16%
GOOG	B	-1.83%
BXMT	C	-1.72%
SLG	C	-1.39%
JPM	C	-1.28%
TSLA	C	-1.21%
UL	D	-1.12%
UNH	B	-1.11%
JXN	A	-1.04%
CCEP	C	-1.03%
XOM	A	-1.0%
HD	A	-0.92%
LADR	D	-0.91%
CRNX	C	-0.89%
MO	D	-0.87%
ABBV	C	-0.76%
WMT	A	-0.68%
BRBR	A	-0.66%
CCI	D	-0.66%
CALM	A	-0.65%
PTVE	D	-0.64%
INGR	B	-0.62%
AMD	C	-0.58%
NVS	D	-0.58%
CRM	B	-0.57%
IDA	D	-0.55%
STNG	B	-0.54%
BAC	B	-0.51%
ORCL	A	-0.5%
TOL	C	-0.48%
SLM	B	-0.48%
TMO	D	-0.48%
INSM	D	-0.47%
MEDP	F	-0.46%
EXP	C	-0.46%
GILD	A	-0.45%
CVLT	B	-0.45%
LIN	C	-0.45%
BMY	A	-0.44%
ALSN	A	-0.44%
CAT	A	-0.43%
DELL	C	-0.42%
SCCO	B	-0.42%
AM	A	-0.4%
DHR	D	-0.4%
WFC	B	-0.4%
VZ	C	-0.4%
GE	B	-0.39%
HLI	A	-0.39%
IBM	A	-0.39%
PPC	C	-0.39%
USFD	C	-0.38%
TXN	C	-0.38%
UMBF	C	-0.38%
CME	A	-0.38%
IIPR	C	-0.38%
EHC	C	-0.38%
LANC	F	-0.37%
SFM	A	-0.37%
SLVM	C	-0.37%
PM	D	-0.37%
QCOM	D	-0.37%
T	B	-0.37%
DTM	A	-0.37%
FNF	C	-0.37%
KNSL	B	-0.36%
IDCC	A	-0.36%
HESM	C	-0.36%
EWBC	B	-0.35%
SPGI	C	-0.35%
RTX	A	-0.35%
AMGN	D	-0.35%
DUK	C	-0.34%
WSO	C	-0.33%
FTI	B	-0.33%
LOW	C	-0.32%
KRC	C	-0.32%
SBRA	C	-0.32%
REYN	D	-0.32%
PFE	D	-0.31%
NVO	F	-0.31%
GAP	F	-0.3%
VEEV	C	-0.3%
DHT	B	-0.3%
SBLK	C	-0.3%
MGEE	C	-0.29%
GS	B	-0.29%
NEE	C	-0.28%
BKU	D	-0.28%
GGG	C	-0.28%
LOPE	D	-0.27%
MATX	C	-0.27%
CVX	B	-0.25%
ATR	A	-0.24%
AMH	D	-0.24%
CNA	D	-0.24%
COP	D	-0.24%
FLO	D	-0.23%
SO	A	-0.22%
OTTR	F	-0.22%
OGN	F	-0.22%
BLK	A	-0.22%
PFGC	A	-0.21%
EQIX	C	-0.21%
XEL	C	-0.19%
NEU	F	-0.18%
MUSA	D	-0.18%
EXR	D	-0.16%
WEC	B	-0.16%
CVBF	B	-0.16%
GEV	A	-0.14%
SFNC	B	-0.13%
NHI	C	-0.13%
KAR	F	-0.13%
TGT	C	-0.12%
BX	C	-0.12%
D	A	-0.09%
GIS	C	-0.09%
BDX	C	-0.08%
AJG	C	-0.05%
SPG	A	-0.05%