DCAP vs. AUSF ETF Comparison

Comparison of Unity Wealth Partners Dynamic Capital Appreciation & Options ETF (DCAP) to Global X Adaptive U.S. Factor ETF (AUSF)

DCAP

Unity Wealth Partners Dynamic Capital Appreciation & Options ETF

DCAP Description

The fund is an actively managed ETF that seeks broad-equity market exposure, as well as exposure to certain individual equity securities while also employing an options overlay strategy (via risk-defined options) to seek to limit potential losses and to generate additional income. It will invest, under normal circumstances, at least 80% of its net assets plus the amount of borrowings for investment purposes, in the fund"s Core Capital Appreciation Strategy and Options Strategy.

Grade (RS Rating)

Last Trade

$21.51

Average Daily Volume

416

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	DCAP	AUSF
30 Days	3.96%	4.22%
60 Days	4.77%	5.67%
90 Days	5.96%	7.18%
12 Months		33.52%

17 Overlapping Holdings

Symbol	Grade	Weight in DCAP	Weight in AUSF	Overlap
ABBV	D	0.45%	0.14%	0.14%
ADP	B	0.57%	1.45%	0.57%
AMGN	D	0.4%	0.08%	0.08%
BBY	D	0.48%	0.47%	0.47%
BRK.A	B	0.45%	1.46%	0.45%
C	A	0.75%	0.53%	0.53%
HON	B	0.74%	0.07%	0.07%
JNJ	D	0.92%	1.31%	0.92%
LMT	D	0.52%	1.45%	0.52%
MCD	D	0.79%	0.71%	0.71%
MDT	D	0.25%	0.46%	0.25%
MRK	F	0.2%	0.99%	0.2%
PG	A	0.47%	0.79%	0.47%
TMUS	B	0.63%	1.58%	0.63%
UNH	C	1.23%	0.08%	0.08%
V	A	0.53%	1.5%	0.53%
WMT	A	0.84%	1.5%	0.84%

DCAP Overweight 32 Positions Relative to AUSF

Symbol	Grade	Weight
QQQ	B	9.87%
GS	A	1.12%
JPM	A	1.09%
HD	A	1.07%
SBUX	A	0.91%
MS	A	0.9%
DIS	B	0.82%
HOOD	B	0.8%
DELL	C	0.76%
BLK	C	0.76%
TGT	F	0.72%
TMO	F	0.7%
COIN	C	0.52%
CMG	B	0.52%
PYPL	B	0.51%
CAT	B	0.51%
MSFT	F	0.5%
ACN	C	0.49%
DKS	C	0.48%
LRCX	F	0.48%
META	D	0.48%
NKE	D	0.47%
AMD	F	0.47%
DE	A	0.46%
STZ	D	0.46%
FDX	B	0.44%
ADBE	C	0.41%
AXP	A	0.27%
LULU	C	0.26%
QCOM	F	0.23%
DPZ	C	0.23%
ULTA	F	0.22%

DCAP Underweight 173 Positions Relative to AUSF

Symbol	Grade	Weight
T	A	-1.81%
VZ	C	-1.72%
RSG	A	-1.53%
COR	B	-1.52%
BSX	B	-1.49%
GD	F	-1.45%
JNPR	F	-1.44%
RTX	C	-1.42%
MMC	B	-1.41%
CSCO	B	-1.41%
ICE	C	-1.39%
WM	A	-1.39%
EA	A	-1.37%
CME	A	-1.36%
DOX	D	-1.36%
LIN	D	-1.34%
IBM	C	-1.32%
ACI	C	-1.29%
EDR	A	-1.27%
KO	D	-1.01%
CBOE	B	-0.88%
BR	A	-0.83%
DTM	B	-0.67%
PEP	F	-0.67%
MARA	C	-0.67%
UNM	A	-0.63%
KMI	A	-0.63%
MO	A	-0.62%
LBRDK	C	-0.59%
IP	B	-0.57%
COLB	A	-0.57%
TPR	B	-0.57%
UMBF	B	-0.57%
ONB	B	-0.57%
SYF	B	-0.57%
ZION	B	-0.56%
UBSI	B	-0.56%
FNB	A	-0.56%
FHN	A	-0.56%
WBS	A	-0.56%
PB	A	-0.55%
HBAN	A	-0.55%
JXN	C	-0.55%
CMA	A	-0.55%
PVH	C	-0.55%
ABG	B	-0.55%
CADE	B	-0.55%
RF	A	-0.54%
LNC	B	-0.54%
WHR	B	-0.54%
OKE	A	-0.54%
VTRS	A	-0.54%
CFG	B	-0.54%
AL	B	-0.54%
LAD	A	-0.54%
PCAR	B	-0.54%
HPE	B	-0.54%
GM	B	-0.53%
INTC	D	-0.53%
OZK	B	-0.53%
TAP	C	-0.53%
BEN	C	-0.52%
HPQ	B	-0.52%
NOV	C	-0.52%
ALLY	C	-0.52%
BCC	B	-0.51%
CMCSA	B	-0.51%
AM	A	-0.51%
QGEN	D	-0.5%
BWA	D	-0.5%
HST	C	-0.5%
CHE	D	-0.5%
RDN	C	-0.49%
X	C	-0.49%
CIVI	D	-0.49%
SLG	B	-0.49%
GAP	C	-0.49%
SOLV	C	-0.48%
MOS	F	-0.48%
M	D	-0.48%
SNX	C	-0.48%
NXST	C	-0.48%
CNC	D	-0.48%
TDG	D	-0.48%
CHRD	D	-0.48%
AVT	C	-0.48%
SON	D	-0.47%
WBA	F	-0.47%
KRC	C	-0.47%
STWD	C	-0.47%
AGNC	D	-0.47%
CRBG	B	-0.47%
DINO	D	-0.47%
BG	F	-0.47%
VICI	C	-0.46%
RPRX	D	-0.46%
CVS	D	-0.46%
UGI	A	-0.46%
LYB	F	-0.46%
RNR	C	-0.46%
CNH	C	-0.45%
LEA	D	-0.45%
HOG	D	-0.45%
EMN	D	-0.45%
CAG	D	-0.45%
FMC	D	-0.44%
KHC	F	-0.44%
OGN	D	-0.44%
PFE	D	-0.44%
SWKS	F	-0.44%
ADM	D	-0.44%
WU	D	-0.44%
HII	D	-0.44%
ARW	D	-0.43%
DOW	F	-0.42%
CE	F	-0.29%
YUM	B	-0.26%
CACI	D	-0.22%
PGR	A	-0.18%
LDOS	C	-0.13%
GRMN	B	-0.13%
TW	A	-0.13%
SO	D	-0.12%
KR	B	-0.12%
COST	B	-0.11%
TRV	B	-0.11%
CHD	B	-0.11%
VRSK	A	-0.1%
AAPL	C	-0.1%
WMB	A	-0.1%
GDDY	A	-0.1%
SNA	A	-0.1%
AFL	B	-0.1%
MCK	B	-0.09%
CVX	A	-0.09%
NOC	D	-0.09%
ATR	B	-0.09%
PKG	A	-0.09%
AME	A	-0.09%
MSI	B	-0.09%
WRB	A	-0.09%
DUK	C	-0.09%
ORI	A	-0.09%
CI	F	-0.08%
CAH	B	-0.08%
INGR	B	-0.08%
HOLX	D	-0.08%
HIG	B	-0.08%
CB	C	-0.08%
XOM	B	-0.08%
ED	D	-0.08%
BDX	F	-0.08%
MA	C	-0.08%
VRSN	F	-0.08%
PNW	B	-0.08%
FE	C	-0.07%
MDLZ	F	-0.07%
KMB	D	-0.07%
CTLT	B	-0.07%
K	A	-0.07%
CL	D	-0.07%
AJG	B	-0.07%
ATO	A	-0.07%
L	A	-0.07%
DGX	A	-0.07%
WELL	A	-0.07%
ECL	D	-0.07%
ROP	B	-0.07%
VRTX	F	-0.07%
TJX	A	-0.07%
FI	A	-0.07%
REGN	F	-0.06%
AKAM	D	-0.06%