AUSF vs. DFND ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to Realty Shares DIVCON Dividend Defender ETF (DFND)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.54

Average Daily Volume

34,608

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

DFND

Realty Shares DIVCON Dividend Defender ETF

DFND Description

The investment seeks long-term capital appreciation by tracking the performance, before fees and expenses, of the Reality Shares DIVCON Dividend Defender Index. The index is designed to select the companies for a long position that have the highest probability of increasing their dividend in a 12-month period and select the companies for a short position that have the highest probability of decreasing their dividend in a 12-month period. Under normal circumstances, at least 80% of the fund's assets (other than collateral held from securities lending, if any) will be invested in component securities of the benchmark index. It is non-diversified.

Grade (RS Rating)

Last Trade

$43.18

Average Daily Volume

349

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	DFND
30 Days	1.45%	13.60%
60 Days	2.31%	7.98%
90 Days	7.95%	10.84%
12 Months	37.40%	18.92%

24 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in DFND	Overlap
AAPL	C	0.11%	0.96%	0.11%
BR	C	0.82%	0.69%	0.69%
CB	B	0.08%	1.42%	0.08%
CBOE	C	0.96%	1.33%	0.96%
CMCSA	C	0.5%	1.06%	0.5%
CME	B	1.35%	1.19%	1.19%
COST	C	0.12%	1.18%	0.12%
CSCO	B	1.31%	1.35%	1.31%
F	F	0.38%	-2.38%	-2.38%
FDS	C	0.09%	2.1%	0.09%
HON	C	0.07%	1.29%	0.07%
INTC	D	0.32%	-0.95%	-0.95%
IP	C	0.52%	-2.0%	-2.0%
LIN	B	1.45%	1.26%	1.26%
LMT	A	1.59%	2.19%	1.59%
MA	B	0.09%	1.67%	0.09%
MCD	B	1.2%	2.21%	1.2%
MMC	C	1.49%	1.23%	1.23%
MSI	B	0.1%	1.68%	0.1%
PG	C	0.88%	2.39%	0.88%
SNA	B	0.07%	2.12%	0.07%
T	B	1.92%	-2.13%	-2.13%
V	C	1.45%	2.49%	1.45%
VRSK	D	0.08%	2.27%	0.08%

AUSF Overweight 165 Positions Relative to DFND

Symbol	Grade	Weight
IBM	B	2.22%
VZ	A	2.03%
TMUS	B	1.63%
RTX	B	1.63%
WMT	B	1.59%
JNPR	A	1.53%
BRK.A	C	1.53%
JNJ	C	1.52%
GD	C	1.5%
AJG	D	1.48%
ROP	C	1.46%
RSG	D	1.45%
DOX	C	1.35%
WM	D	1.35%
ACI	F	1.32%
MRK	F	1.27%
EA	D	1.24%
KO	B	1.22%
BSX	B	1.18%
PEP	D	0.76%
UNM	B	0.6%
LAD	B	0.59%
WMB	C	0.59%
SOLV	D	0.59%
KMI	C	0.58%
MO	C	0.58%
DTM	C	0.58%
HII	F	0.57%
SIG	C	0.57%
KRC	C	0.57%
CMA	C	0.57%
HOG	C	0.56%
CNC	D	0.55%
OKE	C	0.55%
EMN	B	0.54%
CHE	C	0.54%
FMC	B	0.54%
BBY	A	0.54%
COLB	B	0.54%
UAL	B	0.54%
LBRDK	C	0.53%
JXN	B	0.53%
CNH	C	0.53%
ARW	B	0.53%
MDT	B	0.53%
CAG	B	0.52%
VICI	C	0.52%
FOXA	B	0.52%
DAL	C	0.52%
KEY	C	0.52%
KHC	C	0.51%
PNC	C	0.51%
MTB	C	0.51%
RF	B	0.51%
AGNC	B	0.51%
FITB	B	0.51%
SON	D	0.51%
TPR	A	0.51%
STWD	B	0.51%
USB	C	0.5%
WBS	C	0.5%
GM	C	0.5%
UBSI	D	0.5%
WHR	C	0.5%
PB	D	0.5%
PRGO	F	0.49%
SNX	C	0.49%
VTRS	D	0.49%
SYF	C	0.49%
TAP	D	0.49%
PVH	D	0.48%
CVS	D	0.48%
LNC	C	0.48%
ADM	D	0.48%
UGI	B	0.48%
CFG	D	0.48%
AM	B	0.48%
HBAN	B	0.48%
RDN	D	0.48%
FNB	D	0.48%
LYB	D	0.48%
AVT	B	0.48%
RPRX	C	0.47%
AGCO	D	0.47%
OMF	D	0.47%
CADE	C	0.47%
ONB	D	0.47%
C	C	0.47%
FHN	D	0.47%
ZION	D	0.46%
CE	D	0.46%
GAP	F	0.46%
X	F	0.46%
AL	C	0.46%
CRBG	C	0.46%
OZK	F	0.46%
DINO	F	0.46%
ABG	D	0.45%
OGN	D	0.45%
MOS	F	0.45%
LEA	D	0.45%
HPE	C	0.45%
BEN	F	0.44%
HPQ	C	0.44%
NOV	F	0.44%
EMR	D	0.44%
M	F	0.44%
BG	F	0.43%
HP	F	0.42%
PTEN	F	0.41%
ALLY	F	0.4%
MCK	F	0.38%
CIVI	F	0.38%
WBA	F	0.38%
AMGN	D	0.32%
YUM	B	0.27%
PGR	C	0.19%
CACI	B	0.19%
ABBV	B	0.18%
TW	B	0.13%
KR	B	0.13%
AFL	A	0.12%
TRV	C	0.12%
ORI	B	0.11%
WRB	D	0.11%
SO	B	0.11%
LDOS	A	0.11%
CHD	C	0.11%
TJX	C	0.1%
REGN	D	0.1%
VRTX	D	0.1%
GRMN	D	0.1%
DUK	B	0.1%
NOC	B	0.1%
ADP	C	0.09%
KMB	C	0.09%
HIG	B	0.09%
XOM	D	0.09%
ATR	B	0.09%
DGX	B	0.09%
MDLZ	C	0.09%
DRI	C	0.09%
PKG	B	0.09%
ED	B	0.09%
ICE	C	0.09%
CVX	F	0.08%
GDDY	C	0.08%
CAH	C	0.08%
BDX	D	0.08%
PCAR	D	0.08%
NEU	D	0.08%
L	D	0.08%
AKAM	D	0.08%
UNH	C	0.08%
PSX	F	0.07%
NSIT	C	0.07%
DLB	D	0.07%
ECL	B	0.07%
AME	C	0.07%
CASY	D	0.07%
CI	C	0.07%
VRSN	C	0.07%
CL	C	0.07%
HOLX	D	0.07%
PNW	C	0.07%

AUSF Underweight 46 Positions Relative to DFND

Symbol	Grade	Weight
KLAC	D	-2.87%
CTAS	C	-2.46%
NDSN	C	-2.23%
PHM	B	-2.21%
SHW	B	-2.21%
MPC	F	-2.2%
MPWR	B	-2.05%
GWW	B	-2.0%
BRO	C	-1.98%
MCO	C	-1.91%
PPG	C	-1.82%
CMI	B	-1.78%
DHI	C	-1.73%
AMAT	D	-1.65%
ITW	B	-1.62%
ETN	C	-1.6%
ALLE	B	-1.52%
J	A	-1.51%
ROK	D	-1.51%
HSY	D	-1.5%
ADI	C	-1.47%
AON	B	-1.41%
AOS	B	-1.25%
HUBB	B	-1.23%
MSCI	C	-1.22%
MSFT	C	-1.03%
FAST	C	-0.98%
LW	D	-0.93%
GL	D	-0.92%
AVGO	C	-0.87%
ALB	D	-0.85%
ODFL	D	-0.77%
MLM	D	-0.75%
INTU	D	-0.72%
ACN	C	-0.32%
MCHP	D	-0.1%
PARA	D	--0.31%
APA	F	--0.92%
VFC	B	--1.02%
DVN	F	--1.17%
NWS	D	--1.71%
LUV	C	--1.85%
FCX	C	--1.93%
SW	B	--2.04%
CNP	C	--2.42%
D	C	--3.07%