AIEQ vs. AUSF ETF Comparison

Comparison of AI Powered Equity ETF (AIEQ) to Global X Adaptive U.S. Factor ETF (AUSF)

AIEQ

AI Powered Equity ETF

AIEQ Description

The investment seeks capital appreciation. The fund is actively managed and invests primarily in equity securities listed on a U.S. exchange based on the results of a proprietary, quantitative model (the EquBot Model) developed by EquBot LLC (EquBot) that runs on the IBM Watson? platform. EquBot, the fund's sub-adviser, is a technology based company focused on applying artificial intelligence (AI) based solutions to investment analyses. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$35.21

Average Daily Volume

8,355

Number of Holdings ^*

111

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$39.89

Average Daily Volume

30,467

Number of Holdings ^*

188

* may have additional holdings in another (foreign) market

Performance

Period	AIEQ	AUSF
30 Days	0.06%	1.06%
60 Days	-1.46%	0.65%
90 Days	-1.04%	4.90%
12 Months	27.75%	37.74%

24 Overlapping Holdings

Symbol	Grade	Weight in AIEQ	Weight in AUSF	Overlap
ADM	C	0.74%	0.49%	0.49%
AGCO	F	0.87%	0.47%	0.47%
AKAM	D	2.27%	0.09%	0.09%
BBY	D	0.78%	0.47%	0.47%
BRK.A	D	3.55%	1.49%	1.49%
CAG	B	0.86%	0.51%	0.51%
CIVI	B	0.12%	0.48%	0.12%
CMA	B	0.35%	0.51%	0.35%
COST	B	3.55%	0.1%	0.1%
DTM	A	0.09%	0.57%	0.09%
F	D	0.91%	0.51%	0.51%
FDS	D	0.09%	0.08%	0.08%
GM	B	4.68%	0.52%	0.52%
HP	F	0.13%	0.47%	0.13%
ICE	C	4.77%	0.08%	0.08%
KHC	C	0.89%	0.49%	0.49%
MCD	F	0.95%	1.34%	0.95%
NSIT	A	0.27%	1.01%	0.27%
ORLY	D	0.92%	0.08%	0.08%
PG	A	0.96%	0.91%	0.91%
SO	A	0.95%	0.11%	0.11%
VRTX	C	0.96%	0.09%	0.09%
WBS	D	0.19%	0.48%	0.19%
WMB	A	0.87%	0.58%	0.58%

AIEQ Overweight 87 Positions Relative to AUSF

Symbol	Grade	Weight
SCHW	A	4.85%
BX	D	4.72%
EXC	B	3.58%
DDOG	D	3.5%
WFRD	B	3.29%
SWN	C	2.86%
AMP	C	2.67%
NTAP	B	2.32%
AN	B	1.22%
JKHY	D	1.07%
SNAP	B	1.04%
ALL	B	0.96%
STT	C	0.94%
MNST	D	0.94%
AMZN	A	0.94%
KDP	B	0.94%
SNOW	F	0.94%
ZTS	D	0.94%
TFC	B	0.94%
MS	A	0.94%
SRE	B	0.94%
PXD	B	0.93%
U	F	0.93%
WDAY	F	0.93%
GOOG	B	0.93%
GOOGL	B	0.93%
AXP	A	0.92%
LVS	D	0.92%
TEAM	F	0.92%
EQIX	F	0.91%
ZS	F	0.91%
COIN	D	0.91%
INTU	D	0.91%
VLO	D	0.88%
HAL	F	0.88%
IDXX	D	0.84%
CTRA	B	0.83%
PAYX	D	0.78%
DXCM	D	0.72%
REG	F	0.66%
PWR	B	0.63%
ACGL	A	0.55%
NFG	A	0.55%
WEC	B	0.51%
WST	D	0.48%
VFC	F	0.46%
APO	C	0.45%
ATO	A	0.43%
BJ	B	0.43%
CMS	A	0.42%
CCK	C	0.41%
CELH	D	0.41%
AOS	C	0.35%
VTR	B	0.34%
WPC	C	0.33%
NVDA	B	0.32%
OGS	C	0.31%
RRC	B	0.3%
SCCO	B	0.29%
MAT	D	0.27%
GTLS	B	0.26%
VOYA	B	0.26%
CNX	B	0.26%
CUBE	D	0.25%
HRL	B	0.23%
RS	D	0.22%
H	D	0.2%
HSIC	D	0.19%
RBC	C	0.18%
JEF	B	0.16%
MGY	B	0.15%
FAF	D	0.13%
NTNX	A	0.12%
WWD	A	0.12%
ZWS	C	0.11%
HAE	B	0.1%
HOMB	B	0.1%
MMS	C	0.1%
NVT	A	0.1%
HLI	A	0.09%
IDA	B	0.08%
NOG	B	0.08%
SPSC	B	0.08%
IRDM	D	0.07%
NSP	C	0.07%
CBT	B	0.07%
NJR	B	0.06%

AIEQ Underweight 164 Positions Relative to AUSF

Symbol	Grade	Weight
VZ	D	-1.9%
IBM	D	-1.77%
T	B	-1.71%
JNJ	F	-1.53%
TMUS	B	-1.52%
LMT	A	-1.51%
MRK	B	-1.51%
ACI	D	-1.5%
GD	A	-1.49%
WMT	C	-1.48%
WM	B	-1.48%
MMC	C	-1.47%
RSG	C	-1.46%
V	C	-1.45%
AJG	C	-1.42%
ROP	D	-1.39%
CME	C	-1.39%
LIN	D	-1.38%
DOX	D	-1.35%
CSCO	D	-1.26%
EA	F	-1.2%
VRSN	F	-1.13%
KO	A	-1.11%
PEP	B	-1.03%
CBOE	C	-0.87%
BR	D	-0.79%
MO	A	-0.61%
GILD	F	-0.6%
KMI	A	-0.59%
CHE	D	-0.56%
SYF	B	-0.56%
FHN	A	-0.55%
COLB	C	-0.55%
PFE	D	-0.54%
GLW	B	-0.54%
JXN	A	-0.54%
ETRN	B	-0.54%
OGN	B	-0.54%
ALB	C	-0.54%
ONB	A	-0.54%
OZK	B	-0.54%
AME	D	-0.54%
PRGO	C	-0.54%
FNB	A	-0.53%
ALLY	B	-0.53%
CADE	B	-0.53%
FMC	B	-0.53%
WAL	B	-0.53%
OMF	B	-0.53%
KBH	B	-0.53%
ZION	B	-0.53%
MAN	B	-0.53%
FITB	A	-0.53%
BMY	F	-0.52%
VTRS	C	-0.52%
AL	B	-0.52%
RDN	C	-0.52%
PNC	B	-0.52%
KRC	F	-0.52%
MTB	A	-0.52%
PB	B	-0.52%
CFG	A	-0.52%
TXN	A	-0.52%
AVT	A	-0.52%
C	A	-0.52%
MTG	B	-0.52%
CRBG	A	-0.52%
UAL	B	-0.52%
LBRDK	F	-0.52%
UBSI	D	-0.51%
AM	A	-0.51%
AGNC	C	-0.51%
UNM	B	-0.51%
KEY	C	-0.51%
USB	D	-0.51%
COF	B	-0.51%
RPRX	F	-0.51%
HBAN	A	-0.51%
WFC	A	-0.51%
RF	B	-0.51%
HPQ	C	-0.5%
SIG	D	-0.5%
CE	C	-0.5%
ARW	B	-0.5%
CMC	C	-0.5%
SNX	A	-0.5%
MDT	D	-0.5%
STWD	C	-0.5%
IP	C	-0.5%
ABG	C	-0.49%
LYB	C	-0.49%
OKE	B	-0.49%
BKR	D	-0.49%
CHK	B	-0.49%
NOV	D	-0.49%
M	D	-0.49%
EMN	A	-0.49%
BG	B	-0.48%
LAD	D	-0.48%
BCC	D	-0.48%
CHRD	B	-0.48%
GPS	D	-0.48%
CMCSA	D	-0.48%
HPE	D	-0.48%
MOS	F	-0.46%
PTEN	F	-0.46%
X	D	-0.46%
TAP	F	-0.45%
INTC	F	-0.42%
MCK	B	-0.42%
CVS	F	-0.39%
YUM	C	-0.3%
AMGN	B	-0.29%
PSX	D	-0.25%
DGX	B	-0.24%
LLY	C	-0.18%
PGR	A	-0.17%
CACI	A	-0.17%
EME	A	-0.16%
ABBV	D	-0.14%
KR	B	-0.13%
CHD	A	-0.13%
TRV	D	-0.12%
SAIC	C	-0.12%
SNA	D	-0.12%
TW	A	-0.12%
DUK	A	-0.11%
ED	A	-0.11%
GRMN	A	-0.1%
MDLZ	B	-0.1%
CAH	F	-0.1%
LDOS	A	-0.1%
RTX	A	-0.1%
WRB	D	-0.1%
CASY	A	-0.1%
NOC	B	-0.09%
BDX	F	-0.09%
HII	D	-0.09%
KMB	B	-0.09%
MSI	A	-0.09%
XOM	B	-0.09%
ORI	A	-0.09%
AFL	A	-0.09%
HON	C	-0.09%
BSX	B	-0.08%
TJX	C	-0.08%
ADP	D	-0.08%
VRSK	B	-0.08%
DRI	F	-0.08%
QGEN	C	-0.08%
AAPL	B	-0.08%
SON	C	-0.08%
REGN	C	-0.08%
CVX	B	-0.08%
ATR	A	-0.08%
PNW	B	-0.08%
PKG	D	-0.07%
MA	D	-0.07%
HIG	C	-0.07%
DLB	C	-0.07%
UNH	C	-0.07%
L	A	-0.07%
PCAR	D	-0.06%
NEU	D	-0.06%