AFSM vs. SDVY ETF Comparison

Comparison of Active Factor Small Cap ETF (AFSM) to First Trust SMID Cap Rising Dividend Achievers ETF (SDVY)

AFSM

Active Factor Small Cap ETF

AFSM Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.64

Average Daily Volume

15,693

Number of Holdings ^*

295

* may have additional holdings in another (foreign) market

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$39.61

Average Daily Volume

1,380,892

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AFSM	SDVY
30 Days	7.72%	9.60%
60 Days	6.49%	9.45%
90 Days	6.95%	10.70%
12 Months	33.58%	38.70%

24 Overlapping Holdings

Symbol	Grade	Weight in AFSM	Weight in SDVY	Overlap
AMKR	D	0.2%	0.81%	0.2%
BCC	B	0.72%	0.99%	0.72%
BKE	B	0.3%	1.07%	0.3%
CALM	A	0.78%	1.26%	0.78%
CMC	B	0.33%	1.11%	0.33%
EME	C	0.82%	1.18%	0.82%
ESNT	D	0.35%	0.87%	0.35%
FBP	B	0.33%	0.99%	0.33%
FIX	A	0.84%	1.23%	0.84%
IBOC	A	0.31%	1.13%	0.31%
JXN	C	0.72%	1.08%	0.72%
KBH	D	0.51%	0.89%	0.51%
KTB	B	0.08%	1.1%	0.08%
MATX	C	0.35%	1.12%	0.35%
MLI	C	1.38%	1.24%	1.24%
MTG	C	0.76%	0.97%	0.76%
MTH	D	0.34%	0.87%	0.34%
PHIN	A	0.29%	1.05%	0.29%
PRDO	B	0.51%	1.18%	0.51%
RDN	C	0.72%	0.95%	0.72%
SLVM	B	0.62%	0.99%	0.62%
TEX	D	0.46%	1.0%	0.46%
VSH	D	0.15%	0.81%	0.15%
WGO	C	0.07%	0.96%	0.07%

AFSM Overweight 271 Positions Relative to SDVY

Symbol	Grade	Weight
SKYW	B	1.22%
IDCC	A	1.19%
NHC	C	1.15%
SFM	A	1.03%
CRS	A	0.93%
ALKS	B	0.91%
CPRX	C	0.88%
PFBC	B	0.88%
STRL	B	0.86%
DAKT	B	0.85%
ANF	C	0.84%
CVLT	B	0.77%
MHO	D	0.76%
UVE	B	0.72%
TMHC	B	0.7%
AROC	B	0.69%
TBBK	B	0.69%
CEIX	A	0.68%
MCY	A	0.67%
REZI	A	0.66%
SANM	B	0.65%
SLG	B	0.65%
GMED	A	0.65%
COOP	B	0.64%
HWKN	B	0.64%
HSII	B	0.63%
FDP	B	0.63%
BMI	B	0.63%
CRVL	A	0.63%
GMS	B	0.6%
PRK	B	0.59%
NTB	B	0.59%
SUPN	C	0.58%
NMIH	D	0.58%
NHI	D	0.57%
GEO	B	0.57%
BRBR	A	0.57%
CORT	B	0.57%
EGBN	B	0.56%
TGNA	B	0.56%
POWL	C	0.55%
BTU	B	0.55%
HALO	F	0.55%
WT	B	0.55%
BXC	B	0.55%
UFPT	B	0.55%
ZETA	D	0.54%
MUSA	A	0.54%
STBA	B	0.54%
CVNA	B	0.54%
COKE	C	0.54%
OFG	B	0.54%
CHCO	B	0.54%
APPF	B	0.51%
ACT	D	0.51%
PLUS	F	0.51%
BELFB	C	0.51%
DOLE	D	0.5%
DDS	B	0.5%
AMWD	C	0.5%
PI	D	0.49%
PINC	B	0.47%
LNTH	D	0.47%
CSWI	A	0.47%
DFIN	D	0.45%
USLM	A	0.44%
HRB	D	0.43%
AMR	C	0.42%
QTWO	A	0.42%
HIMS	B	0.42%
PLAB	C	0.42%
ADUS	D	0.4%
WFRD	D	0.4%
RMR	F	0.4%
SIG	B	0.39%
IESC	B	0.39%
TILE	B	0.39%
LGND	B	0.39%
BDC	B	0.39%
PRGS	A	0.39%
EVER	F	0.39%
INMD	C	0.38%
VRNT	C	0.38%
LRN	A	0.38%
RDNT	B	0.37%
WNC	C	0.37%
YOU	D	0.37%
IIPR	D	0.37%
LOPE	B	0.36%
CASH	A	0.36%
BLBD	D	0.36%
CAL	D	0.36%
M	D	0.36%
APOG	B	0.36%
HIW	D	0.35%
HRMY	D	0.35%
ANIP	F	0.35%
CNXN	C	0.35%
BPMC	C	0.35%
CRAI	B	0.35%
TRMK	B	0.34%
PBF	D	0.34%
MD	B	0.34%
MOG.A	B	0.34%
PFS	B	0.32%
LPG	F	0.32%
ATGE	B	0.32%
CNK	B	0.32%
PDM	D	0.32%
YMAB	F	0.31%
ATKR	C	0.31%
RXST	F	0.31%
SCS	C	0.31%
CUZ	B	0.31%
ODP	F	0.3%
TCMD	A	0.3%
DNOW	B	0.3%
VIRT	B	0.3%
AKR	B	0.3%
GRBK	D	0.3%
SBRA	C	0.29%
THFF	B	0.29%
SPNS	F	0.29%
DXC	B	0.29%
HUBG	A	0.29%
ADMA	B	0.28%
BKH	A	0.28%
BHE	B	0.28%
BNL	D	0.28%
HCC	B	0.28%
CRDO	B	0.28%
TWI	F	0.28%
SXC	A	0.28%
HURN	B	0.28%
AZZ	B	0.28%
ITCI	C	0.27%
BKU	A	0.27%
CCRN	F	0.26%
HCI	C	0.26%
ASO	F	0.26%
INTA	A	0.26%
VRNS	D	0.26%
PRG	C	0.26%
GIII	D	0.25%
AGX	B	0.25%
MEDP	D	0.25%
GNK	D	0.25%
ABG	B	0.25%
PIPR	B	0.25%
PRM	C	0.25%
HDSN	F	0.24%
PSN	D	0.24%
AVNS	F	0.24%
LMAT	A	0.24%
MED	F	0.23%
NTCT	C	0.23%
HLX	B	0.23%
SMP	B	0.22%
IMKTA	C	0.22%
HAE	C	0.22%
VNDA	C	0.22%
NUS	D	0.22%
KN	B	0.22%
SBH	C	0.22%
NX	C	0.21%
VCTR	B	0.21%
INSW	F	0.21%
WABC	B	0.21%
KRC	C	0.2%
BLFS	C	0.2%
ENS	D	0.2%
PK	B	0.2%
DHT	F	0.2%
EXTR	B	0.2%
CMPR	D	0.2%
ASC	F	0.2%
NAVI	C	0.19%
UCTT	D	0.19%
SGBX	F	0.19%
GOGL	F	0.19%
AXSM	B	0.19%
TMDX	F	0.19%
NSSC	D	0.19%
TARS	B	0.19%
TPC	C	0.18%
TNC	D	0.18%
TGTX	B	0.18%
ONTO	D	0.18%
SIGA	F	0.18%
HOV	D	0.17%
SD	D	0.17%
HY	D	0.17%
ASGN	F	0.17%
NVST	B	0.17%
XRX	F	0.16%
STNG	F	0.16%
ADNT	F	0.16%
METC	C	0.15%
GES	F	0.15%
SCSC	B	0.15%
BRC	D	0.15%
SCVL	F	0.14%
AIT	A	0.14%
CSGS	B	0.14%
HROW	D	0.14%
OSCR	D	0.14%
CWCO	C	0.14%
AYI	B	0.14%
NECB	B	0.14%
CECO	A	0.14%
ALRM	C	0.14%
KELYA	F	0.14%
EIG	B	0.13%
MOV	C	0.13%
ALKT	B	0.13%
PCRX	C	0.13%
GFF	A	0.12%
TWST	D	0.12%
CLW	F	0.12%
MRVI	F	0.12%
YEXT	A	0.11%
INVA	D	0.11%
AMCX	C	0.11%
CHRD	D	0.11%
MAX	F	0.1%
ASTH	D	0.1%
RAMP	C	0.1%
CGEM	F	0.09%
SPSC	C	0.09%
MLKN	D	0.08%
CTRE	D	0.08%
PEBK	B	0.08%
KRYS	B	0.08%
ATLO	D	0.07%
TPH	D	0.07%
APAM	B	0.06%
FTDR	A	0.06%
GRND	A	0.06%
KSS	F	0.06%
JWN	C	0.06%
ANDE	D	0.05%
OTTR	C	0.05%
AMPH	D	0.05%
NSIT	F	0.05%
REVG	B	0.05%
SWX	B	0.05%
OGS	A	0.05%
ATEN	B	0.05%
CTS	C	0.05%
OMI	F	0.05%
LBRT	D	0.04%
AMN	F	0.04%
PHR	F	0.04%
FORM	D	0.04%
TDC	D	0.04%
ETD	C	0.04%
HE	C	0.04%
SEMR	B	0.04%
COLL	F	0.04%
EOLS	D	0.04%
JBI	F	0.03%
VITL	D	0.03%
EMBC	C	0.03%
RYI	C	0.03%
SWI	B	0.03%
ACLS	F	0.02%
PGNY	F	0.02%
ACIW	B	0.02%
MITK	C	0.0%
MAIN	A	0.0%
EPAC	B	0.0%

AFSM Underweight 70 Positions Relative to SDVY

Symbol	Grade	Weight
TPL	A	-1.54%
EWBC	A	-1.27%
UNM	A	-1.26%
SYF	B	-1.26%
SNA	A	-1.25%
WTTR	B	-1.23%
ZION	B	-1.21%
SNV	B	-1.21%
WTFC	A	-1.2%
STLD	B	-1.19%
GRMN	B	-1.19%
HBAN	A	-1.17%
WSM	B	-1.17%
CR	A	-1.16%
CADE	B	-1.15%
G	B	-1.14%
RF	A	-1.13%
DELL	C	-1.13%
CINF	A	-1.12%
OC	A	-1.11%
RS	B	-1.11%
OZK	B	-1.11%
CMA	A	-1.1%
CFG	B	-1.1%
EQH	B	-1.1%
LECO	B	-1.09%
CRBG	B	-1.09%
CRC	B	-1.09%
CF	B	-1.09%
SLM	A	-1.08%
EBC	B	-1.08%
RHI	B	-1.08%
RL	B	-1.08%
SM	B	-1.07%
MGY	A	-1.06%
IEX	B	-1.06%
FITB	A	-1.06%
J	F	-1.05%
GGG	B	-1.04%
EDR	A	-1.04%
ITT	A	-1.04%
RGA	A	-1.03%
AFG	A	-1.03%
BEN	C	-1.03%
VOYA	B	-1.03%
WHD	B	-1.02%
ALLY	C	-1.02%
TOL	B	-1.0%
NTAP	C	-1.0%
LSTR	D	-0.99%
UFPI	B	-0.98%
EG	C	-0.97%
EXPD	D	-0.96%
OMC	C	-0.96%
AGCO	D	-0.96%
BPOP	B	-0.95%
AESI	B	-0.93%
DKS	C	-0.91%
DINO	D	-0.91%
PHM	D	-0.9%
IPG	D	-0.9%
WLK	D	-0.88%
SHOO	D	-0.87%
AOS	F	-0.86%
LEA	D	-0.86%
IBP	D	-0.86%
WMS	D	-0.84%
CCS	D	-0.83%
NSP	D	-0.79%
CRI	D	-0.75%