SMIZ vs. QABA ETF Comparison

Comparison of Zacks Small/Mid Cap ETF (SMIZ) to First Trust NASDAQ ABA Community Bank Index Fund (QABA)

SMIZ

Zacks Small/Mid Cap ETF

SMIZ Description

The fund seeks to generate positive risk-adjusted returns (positive rate of return after adjustment for the amount of risk taken) by, under normal circumstances, investing at least 80% of its net assets (including any borrowings for investment purposes) in equity securities of small and midsize companies listed on U.S. stock exchanges or derivatives linked to such securities.

Grade (RS Rating)

Last Trade

$33.30

Average Daily Volume

13,043

Number of Holdings ^*

202

* may have additional holdings in another (foreign) market

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$53.43

Average Daily Volume

9,531

Number of Holdings ^*

121

* may have additional holdings in another (foreign) market

Performance

Period	SMIZ	QABA
30 Days	0.53%	3.36%
60 Days	7.15%	2.28%
90 Days	10.93%	8.57%
12 Months	32.33%	30.04%

10 Overlapping Holdings

Symbol	Grade	Weight in SMIZ	Weight in QABA	Overlap
BMRC	B	0.51%	0.2%	0.2%
BSRR	D	0.58%	0.22%	0.22%
CBSH	A	0.87%	4.39%	0.87%
CHCO	C	0.61%	0.93%	0.61%
FISI	D	0.87%	0.2%	0.2%
FULT	C	0.79%	1.8%	0.79%
INDB	B	0.01%	1.46%	0.01%
NRIM	D	0.63%	0.2%	0.2%
RBB	D	0.27%	0.22%	0.22%
WASH	B	0.21%	0.32%	0.21%

SMIZ Overweight 192 Positions Relative to QABA

Symbol	Grade	Weight
EME	A	1.58%
BRBR	A	1.14%
SLVM	A	1.13%
PRA	B	1.05%
ENR	A	1.05%
NTRS	B	1.04%
MCY	B	1.02%
KW	C	0.99%
PODD	A	0.98%
ANET	A	0.97%
NTAP	D	0.96%
DDOG	A	0.95%
COFS	B	0.94%
PRM	A	0.93%
MUSA	C	0.9%
RYAN	B	0.9%
SNV	B	0.88%
ALX	D	0.86%
CEG	C	0.84%
ADMA	B	0.83%
LRN	A	0.82%
TROW	A	0.81%
FLS	A	0.81%
ICUI	C	0.81%
TOL	D	0.8%
GWRE	B	0.8%
LNG	A	0.79%
NPAB	F	0.78%
WMB	A	0.78%
TMHC	A	0.74%
MCK	C	0.73%
ZUO	A	0.72%
CBAN	D	0.7%
MEDP	F	0.69%
AYI	A	0.69%
NI	A	0.69%
HHH	B	0.68%
AXTA	A	0.68%
VECO	F	0.67%
PK	D	0.67%
OHI	B	0.66%
BMI	C	0.63%
CINF	B	0.62%
RMBS	C	0.62%
IBKR	A	0.61%
IR	C	0.61%
WTS	F	0.6%
ALRS	F	0.6%
RCL	A	0.6%
VMI	A	0.6%
ARVN	C	0.6%
EIX	D	0.59%
GLW	B	0.59%
HUBB	B	0.59%
HIG	D	0.58%
ANF	F	0.58%
YEXT	A	0.58%
KREF	B	0.58%
TTWO	A	0.57%
WING	F	0.57%
PHM	D	0.57%
HQY	B	0.56%
APH	B	0.55%
FIX	B	0.54%
SOFI	A	0.54%
IRDM	A	0.53%
BAH	A	0.53%
VST	B	0.53%
FLR	B	0.53%
ICFI	A	0.53%
ALTR	B	0.53%
JHG	A	0.52%
RMD	B	0.52%
AOSL	D	0.5%
NCLH	A	0.5%
MHO	C	0.49%
WEAV	B	0.49%
ZBRA	A	0.48%
JANX	A	0.48%
UAL	A	0.47%
HY	D	0.47%
PRI	B	0.47%
MATX	A	0.46%
LDOS	A	0.46%
SIRI	D	0.46%
MASI	A	0.45%
SPT	F	0.45%
UNM	A	0.45%
ALKS	D	0.44%
WAB	A	0.44%
CHRW	C	0.44%
TWLO	A	0.43%
CMTG	F	0.43%
ITT	C	0.43%
DUOL	A	0.41%
AGNC	D	0.41%
TXT	F	0.41%
HOLX	A	0.4%
TAP	B	0.4%
EXPD	D	0.4%
GTLB	A	0.39%
CSL	D	0.39%
HCAT	D	0.39%
RDFN	C	0.39%
KRYS	D	0.39%
GRBK	D	0.39%
ILMN	A	0.39%
NWPX	A	0.38%
COIN	C	0.38%
CBOE	B	0.38%
KBH	C	0.38%
BTU	A	0.37%
TSN	D	0.37%
APPF	D	0.36%
ACGL	F	0.36%
GAP	C	0.36%
DRI	C	0.36%
POWL	A	0.35%
ROST	F	0.35%
CARG	B	0.35%
SPSC	F	0.35%
URBN	D	0.34%
OMC	A	0.34%
OKTA	D	0.34%
KKR	B	0.34%
CCS	D	0.34%
CRS	B	0.34%
THC	B	0.33%
UIS	A	0.32%
PCVX	D	0.32%
VCYT	A	0.32%
LHX	A	0.31%
MGM	D	0.31%
WMS	C	0.31%
FSLY	D	0.3%
DOCU	B	0.3%
FTNT	B	0.3%
HRB	C	0.29%
QLYS	D	0.29%
UHS	D	0.29%
OPCH	F	0.29%
EPC	F	0.28%
COOP	C	0.28%
HSTM	A	0.28%
ALLO	D	0.28%
MTG	D	0.28%
EXAS	A	0.28%
HL	C	0.27%
HAE	F	0.27%
TMDX	F	0.27%
INSP	D	0.27%
UI	A	0.26%
RIOT	C	0.25%
EVTC	D	0.25%
NYT	C	0.25%
IRM	B	0.25%
SN	C	0.23%
STNE	D	0.23%
AZEK	C	0.23%
EVER	F	0.23%
GNTY	D	0.23%
PARR	F	0.22%
DFH	F	0.21%
BRO	A	0.21%
KMPR	B	0.21%
POST	D	0.2%
ZM	A	0.2%
AIZ	D	0.2%
CPF	C	0.18%
BMRN	F	0.18%
CWCO	F	0.17%
AXS	B	0.17%
PHR	F	0.16%
HRTX	F	0.15%
AFL	D	0.15%
AEO	F	0.15%
STKS	F	0.13%
COUR	F	0.12%
RUN	C	0.11%
EXPE	A	0.01%
HCC	A	0.01%
SPOT	B	0.01%
CMG	D	0.01%
NFG	C	0.01%
AIT	A	0.01%
SKX	D	0.0%
HPP	F	0.0%
ULTA	C	0.0%
AME	A	0.0%
HLT	B	0.0%
LULU	C	0.0%
MTDR	C	0.0%

SMIZ Underweight 111 Positions Relative to QABA

Symbol	Grade	Weight
WTFC	B	-4.2%
UMBF	A	-2.92%
FFIN	D	-2.81%
UBSI	C	-2.78%
OZK	B	-2.71%
HWC	B	-2.45%
IBOC	B	-2.08%
TFSL	D	-1.97%
BANF	B	-1.96%
TCBI	B	-1.94%
CATY	B	-1.81%
FIBK	C	-1.76%
FHB	A	-1.72%
SFNC	B	-1.59%
WSFS	D	-1.59%
WAFD	D	-1.5%
CVBF	B	-1.48%
PPBI	C	-1.34%
TBBK	D	-1.34%
TOWN	D	-1.33%
FFBC	B	-1.33%
SBCF	C	-1.24%
BANR	B	-1.2%
FRME	D	-1.18%
TRMK	B	-1.16%
NBTB	D	-1.14%
TFIN	B	-1.13%
EFSC	B	-1.07%
SYBT	B	-1.03%
WSBC	B	-1.02%
CLBK	D	-0.98%
CASH	B	-0.96%
FBNC	D	-0.94%
MBIN	F	-0.92%
NWBI	D	-0.92%
LKFN	C	-0.9%
SASR	B	-0.83%
HOPE	D	-0.82%
VBTX	B	-0.8%
SRCE	C	-0.79%
STBA	D	-0.79%
TCBK	C	-0.77%
WABC	B	-0.75%
BUSE	D	-0.75%
QCRH	A	-0.73%
GABC	A	-0.66%
RBCAA	B	-0.64%
DCOM	B	-0.64%
PFBC	B	-0.62%
PEBO	B	-0.6%
OCFC	C	-0.58%
BRKL	A	-0.55%
AMAL	B	-0.55%
SBSI	D	-0.53%
BHRB	C	-0.52%
CNOB	D	-0.51%
CTBI	B	-0.51%
FMBH	D	-0.5%
BFC	B	-0.5%
PFC	B	-0.48%
CFFN	B	-0.47%
CCB	A	-0.46%
UVSP	C	-0.44%
EGBN	B	-0.43%
HFWA	A	-0.43%
BFST	B	-0.42%
CFB	D	-0.42%
FCBC	D	-0.41%
ORRF	B	-0.4%
OSBC	B	-0.4%
NBN	A	-0.39%
MBWM	D	-0.38%
HAFC	A	-0.38%
HBNC	A	-0.38%
SMBC	B	-0.37%
IBCP	D	-0.37%
GSBC	C	-0.36%
FSBC	B	-0.35%
TRST	D	-0.34%
MOFG	C	-0.33%
CAC	A	-0.33%
HTBI	D	-0.32%
CCBG	B	-0.32%
HTBK	D	-0.32%
CASS	B	-0.31%
PGC	A	-0.31%
SPFI	B	-0.3%
HIFS	B	-0.3%
ESQ	A	-0.3%
HONE	D	-0.29%
MPB	B	-0.29%
MSBI	A	-0.29%
CCNE	B	-0.29%
THFF	C	-0.28%
NFBK	C	-0.28%
FMNB	D	-0.28%
BCAL	B	-0.26%
AROW	B	-0.26%
SHBI	B	-0.26%
KRNY	B	-0.25%
FFIC	B	-0.25%
TCBX	A	-0.24%
CARE	B	-0.23%
EBTC	B	-0.22%
BWB	C	-0.22%
NECB	B	-0.2%
NEWT	B	-0.19%
INBK	C	-0.17%
WSBF	B	-0.16%
FRST	F	-0.15%
FLIC	D	-0.15%